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Original filing (PDF)20250912120136NAL0000805203001
TOMZ CORPORATION
Form 5500
FILING_RECEIVED
TOMZ CORPORATION 401K PROFIT SHARING PLAN
401(k) retirement plan
Active participants
218
Accounts w/ balance
202
Plan assets (EOY)
$9.6M
Net assets (EOY)
$9.6M
How this plan invests
This plan
9 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for TOMZ CORPORATION.
Plan sponsor
Name
TOMZ CORPORATION
EIN
06-1253487
Address
47 EPISCOPAL ROAD · BERLIN, CT · 06037
Phone
(860) 829-0670
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2023
Plan year begin
2023-12-01
Tax period
2024-11-30
Filed
2025-09-12
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
WHITTELSEY, P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $39K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RBC CAPITAL MARKETS LLC | — | MINNEAPOLIS, MN | BROKER/ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PASI, LLC | — | FARMINGTON, CT | CONTRACT ADMIN | $7K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ENVESTNET RETIREMENT SOLUTIONS, LLC | — | DENVER, CO | OTHER | $2K | — |
Investments
9 pooled funds· $8.3M(87% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| PUTNAM RETIRE ADVANTAGE TRST 2025 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | $2.0M | 21.2% |
| PUTNAM RETIRE ADVANTAGE TRST 2035 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-0787945 / PN 261 | Common Collective Trust | $1.4M | 14.7% |
| PUTNAM RETIRE ADVANTAGE TRST 2030 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-0788040 / PN 262 | Common Collective Trust | $1.2M | 12.7% |
| PUTNAM RETIRE ADVANTAGE TRST 2040 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-1384398 / PN 260 | Common Collective Trust | $888K | 9.3% |
| PUTNAM RETIRE ADVANTAGE TRST 2045 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-1208510 / PN 259 | Common Collective Trust | $877K | 9.2% |
| PUTNAM RETIRE ADVANTAGE TRST 2060 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 27-3616920 / PN 273 | Common Collective Trust | $726K | 7.6% |
| PUTNAM RETIRE ADVANTAGE TRST 2055 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-0787670 / PN 272 | Common Collective Trust | $402K | 4.2% |
| PUTNAM RETIRE ADVANTAGE TRST 2050 X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-0787670 / PN 258 | Common Collective Trust | $392K | 4.1% |
| PUTNAM RETIRE ADVANTAGE TRST MAT X PUTNAM RETIREMENT INVESTMENTS CIT · EIN 26-0788428 / PN 268 | Common Collective Trust | $350K | 3.7% |