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Original filing (PDF)20260105142335NAL0002130851001
PATRIOT BANK, N.A.
Form 5500
FILING_RECEIVED
PATRIOT BANK, N.A. 401(K) SAVINGS PLAN
401(k) retirement plan
Signals · 2
Late filing · 1.6 moNo recordkeeper disclosed
Active participants
116
Accounts w/ balance
142
Plan assets (EOY)
$8.7M
Net assets (EOY)
$8.7M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
94
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Filed 1.6 months past the 10.5-month grace window.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (6 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PATRIOT BANK, N.A..
Plan sponsor
Name
PATRIOT BANK, N.A.
EIN
06-1364615
Address
900 BEDFORD STREET · STAMFORD, CT · 06901
Phone
(203) 252-5900
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-01-05
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | INVESTMENT ADVISORY | $3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PASI, LLC | 26-1407927 | — | OTHER FEES | $2K | — |
Investments
39 direct securities · 1 pooled fund· $16.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$8.7M
39 holdings
Pooled Separate Account
$7.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VOYA SEPARATE ACCOUNT VOYA RETIREMENT INSURANCE AND ANNUITY CO. · EIN 71-0294708 / PN 001 | Pooled Separate Account | — | — | $7.7M | 88.7% | |
| Voya Fixed Account | — | — | — | $702K | 8.0% | |
| Voya Vangrd Target Retirement 2035 Fund Inv | — | — | — | $492K | 5.6% | |
| Voya Vangrd Target Retirement 2045 Fund Inv | — | — | — | $453K | 5.2% | |
| Voya American Funds The Growth Fund of America R6 | — | — | — | $450K | 5.2% | |
| Voya Government Money Mkt Fnd A (Hold Acct) 745 * Voya Intermediate Bond Fund R6 | — | — | — | $442K | 5.1% | |
| Voya Vangrd Total Stock Market Index Fund Admiral Shares | — | — | — | $431K | 4.9% | |
| Voya American Funds AMCAP Fund R6 | — | — | — | $417K | 4.8% | |
| Voya Vangrd Target Retirement 2025 Fund Inv | — | — | — | $353K | 4.1% | |
| Voya Vangrd Target Retirement 2040 Fund Inv | — | — | — | $353K | 4.0% | |
| Voya American Funds American Balanced Fund R6 | — | — | — | $338K | 3.9% | |
| Voya Vangrd LifeStrategy Conservative Growth Fund Inv | — | — | — | $334K | 3.8% | |
| Voya Vangrd 500 Index Fund Admiral Shares | — | — | — | $319K | 3.7% | |
| Voya Vangrd LifeStrategy Moderate Growth Fund Inv | — | — | — | $285K | 3.3% | |
| Participants Participant loans (4.25% to 9.50%, maturity through 2037) | — | — | — | $262K | 3.0% | |
| Voya DFA Inflation-Protected Securities Portfolio Ins | — | — | — | $248K | 2.8% | |
| Voya Vangrd Small-Cap Index Fund Admiral Shares | — | — | — | $213K | 2.4% | |
| Voya Vangrd Mid-Cap Index Fund Admiral Shares | — | — | — | $212K | 2.4% | |
| Voya American Funds EUPAC Fund R6 | — | — | — | $206K | 2.4% | |
| Voya DFA US Targeted Value Portfolio Ins | — | — | — | $184K | 2.1% | |
| Voya ClearBridge Small Cap Growth Fund IS | — | — | — | $183K | 2.1% | |
| Voya Mid-Cap Growth Equity Fund 8 | — | — | — | $171K | 2.0% | |
| Voya Vangrd Target Retirement 2030 Fund Inv | — | — | — | $165K | 1.9% | |
| Voya Loomis Sayles Bond Fund N | — | — | — | $161K | 1.8% | |
| Voya American Funds New Perspective Fund R6 | — | — | — | $156K | 1.8% | |
| Voya Vangrd Balanced Index Fund Admiral Shares | — | — | — | $140K | 1.6% | |
| Voya Vangrd Target Retirement 2050 Fund Inv | — | — | — | $129K | 1.5% | |
| Voya Vangrd Target Retirement 2065 Fund Inv | — | — | — | $119K | 1.4% | |
| Voya American Funds New World Fund R6 | — | — | — | $107K | 1.2% | |
| Voya MFS International Intrinsic Value Fund R6 | — | — | — | $95K | 1.1% | |
| Voya PGIM High Yield Fund R6 | — | — | — | $95K | 1.1% | |
| Voya Vangrd Target Retirement 2055 Fund Inv | — | — | — | $90K | 1.0% | |
| Voya Vangrd Target Retirement 2060 Fund Inv | — | — | — | $88K | 1.0% | |
| Voya American Funds Washington Mutual R6 | — | — | — | $82K | 0.9% | |
| Voya Vangrd LifeStrategy Income Fund Inv | — | — | — | $66K | 0.8% | |
| Voya DFA Real Estate Securities Portfolio Ins | — | — | — | $49K | 0.6% | |
| Voya Vangrd Target Retirement 2020 Fund Inv | — | — | — | $48K | 0.6% | |
| Voya Victory Sycamore Established Value Fund R6 | — | — | — | $41K | 0.5% | |
| Voya Vangrd LifeStrategy Growth Fund Inv | — | — | — | $19K | 0.2% | |
| Voya Vanguard Target Retirement Income Fund Inc | — | — | — | $4K | <0.1% |