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Original filing (PDF)20250603111213NAL0010644769001
MBIA INC.
Form 5500
FILING_RECEIVED
MBIA INC. EMPLOYEE 401(K) PLAN
401(k) retirement plan
Active participants
57
Accounts w/ balance
297
Plan assets (EOY)
$150.8M
Net assets (EOY)
$150.8M
How this plan invests
This plan
2 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
94
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MBIA INC..
Plan sponsor
Name
MBIA INC.
EIN
06-1185706
Address
1 MANHATTANVILLE RD. STE 301 · PURCHASE, NY · 10577
Phone
(914) 273-4545
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BDO USA PC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | -$24K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $5K | — |
Investments
36 direct securities · 2 pooled funds· $155.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$115.7M
36 holdings
Common Collective Trust
$39.9M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID GROWTH CO POOL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | — | — | $35.0M | 23.2% | |
| Fidelity 500 Index Inst. Fund Mutual fund | — | — | — | $26.7M | 17.7% | |
| Fidelity Blue Chip Growth Fund Mutual fund | — | — | — | $15.4M | 10.2% | |
| Self-directed * Fidelity BrokerageLink brokerage account | — | — | — | $5.7M | 3.8% | |
| Fidelity Freedom Fund 2030 Mutual fund | — | — | — | $5.2M | 3.5% | |
| Fidelity Freedom Fund 2040 Mutual fund | — | — | — | $5.2M | 3.5% | |
| Fidelity Managed Income Portfolio Collective trust | — | — | — | $4.9M | 3.2% | |
| MIP CL 2 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 024 | Common Collective Trust | — | — | $4.9M | 3.2% | |
| Fidelity Freedom Fund 2025 Mutual fund | — | — | — | $4.2M | 2.8% | |
| Vanguard Total Int’l Stock Index Fund Mutual fund | — | — | — | $4.1M | 2.7% | |
| Baron Growth Inst Fund Mutual fund | — | — | — | $3.9M | 2.6% | |
| Fidelity Total Bond K6 Mutual fund | — | — | — | $3.6M | 2.4% | |
| Fidelity Freedom Fund 2035 Mutual fund | — | — | — | $3.6M | 2.4% | |
| Fidelity Puritan Fund Mutual fund | — | — | — | $3.2M | 2.2% | |
| Baron Asset Inst Fund Mutual fund | — | — | — | $3.0M | 2.0% | |
| AS Special Mid Cap Val R6 Mutual fund | — | — | — | $3.0M | 2.0% | |
| Fidelity Low-Priced Stock Fund Mutual fund | — | — | — | $2.9M | 1.9% | |
| Fidelity Freedom Fund 2045 Mutual fund | — | — | — | $2.2M | 1.5% | |
| Fidelity U.S. Bond Index Fund Mutual fund | — | — | — | $2.2M | 1.4% | |
| Baird Core Plus Bond Inst. Fund Mutual fund | — | — | — | $2.2M | 1.4% | |
| Fidelity Freedom Fund 2010 Mutual fund | — | — | — | $1.6M | 1.0% | |
| American Funds Amer. Mutual R6 Fund Mutual fund | — | — | — | $1.6M | 1.0% | |
| PIMCO High Yield Institutional Fund Mutual fund | — | — | — | $1.4M | 1.0% | |
| Fidelity Extended Market Index Fund Mutual fund | — | — | — | $1.4M | 0.9% | |
| MBIA Inc. Common stock | — | — | — | $1.3M | 0.9% | |
| Vanguard CR Fed MM ADM Mutual fund | — | — | — | $1.1M | 0.7% | |
| Conestoga Small Cap Fund Mutual fund | — | — | — | $1.0M | 0.7% | |
| Fidelity Freedom Fund 2020 Mutual fund | — | — | — | $895K | 0.6% | |
| Fidelity Int’l Capital Appreciation Fund Mutual fund | — | — | — | $811K | 0.5% | |
| Cohen and Steers Rlty Shares, Inc. Fund Mutual fund | — | — | — | $776K | 0.5% | |
| American Cent Small Cap Val R6 Fund Mutual fund | — | — | — | $678K | 0.4% | |
| Fidelity Freedom Fund 2050 Mutual fund | — | — | — | $675K | 0.4% | |
| Fidelity Freedom Fund 2015 Mutual fund | — | — | — | $451K | 0.3% | |
| Fidelity Freedom Income Fund Mutual fund | — | — | — | $268K | 0.2% | |
| Fidelity Inflation Prot. Bond Index Fund Mutual fund | — | — | — | $233K | 0.2% | |
| Participant loans 5.25% - 10.50% -0- | — | — | — | $165K | 0.1% | |
| Fidelity Managed Retirement 2025 K6 Mutual fund | — | — | — | $35K | <0.1% | |
| Fidelity Freedom Fund 2055 Mutual fund | — | — | — | $9K | <0.1% |
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