How big is Capital Brokerage's plan?

Capital Brokerage's plan reported $1.4M in assets and 8 participants for 2024.

Original filing (PDF)20250530053001NAL0007835633001

Capital Brokerage

Name: Capital Brokerage — Gerald S Flowers 401(k) Profit, Form 5500 (2024)
Creator: Capital Brokerage
License: https://www.usa.gov/government-works

Form 5500-SF

FILING_RECEIVED

Gerald S Flowers 401(k) Profit Sharing Plan and Trust

401(k) retirement plan · Capital Brokerage's Gerald S Flowers 401(k) Profit Sharing Plan and Trust held $1.4M in plan assets for 8 participants in 2024.

Active participants

Accounts w/ balance

Plan assets (EOY)

$1.4M

Net assets (EOY)

$1.4M

People on this filing

Gerald Flowers signed Capital Brokerage's 2024 Form 5500 as plan administrator.

Gerald Flowers — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Capital Brokerage's EIN is 06-1249811.

EIN 06-1249811

Plan number 001

Plan year 2024

ACK ID 20250530053001NAL0007835633001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Capital Brokerage from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Capital Brokerage's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CAPITAL BROKERAGE.

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Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool. Based on 70% of scoring inputs for this filing.

Compliance & integrity

100

Total plan cost

n/a

Plan health

Vendor & structure

100

Knocking points off