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Original filing (PDF)20250728101235NAL0000679427001
WALTER SURFACE TECHNOLOGIES INCORPORATED
Form 5500
FILING_RECEIVED
WALTER 401(K) RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
258
Accounts w/ balance
293
Plan assets (EOY)
$14.6M
Net assets (EOY)
$14.6M
How this plan invests
This plan
17 pooled trusts
Schedule D
28 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WALTER SURFACE TECHNOLOGIES INCORPORATED.
Plan sponsor
Name
WALTER SURFACE TECHNOLOGIES INCORPORATED
EIN
06-1299982
Address
810 DAY HILL RD · WINDSOR, CT · 06095
Phone
(860) 298-1106
Industry
Wholesale Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-28
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $11K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ONEDIGITAL INVESTMENT ADVISORS LLC | — | DALLAS, TX | INVESTMENT ADVISOR | $42K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RESOURCES INVESTMENT ADVISORS, LLC | — | OVERLAND PARK, KS | INVESTMENT MGMT | $4K | — |
Investments
13 direct securities · 17 pooled funds· $14.3M(98% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$13.2M
17 holdings
Uncategorized
$1.1M
13 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| GREATGRAY TRST AMERICAN FUNDS 2035 GREAT GRAY · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $3.1M | 21.3% | |
| GREAT GRAY TRST AMERICAN FUNDS 2030 GREAT GRAY · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $2.5M | 16.8% | |
| GREAT GRAY TRST AMERICAN FUNDS 2025 GREAT GRAY · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $1.7M | 11.6% | |
| GREAT GRAY TRST AMERICAN FUNDS 2020 GREAT GRAY · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $1.3M | 9.2% | |
| GREAT GRAY TRST AMERICAN FUNDS 2040 GREAT GRAY · EIN 38-4126264 / PN 568 | Common Collective Trust | — | — | $1.1M | 7.5% | |
| GREATGRAY TRST AMERICAN FUNDS 2045 GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $966K | 6.6% | |
| GREAT GRAY TRST AMERICAN FUNDS 2050 GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $851K | 5.8% | |
| AM1 DOMESTIC EQUITY CLASS 1 ALTA TRUST · EIN 99-0743104 / PN 001 | Common Collective Trust | — | — | $583K | 4.0% | |
| GREATGRAY TRST AMERICAN FUNDS 2055 GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $405K | 2.8% | |
| EI Fixed Account Series Class VI Guaranteed Interest Account | — | — | — | $347K | 2.4% | |
| GREATGRAY TRST AMERICAN FUNDS 2060 GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $270K | 1.8% | |
| Fidelity 500 Index Mutual Fund | — | — | — | $224K | 1.5% | |
| AM1 INTERNATIONAL EQUITY CLASS 1 ALTA TRUST · EIN 99-0743245 / PN 001 | Common Collective Trust | — | — | $190K | 1.3% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $122K | 0.8% | |
| AB Large Cap Growth Z Mutual Fund | — | — | — | $103K | 0.7% | |
| PUTNAM LARGE CAP VALUE TRUST I PUTNAM INVESTMENTS CIT · EIN 82-3639536 / PN 275 | Common Collective Trust | — | — | $79K | 0.5% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $73K | 0.5% | |
| AM1 CORE FIXED INCOME CLASS 1 ALTA TRUST · EIN 83-2064950 / PN 001 | Common Collective Trust | — | — | $72K | 0.5% | |
| Fidelity Advisor Total Bond Z Mutual Fund | — | — | — | $69K | 0.5% | |
| PIMCO Income Instl Mutual Fund | — | — | — | $69K | 0.5% | |
| AM1 PORTFOLIO DIVERSIFIERS CLASS 1 ALTA TRUST · EIN 99-0817374 / PN 001 | Common Collective Trust | — | — | $57K | 0.4% | |
| Fidelity International Index Mutual Fund | — | — | — | $56K | 0.4% | |
| MFS Intl Diversification R6 Mutual Fund | — | — | — | $41K | 0.3% | |
| AM1 INCOME CLASS 1 ALTA TRUST · EIN 99-0817300 / PN 001 | Common Collective Trust | — | — | $21K | 0.1% | |
| MFS Mid Cap Value R6 Mutual Fund | — | — | — | $5K | <0.1% | |
| Allspring Special Small Cap Value R6 Mutual Fund | — | — | — | $3K | <0.1% | |
| Blackrock Mid-Cap Growth Equity K Mutual Fund | — | — | — | $2K | <0.1% | |
| Janus Henderson Triton N Mutual Fund | — | — | — | $2K | <0.1% | |
| RESOURCES DIVERSIFIED EQUITY ALTA TRUST · EIN 83-2060613 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% | |
| RESOURCES DIVERSIFIED RISK MITIGATI ALTA TRUST · EIN 83-2080943 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
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