GREG Nickett signed Conning & Company's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Conning & Company's EIN is 06-1174588.
Download the official 2024 Form 5500 (PDF) for Conning & Company from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Conning & Company's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $22K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $10K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
| MARSH USA INC |
| — |
| HOUSTON, TX |
| AUDITOR |
| $8K |
| — |
| CLIFTON LARSONALLEN, LLP | — | PHILADELPHIA, PA | AUDITOR | $6K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO, INC | 94-1737782 | — | NONE | $46 | — |
