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Original filing (PDF)20251010093627NAL0004466867001
SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. DBA SONE HEALTH
Form 5500
FILING_RECEIVED
SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
28% in single holding
Active participants
73
Accounts w/ balance
121
Plan assets (EOY)
$7.3M
Net assets (EOY)
$7.3M
How this plan invests
This plan
17 pooled trusts
Schedule D
7 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
92
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
86
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Total $ 1,683,135 - -" is 28% of plan.
- 65 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. DBA SONE HEALTH.
Plan sponsor
Name
SOUTHERN NEW ENGLAND HEALTHCARE ORGANIZATION, INC. DBA SONE HEALTH
EIN
06-1391257
Address
200 DAY HILL ROAD · WINDSOR, CT · 06095
Phone
(860) 453-0430
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WOLF & COMPANY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $42K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MMLIS | — | SPRINGFIELD, MA | BROKER/ADVISER | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PASI, LLC | — | FARMINGTON, CT | CONTRACT ADMIN | $6K | — |
Investments
7 direct securities · 17 pooled funds· $27.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$14.6M
5 holdings
Pooled Separate Accounts
$8.5M
2 holdings
Pooled Separate Account
$4.7M
17 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Total $ 1,683,135 - | — | — | — | $6.4M | 87.5% | |
| Total $ 1,394,662 - | — | — | — | $5.2M | 70.5% | |
| measured at NAV(a) | Pooled Separate Accounts | — | — | $4.7M | 64.5% | |
| measured at NAV(a) - | Pooled Separate Accounts | — | — | $3.8M | 51.5% | |
| Level 1 Level 2 Level 3 Fair Value December 31, 2024 Mutual funds $ 1,683,135 - | — | — | — | $1.7M | 23.0% | |
| Level 1 Level 2 Level 3 Fair Value December 31, 2023 Mutual funds $ 1,394,662 - | — | — | — | $1.4M | 19.1% | |
| MASSMUTUAL RETIRESMART BY JPM 2040 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $1.1M | 14.5% | |
| MASSMUTUAL RETIRESMART BY JPM 2030 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $677K | 9.3% | |
| MM S&P 500 INDEX I MASSMUTUAL · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $649K | 8.9% | |
| MASSMUTUAL RETIRESMART BY JPM 2050 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $338K | 4.6% | |
| MASSMUTUAL BLUE CHIP GROWTH I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $304K | 4.2% | |
| MASSMUTUAL RETIRESMART BY JPM 2035 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $303K | 4.2% | |
| MASSMUTUAL RETIRESMART BY JPM 2020 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $270K | 3.7% | |
| T. ROWE PRICE NEW HORIZONS I T. ROWE PRICE · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $243K | 3.3% | |
| JPMORGAN CORE BOND R5 JPMORGAN · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $189K | 2.6% | |
| MASSMUTUAL SMALL CAP OPPS I MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $154K | 2.1% | |
| MASSMUTUAL RETIRESMART BY JPM 2025 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $130K | 1.8% | |
| MASSMUTUAL RETIRESMART BY JPM 2045 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $127K | 1.7% | |
| VANGUARD MID CAP INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $102K | 1.4% | |
| PRM CR VAL EQ (WLLGTN-BRNDYWN-TRP) PRM CR VAL EQ (WLLGTN-BRNDYWN-TRP) · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $85K | 1.2% | |
| MASSMUTUAL RETIRESMART BY JPM 2055 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $58K | 0.8% | |
| MASSMUTUAL RETIRESMART BY JPM 2060 EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $22K | 0.3% | |
| Southern New England Healthcare Organization, Inc. 401(k) Plan 10. NONEXEMPT TRANSACTIONS During 2023, the Plan Sponsor inadvertently failed to deposit $3,896 of participant | — | — | — | $4K | <0.1% | |
| MASSMUTUAL RETIRESMART BY JPM IN RE EMPOWER ANNUITY INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |