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Original filing (PDF)20251014132121NAL0002868833002
BOARD OF TRUSTEES- ROOFERS LOCAL NO. 9 SUPPLEMENTAL RETIREMENT PLAN
Form 5500
FILING_RECEIVED
ROOFERS LOCAL NO.9 SUPPLEMENTAL RETIREMENT PLAN
Defined-contribution retirement plan
Signals · 4
27% in single holding~105 bps in Sched C feesNo recordkeeper disclosed7 service providers
Active participants
298
Accounts w/ balance
327
Plan assets (EOY)
$12.3M
Net assets (EOY)
$12.3M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "TIAA-CREF Lifecycle Index 2035" is 27% of plan.
- 105 bps in Schedule C fees — 263% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES- ROOFERS LOCAL NO. 9 SUPPLEMENTAL RETIREMENT PLAN.
Plan sponsor
Name
BOARD OF TRUSTEES- ROOFERS LOCAL NO. 9 SUPPLEMENTAL RETIREMENT PLAN
DBA
RETIREMENT FUND
EIN
06-1384898
Address
66 CONNECTICUT BLVD · EAST HARTFORD, CT · 061083013
Phone
(800) 516-8979
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
NOVAK FRANCELLA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| BRESCIAS PRINTING SERVICE | 06-1188287 | — | NONE | $59K | — |
| ONEDIGITAL INVESTMENT ADVISORS | 43-1451524 | — | NONE | $30K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | 84-0467907 | — | NONE | $10K | — |
| REID & RIEGE, P.C. | 06-0867204 | — | NONE | $9K | — |
| NOVAK FRANCELLA, LLC | 61-1436956 | — | NONE | $9K | — |
| FRESHTECH | — | EAST HARTFORD, CT | NONE | $6K | — |
| CAKE DEVELOPMENT CORPORATION | — | LAS VEGAS, NV | NONE | $6K | — |
Investments
24 direct securities· $12.2M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA-CREF Lifecycle Index 2035 | — | 123,781 | — | $3.3M | 26.6% | |
| Empower E I Fixed Account Series Class 1 | — | — | — | $2.2M | 17.6% | |
| TIAA-CREF Lifecycle Index 2040 | — | 73,817 | — | $2.1M | 17.0% | |
| TIAA-CREF Lifecycle Index 2030 | — | 73,051 | — | $1.5M | 12.2% | |
| TIAA-CREF Lifecycle Index 2045 | — | 25,892 | — | $903K | 7.4% | |
| TIAA-CREF Lifecycle Index 2055 | — | 24,039 | — | $674K | 5.5% | |
| TIAA-CREF Lifecycle Index 2050 | — | 16,227 | — | $645K | 5.3% | |
| TIAA-CREF Lifecycle Index 2060 | — | 12,076 | — | $376K | 3.1% | |
| TIAA-CREF Lifecycle Index 2065 | — | 6,499 | — | $189K | 1.5% | |
| Schwab S&P 500 Index | — | — | — | $168K | 1.4% | |
| T. Rowe Price Growth Stock I | — | — | — | $48K | 0.4% | |
| Blackrock Mid-Cap Growth Equity K | — | — | — | $41K | 0.3% | |
| Fidelity Puritan | — | — | — | $34K | 0.3% | |
| American Funds American Balanced R6 | — | — | — | $34K | 0.3% | |
| TIAA-CREF Lifecycle Index 2025 | — | 9,468 | — | $22K | 0.2% | |
| Invesco Global A | — | — | — | $17K | 0.1% | |
| Fidelity Growth & Income Fund | — | — | — | $7K | <0.1% | |
| Schwab International Index | — | — | — | $4K | <0.1% | |
| Schwab US Mid-Cap Index | — | — | — | $4K | <0.1% | |
| Schwab Small Cap Index | — | — | — | $2K | <0.1% | |
| Schwab U.S. Aggregate Bond Index | — | — | — | $1K | <0.1% | |
| Pimco Real Return Instl | — | — | — | $409 | <0.1% | |
| Vanguard Mid-Cap Value Index Admiral | — | — | — | $85 | <0.1% | |
| Delaware Small Cap Value A | — | — | — | $43 | <0.1% |