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Original filing (PDF)20251014141939NAL0003001025001
FIVE STAR SUPERMARKETS OF NORWICH, INC.
Form 5500
FILING_RECEIVED
FIVE STAR SUPERMARKETS OF NORWICH, INC. 401(K) RETIREMENT PLAN
401(k) retirement plan
Signals · 1
32% in single holding
Active participants
167
Accounts w/ balance
184
Plan assets (EOY)
$13.8M
Net assets (EOY)
$13.8M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
84
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Janus Balanced Fund" is 32% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for FIVE STAR SUPERMARKETS OF NORWICH, INC..
Plan sponsor
Name
FIVE STAR SUPERMARKETS OF NORWICH, INC.
EIN
06-1461813
Address
634 WEST MAIN ST. · NORWICH, CT · 06360
Phone
(860) 887-3703
Industry
Supermarkets & Other Grocery Stores· Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WITHUM SMITH AND BROWN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT WEST LIFE & ANNUITY INSURANCE | 84-0467907 | — | RECORDKEEPER | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ESSEX FINANCIAL SERVICES | 36-4529342 | — | INVESTMENT ADVISOR | $32K | — |
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISOR | $6K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION CONSULTANTS, INC | 06-1504963 | — | CONTRACT ADMIN | $0 | — |
Investments
24 direct securities· $13.8M(100% of reported assets)
Uncategorized
$13.8M
23 holdings
Mutual Funds
$8K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Janus Balanced Fund | — | — | — | $4.4M | 31.9% | |
| Fidelity Advisor New Insights | — | — | — | $2.3M | 16.9% | |
| T Rowe Price Global Technology | — | — | — | $1.5M | 10.6% | |
| Investments at Contract Key Guaranteed Portfolio Fund | — | — | — | $800K | 5.8% | |
| Virtus Ceredex Large Cap Value Fund | — | — | — | $716K | 5.2% | |
| Oakmark Investor | — | — | — | $711K | 5.2% | |
| Doubleline Total Return Bond Fund | — | — | — | $459K | 3.3% | |
| Blackrock Health Sciences Opportunities | — | — | — | $423K | 3.1% | |
| Value * Notes receivable from Various maturity dates through 2043. Various | — | — | — | $414K | 3.0% | |
| Neuberger Berman Genesis Fund | — | — | — | $376K | 2.7% | |
| American Funds 2025 Target Date Fund Retire R4 | — | — | — | $367K | 2.7% | |
| American Funds EuroPacific Growth R4 | — | — | — | $331K | 2.4% | |
| American Funds 2055 Target Date Fund Retire R4 | — | — | — | $196K | 1.4% | |
| American Funds 2030 Target Date Fund Retire R4 | — | — | — | $192K | 1.4% | |
| American Funds 2040 Target Date Fund Retire R4 | — | — | — | $144K | 1.0% | |
| Oakmark Equity & Income Investor | — | — | — | $125K | 0.9% | |
| Virtus Newfleet Multi-Sector Short term Bond Fund | — | — | — | $100K | 0.7% | |
| Hartford Midcap R3 | — | — | — | $92K | 0.7% | |
| American Funds 2045 Target Date Fund Retire R4 | — | — | — | $81K | 0.6% | |
| American Funds 2035 Target Date Fund Retire R4 | — | — | — | $61K | 0.4% | |
| American Funds 2050 Target Date Fund Retire R4 | — | — | — | $37K | 0.3% | |
| American Funds 2020 Target Date Fund Retire R4 | Mutual Funds | — | — | $8K | <0.1% | |
| Templeton Global Bond Fund | — | — | — | $7K | <0.1% | |
| Invesco Gold & Special Minerals | — | — | — | $3K | <0.1% |