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Original filing (PDF)20251015063517NAL0008349522001
FARRELL FRITZ, P.C.
Form 5500
FILING_RECEIVED
FARRELL FRITZ, P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
34% in single holding
Active participants
155
Accounts w/ balance
241
Plan assets (EOY)
$79.6M
Net assets (EOY)
$79.6M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "STATE ST EQUITY 500 INDEX K" is 34% of plan.
Helping the score
- Below-peer total fees (2 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FARRELL FRITZ, P.C..
Plan sponsor
Name
FARRELL FRITZ, P.C.
EIN
06-1620161
Address
400 RXR PLAZA · UNIONDALE, NY · 115563826
Phone
(516) 227-0781
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
PKF O'CONNOR DAVIES LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $13K | — |
Investments
26 direct securities · 1 pooled fund· $77.9M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$65.6M
25 holdings
Common Collective Trust
$8.0M
1 holding
Uncategorized
$4.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| STATE ST EQUITY 500 INDEX K | Registered Investment Companies | — | — | $26.5M | 33.3% | |
| INVESCO STABLE ASSET - ADPZ INVESCO TRUST COMPANY · EIN 27-3884161 / PN 001 | Common Collective Trust | — | — | $8.0M | 10.1% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $6.9M | 8.7% | |
| VANGUARD BAL IDX - ADM | Registered Investment Companies | — | — | $5.9M | 7.4% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $5.9M | 7.4% | |
| VANGUARD INTERMEDIATE TERM BON | Registered Investment Companies | — | — | $5.5M | 6.9% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $4.2M | 5.3% | |
| FID FREEDOM INDEX 2045 PREMIER | Registered Investment Companies | — | — | $3.0M | 3.8% | |
| FID FREEDOM INDEX 2030 PREMIER | Registered Investment Companies | — | — | $2.3M | 2.9% | |
| FID FREEDOM INDEX 2025 PREMIER | Registered Investment Companies | — | — | $2.0M | 2.6% | |
| FID FREEDOM INDEX INC PREMIER | Registered Investment Companies | — | — | $1.9M | 2.4% | |
| FID FREEDOM INDEX 2040 PREMIER | Registered Investment Companies | — | — | $1.8M | 2.2% | |
| FID FREEDOM INDEX 2050 PREMIER | Registered Investment Companies | — | — | $1.3M | 1.6% | |
| FID FREEDOM INDEX 2035 PREMIER | Registered Investment Companies | — | — | $1.0M | 1.3% | |
| FID FREEDOM INDEX 2020 PREMIER | Registered Investment Companies | — | — | $585K | 0.7% | |
| FID FREEDOM INDEX 2060 PREMIER | Registered Investment Companies | — | — | $187K | 0.2% | |
| FID FREEDOM INDEX 2055 PREMIER | Registered Investment Companies | — | — | $172K | 0.2% | |
| VANGUARD GROWTH INDEX FUND ADM | Registered Investment Companies | — | — | $155K | 0.2% | |
| ISHARES RUSSELL 1000 LRG CAP K | Registered Investment Companies | — | — | $150K | 0.2% | |
| VANGUARD VALUE INDEX FUND ADMR | Registered Investment Companies | — | — | $123K | 0.2% | |
| VANGUARD SMALL CAP INDEX ADMRL | Registered Investment Companies | — | — | $34K | <0.1% | |
| VANGUARD SM CAP VAL INDEX ADM | Registered Investment Companies | — | — | $31K | <0.1% | |
| VANGUARD EMG MKTS STK IDX ADM | Registered Investment Companies | — | — | $27K | <0.1% | |
| VANGUARD SM CP GR IDX -ADMIRAL | Registered Investment Companies | — | — | $22K | <0.1% | |
| NUVEEN SMALLCAP BLEND INDEX R6 | Registered Investment Companies | — | — | $20K | <0.1% | |
| FID FREEDOM INDEX 2010 PREMIER | Registered Investment Companies | — | — | $6K | <0.1% | |
| FID FREEDOM INDEX 2065 PREMIER | Registered Investment Companies | — | — | $3K | <0.1% |