Back to filter
Original filing (PDF)20251015085131NAL0002126371001
MTU AERO ENGINE NORTH AMERICA INC.
Form 5500
FILING_RECEIVED
MTU AERO ENGINE NORTH AMERICA, INC. 401(K) PLAN AND TRUST
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
222
Accounts w/ balance
365
Plan assets (EOY)
$32.7M
Net assets (EOY)
$32.7M
How this plan invests
This plan
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (18 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MTU AERO ENGINE NORTH AMERICA INC..
Plan sponsor
Name
MTU AERO ENGINE NORTH AMERICA INC.
EIN
06-1602767
Address
400 CAPTIAL BLVD., STE. 300 · ROCKY HILL, CT · 06067
Phone
(860) 258-9700
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-15
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $1K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI ADVISORS INC | 06-1397347 | — | ADVISOR | $57K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
28 direct securities· $31.2M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| lesser, or similar party Description Cost (A) value Mutual funds * Fidelity Investments FA FREEDOM 2050 Z | — | — | — | $4.1M | 12.5% | |
| Fidelity Investments Fidelity 500 Index Fund | — | — | — | $3.3M | 10.1% | |
| Fidelity Investments Fidelity LG Cap GR IDX | — | — | — | $2.8M | 8.4% | |
| Fidelity Investments FA FREEDOM 2040 Z | — | — | — | $2.6M | 7.8% | |
| Fidelity Investments FA FREEDOM 2055 Z | — | — | — | $2.4M | 7.2% | |
| Fidelity Investments FA FREEDOM 2045 Z | — | — | — | $1.9M | 5.7% | |
| Fidelity Investments FA FREEDOM 2035 Z | — | — | — | $1.9M | 5.7% | |
| Fidelity Investments FA FREEDOM 2030 Z | — | — | — | $1.6M | 4.9% | |
| Fidelity Investments FA FREEDOM 2060 Z | — | — | — | $1.5M | 4.7% | |
| Money market fund * Fidelity Investments Fidelity Government Money Market Fund | — | — | — | $1.2M | 3.7% | |
| Fidelity Investments FA FREEDOM 2065 Z | — | — | — | $902K | 2.8% | |
| American Funds American Funds New Perspective Fund | — | — | — | $845K | 2.6% | |
| Janus Henderson Janus Henderson Janus Henderson Balanced Fund | — | — | — | $813K | 2.5% | |
| Fidelity Investments FA FREEDOM 2020 Z | — | — | — | $722K | 2.2% | |
| Fidelity Investments Fidelity Small-Cap Index Fund | — | — | — | $709K | 2.2% | |
| MFS Md Cap Growth R6 | — | — | — | $695K | 2.1% | |
| Fidelity Investments Fidelity Total Bond Fund | — | — | — | $584K | 1.8% | |
| MFS Value Fund | — | — | — | $570K | 1.7% | |
| Fidelity Investments FA FREEDOM INC Z | — | — | — | $472K | 1.4% | |
| Fidelity Investments Fidelity Mid-Cap Index Fund | — | — | — | $350K | 1.1% | |
| Fidelity Investments FA FREEDOM 2015 Z | — | — | — | $326K | 1.0% | |
| BlackRock High Yield Bond Fund | — | — | — | $303K | 0.9% | |
| American Funds American Funds EuroPacific Growth Fund | — | — | — | $279K | 0.9% | |
| Fidelity Investments Fidelity Strategic Income Fund | — | — | — | $183K | 0.6% | |
| Fidelity Investments Fidelity EMRG MKTS IDX | — | — | — | $129K | 0.4% | |
| First Eagle First Eagle Gold Fund | — | — | — | $82K | 0.3% | |
| Fidelity Investments FA FREEDOM 2010 Z | — | — | — | $71K | 0.2% | |
| MFS Global Real Estate Fund | — | — | — | $62K | 0.2% |