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Original filing (PDF)20250918180439NAL0001827696001
DUFRESNE SPENCER GROUP HOLDINGS, LLC
Form 5500
FILING_RECEIVED
ASHLEY FURNITURE HOMESTORE 401(K) PLAN
401(k) retirement plan
Signals · 3
~77 bps in Sched C feesNo recordkeeper disclosed12 service providers
Active participants
573
Accounts w/ balance
171
Plan assets (EOY)
$28.8M
Net assets (EOY)
$28.8M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
65
Knocking points off
- 77 bps in Schedule C fees — 165% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
- Only 30% as many balances as active participants — suggests many active employees aren't deferring.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUFRESNE SPENCER GROUP HOLDINGS, LLC.
Plan sponsor
Name
DUFRESNE SPENCER GROUP HOLDINGS, LLC
EIN
06-1668247
Address
4120 AIR TRANS ROAD · MEMPHIS, TN · 38118
Phone
(901) 509-8860
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
2F · ERISA section 404(c)
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MILLER LPA PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
12 rowsOther
12| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| T. ROWE PRICE RPS, INC. | 52-1309931 | — | NONE | $221K | — |
| BARON FUNDS | — | NEW YORK, NY | NONE | $0 | — |
| AMERICAN FUNDS | 95-1411037 | — | NONE | $0 | — |
| JP MORGAN FUNDS | 13-2624428 | — | NONE | $0 | — |
| ALLSPRING SPECIAL MID-CAP VAL R | — | BOSTON, MA | NONE | $0 | — |
| MET WEST FUNDS | — | LOS ANGELES, CA | NONE | $0 | — |
| FIDELITY | 04-2647786 | — | NONE | $0 | — |
| HARTFORD MUTUAL FUNDS | 13-3317783 | — | NONE | $0 | — |
| COHEN & STEERS FUNDS | 14-1904657 | — | NONE | $0 | — |
| AMERICAN CENTURY | 20-0623152 | — | NONE | $0 | — |
| BRANDYWINE GLOBAL - HY IS | 83-0334121 | — | NONE | $0 | — |
| JANUS FUNDS | 43-1804048 | — | NONE | $0 | — |
Investments
33 direct securities · 1 pooled fund· $29.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$28.8M
33 holdings
Common Collective Trust
$290K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. ROWE PRICE RETIREMENT 2040 I CLASS | — | — | — | $4.1M | 14.1% | |
| T. ROWE PRICE RETIREMENT 2035 I CLASS | — | — | — | $3.6M | 12.6% | |
| T. ROWE PRICE RETIREMENT 2045 I CLASS | — | — | — | $3.5M | 12.0% | |
| T. ROWE PRICE RETIREMENT 2050 I CLASS | — | — | — | $3.2M | 11.1% | |
| T. ROWE PRICE RETIREMENT 2030 I CLASS | — | — | — | $3.0M | 10.5% | |
| T. ROWE PRICE RETIREMENT 2055 I CLASS | — | — | — | $2.2M | 7.7% | |
| T. ROWE PRICE RETIREMENT 2025 I CLASS | — | — | — | $2.1M | 7.1% | |
| T. ROWE PRICE RETIREMENT 2060 I CLASS | — | — | — | $1.5M | 5.1% | |
| PARTICIPANT LOANS | — | — | — | $1.3M | 4.4% | |
| T. ROWE PRICE RETIREMENT 2020 I CLASS | — | — | — | $1.1M | 3.7% | |
| FIDELITY 500 INDEX | — | — | — | $921K | 3.2% | |
| AMERICAN CENTURY ULTRA R6 | — | — | — | $494K | 1.7% | |
| T. ROWE PRICE RETIREMENT 2010 I CLASS | — | — | — | $426K | 1.5% | |
| T. ROWE PRICE STABLE VALUE N | — | — | — | $290K | 1.0% | |
| TRP ST VAL COMMON TRUST FUND T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 001 | Common Collective Trust | — | — | $290K | 1.0% | |
| T. ROWE PRICE RETIREMENT 2015 I CLASS | — | — | — | $197K | 0.7% | |
| FIDELITY MID CAP INDEX | — | — | — | $194K | 0.7% | |
| T. ROWE PRICE RETIREMENT 2065 I CLASS | — | — | — | $160K | 0.6% | |
| BARON SMALL CAP INSTL | — | — | — | $128K | 0.4% | |
| FIDELITY SMALL CAP INDEX | — | — | — | $96K | 0.3% | |
| JPMORGAN EQUITY INCOME R6 | — | — | — | $95K | 0.3% | |
| FIDELITY INTERNATIONAL INDEX | — | — | — | $89K | 0.3% | |
| T. ROWE PRICE GOVERNMENT MONEY INV | — | — | — | $73K | 0.3% | |
| COHEN & STEERS INSTL REALTY SHARES | — | — | — | $47K | 0.2% | |
| FIDELITY US BOND INDEX | — | — | — | $44K | 0.2% | |
| FIDELITY INTL CPTL APPREC K6 | — | — | — | $36K | 0.1% | |
| AMERICAN FUNDS NEW WORLD R6 | — | — | — | $34K | 0.1% | |
| JPMORGAN MID-CAP GROWTH R6 | — | — | — | $29K | 0.1% | |
| BRANDYWINEGLOBAL - HIGH YIELD IS | — | — | — | $13K | <0.1% | |
| UNDISCOVERED MGRS BEHAVIORAL VALUE R6 | — | — | — | $8K | <0.1% | |
| T. ROWE PRICE RETIREMENT 2005 I CLASS | — | — | — | $6K | <0.1% | |
| ALLSPRING SPEC MD CP VAL R6 | — | — | — | $3K | <0.1% | |
| TCW MTWST TOTAL RETURN BND FND - CLASS P | — | — | — | $1K | <0.1% | |
| HARTFORD WORLD BOND R6 | — | — | — | $880 | <0.1% |