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Original filing (PDF)20250905103852NAL0028740624001
WITTMANN USA INC..
Form 5500
FILING_RECEIVED
WITTMANN USA INC.
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
134
Accounts w/ balance
185
Plan assets (EOY)
$19.3M
Net assets (EOY)
$19.3M
How this plan invests
This plan
21 pooled trusts
Schedule D
41 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (2 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for WITTMANN USA INC...
Plan sponsor
Name
WITTMANN USA INC..
EIN
06-1284828
Address
1 TECHNOLOGY PARK · TORRINGTON, CT · 06790
Phone
(860) 496-9603
Industry
Manufacturingsee all
Plan administrator
Name
WITTMANN USA
EIN
06-1284828
City
TORRINGTON, CT
Phone
(860) 496-9603
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-05
Pension benefit codes
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
Audit & trust (Schedule H)
Auditor
SOLAKIAN & COMPANY, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JANNEY MONTGOMERY SCOTT LLC | 23-0731260 | — | INVESTMENT ADVISORY | $0 | — |
| WILSHIRE ASSOCIATES INCORPORATED | 95-2755361 | — | NESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $4K | — |
| PLANNED RETIREMENT CONSULTANTS & AD | 45-4208939 | — | CONTRACT ADMIN | $0 | — |
Investments
24 direct securities · 21 pooled funds· $20.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$10.9M
13 holdings
Uncategorized
$7.9M
24 holdings
Pooled Separate Account
$1.8M
8 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PRIN LIFETIME 2030 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 005 | Common Collective Trust | — | — | $2.7M | 13.8% | |
| Principal® Life Insurance Company Self Directed Brokerage Account | — | — | — | $2.1M | 10.7% | |
| PRIN LIFETIME 2035 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 006 | Common Collective Trust | — | — | $1.8M | 9.5% | |
| PRIN LIFETIME 2040 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 007 | Common Collective Trust | — | — | $1.7M | 8.6% | |
| Columbia Management Advisors Seligman Global Tech I3 Fund | — | — | — | $1.4M | 7.4% | |
| T. Rowe Price Large Cap Growth I SA-R4 | — | — | — | $1.4M | 7.0% | |
| PRIN LARGECAP GROWTH I SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 066 | Pooled Separate Account | — | — | $1.4M | 7.0% | |
| PRIN LIFETIME 2025 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 004 | Common Collective Trust | — | — | $1.3M | 6.8% | |
| PRIN LIFETIME 2045 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 008 | Common Collective Trust | — | — | $1.1M | 5.7% | |
| PRIN LIFETIME 2055 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 010 | Common Collective Trust | — | — | $886K | 4.6% | |
| PRIN LIFETIME 2050 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 009 | Common Collective Trust | — | — | $689K | 3.6% | |
| Hartford Funds Core Equity R5 Fund | — | — | — | $664K | 3.4% | |
| Principal® Life Insurance Company Fixed Income Guaranteed Option | — | — | — | $486K | 2.5% | |
| PRIN LIFETIME HYB 2015 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 002 | Common Collective Trust | — | — | $350K | 1.8% | |
| American Funds Service Company American Funds New Perspective R4 Fund | — | — | — | $249K | 1.3% | |
| Franklin Templeton Investments Small Cap Growth A Fund | — | — | — | $235K | 1.2% | |
| Virtus Investment Advisers Midcap Growth A Fund 43 Participant loans Interest at rates from 4.25% to 6.5% | — | — | — | $233K | 1.2% | |
| The American Funds American Funds Am Bal R4 Fund | — | — | — | $231K | 1.2% | |
| PRIN LIFETIME HY 2060 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 012 | Common Collective Trust | — | — | $202K | 1.0% | |
| PRIN LGCAP S &N P 500 INDEX SA-RI3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $179K | 0.9% | |
| Eaton Vance Atl Cap SMID Cap A Fund | — | — | — | $165K | 0.9% | |
| Franklin Templeton Investments Utilities Adv Fund | — | — | — | $163K | 0.8% | |
| Allspring Global Investments Small Co Value Adm Fund | — | — | — | $137K | 0.7% | |
| LA Capital Management Mid Cap Value I Separate Account | — | — | — | $99K | 0.5% | |
| PRIN MIDCAP VALUE I SA-R6 PRINCIPAL LIFE INSURNACE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $99K | 0.5% | |
| PRIN LIFETIME HY 2065 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 013 | Common Collective Trust | — | — | $92K | 0.5% | |
| PIMCO Funds Income Admin Fund | — | — | — | $75K | 0.4% | |
| PRIN LIFETIME 2020 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 003 | Common Collective Trust | — | — | $74K | 0.4% | |
| PRIN MIDCAP S & P 400 INDEX SA-I3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $70K | 0.4% | |
| MFS International Diversification R4 Fund | — | — | — | $61K | 0.3% | |
| PRIN REAL ESTATE SECS SA-R6 PRINCIPAL LIFE INSURANCE COMMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $59K | 0.3% | |
| Oppenheimer Gold & Spec Mineral Y Fund | — | — | — | $56K | 0.3% | |
| PRIN LIFETIME HY 2070 CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 014 | Common Collective Trust | — | — | $55K | 0.3% | |
| BNY Mellon Dynamic Value I Fund | — | — | — | $46K | 0.2% | |
| ClearBridge Investments International Growth I Fund | — | — | — | $43K | 0.2% | |
| Alliance Bernstein AB Global Bond I Fund | — | — | — | $36K | 0.2% | |
| Macquarie Emerging Markets Instl Fund | — | — | — | $30K | 0.2% | |
| PRIN SMCAP S & P 600 INDEX SA-I3 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $27K | 0.1% | |
| Putnam Investments Income Y Fund | — | — | — | $15K | <0.1% | |
| PRIN INTL EQUITY INDEX SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $14K | <0.1% | |
| Principal® Trust Company Hybrid CIT | — | — | — | $8K | <0.1% | |
| PRIN LIFETIME HYB INC CIT Z30 PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 26-6447574 / PN 011 | Common Collective Trust | — | — | $8K | <0.1% | |
| Principal® Life Insurance Company Government & HQ Bond SA-R4 | — | — | — | $6K | <0.1% | |
| PRIN GOVT & HQ BOND SA-R6 PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $6K | <0.1% | |
| Columbia Management Advisors Overseas Value A Fund | — | — | — | $4K | <0.1% |
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