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Original filing (PDF)20251001124847NAL0017831171001
PELLI CLARKE & PARTNERS
Form 5500
FILING_RECEIVED
PELLI CLARKE & PARTNERS SECTION 401(K) PLAN
401(k) retirement plan
Active participants
71
Accounts w/ balance
96
Plan assets (EOY)
$20.2M
Net assets (EOY)
$20.2M
How this plan invests
This plan
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PELLI CLARKE & PARTNERS.
Plan sponsor
Name
PELLI CLARKE & PARTNERS
EIN
06-1228461
Address
1056 CHAPEL STREET · NEW HAVEN, CT · 06510
Phone
(203) 777-2515
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CITRON COOPERMAN & CO LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| GREAT WEST LIFE & ANNUITY INSURANCE | — | GREENWOOD VILLAGE, CO | RECORD KEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ESSEX FINANCIAL SERVICES, INC | — | ESSEX, CT | INVESTMENT ADVISOR | $50K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION CONSULTANTS INC | — | FARMINGTON, CT | CONTRACT ADMIN | $1K | — |
Investments
35 direct securities· $20.2M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Large Cap Growth A Mutual fund | — | — | — | $4.6M | 23.0% | |
| Vanguard 500 Index Admiral Mutual fund | — | — | — | $3.6M | 17.8% | |
| Key Guaranteed Portfolio Fund Guaranteed interest account | — | — | — | $1.7M | 8.3% | |
| MFS International Intrinsic Value R2 Mutual fund | — | — | — | $1.4M | 7.0% | |
| Oakmark Investor Mutual fund | — | — | — | $1.4M | 6.8% | |
| Touchstone Mid Cap A Mutual fund | — | — | — | $1.4M | 6.7% | |
| JPMorgan U.S. Small Company R2 Mutual fund | — | — | — | $794K | 3.9% | |
| Vanguard Interm-Term Bond Index Adm Mutual fund | — | — | — | $672K | 3.3% | |
| First Eagle Global I Mutual fund | — | — | — | $602K | 3.0% | |
| T. Rowe Price Retirement 2040 Fund Mutual fund | — | — | — | $478K | 2.4% | |
| T. Rowe Price Retirement 2030 Fund Mutual fund | — | — | — | $440K | 2.2% | |
| Janus Henderson Balanced T Mutual fund | — | — | — | $399K | 2.0% | |
| T. Rowe Price Retirement 2050 Fund Mutual fund | — | — | — | $334K | 1.7% | |
| PIMCO Income A Mutual fund | — | — | — | $269K | 1.3% | |
| American Funds Capital Inc BLDR R4 Mutual fund | — | — | — | $262K | 1.3% | |
| Janus Henderson Triton T Mutual fund | — | — | — | $215K | 1.1% | |
| First Eagle Gold A Mutual fund | — | — | — | $206K | 1.0% | |
| Lord Abbett Total Return A Mutual fund | — | — | — | $206K | 1.0% | |
| Vanguard Total Stock Mkt Idx Adm Mutual fund | — | — | — | $205K | 1.0% | |
| Eaton Vance Atlanta Capital SMID-Cap A Mutual fund | — | — | — | $164K | 0.8% | |
| American Century Equity Income A Mutual fund | — | — | — | $153K | 0.8% | |
| Notes receivable from participants Outstanding participant loans | — | — | — | $112K | 0.6% | |
| American Funds Fundamental Investors R4 Mutual fund | — | — | — | $112K | 0.6% | |
| Touchstone Dividend Equity A Mutual fund | — | — | — | $100K | 0.5% | |
| Goldman Sachs Small/Mid Cap Growth I Mutual fund | — | — | — | $86K | 0.4% | |
| BlackRock High Yield Bond Inv A Mutual fund | — | — | — | $64K | 0.3% | |
| BlackRock Inflation Protected Bond Instl Mutual fund | — | — | — | $58K | 0.3% | |
| Invesco Developing Markets A Mutual fund | — | — | — | $50K | 0.2% | |
| Loomis Sayles Bond Retail Mutual fund | — | — | — | $50K | 0.2% | |
| Virtus Duff & Phelps Real Estate Sec A Mutual fund | — | — | — | $44K | 0.2% | |
| Lord Abbett Short Duration Income A Mutual fund | — | — | — | $42K | 0.2% | |
| Vanguard Total Intl Stock Index Admiral Mutual fund | — | — | — | $17K | <0.1% | |
| American Funds New Economy R4 Mutual fund | — | — | — | $7K | <0.1% | |
| Gabelli Small Cap Growth A Mutual fund | — | — | — | $4K | <0.1% | |
| Templeton Global Bond Adv Mutual fund | — | — | — | $3K | <0.1% |