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Original filing (PDF)20251013094636NAL0001633616001
AUTOMATED BUILDING SYSTEMS, INC.
Form 5500
FILING_RECEIVED
AUTOMATED BUILDING SYSTEMS, INC. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
97
Accounts w/ balance
118
Plan assets (EOY)
$15.4M
Net assets (EOY)
$15.4M
How this plan invests
This plan
15 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AUTOMATED BUILDING SYSTEMS, INC..
Plan sponsor
Name
AUTOMATED BUILDING SYSTEMS, INC.
EIN
06-1173852
Address
126 KREIGER LANE · GLASTONBURY, CT · 06033
Phone
(860) 657-9257
Industry
Plumbing, Heating, AC Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FIONDELLA, MILONE & LASARACINA LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS LLC | — | CHARLOTTE, NC | INVESTMENT ADVISOR | $29K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PENSION CONSULTANTS INC | — | FARMINGTON, CT | CONTRACT ADMIN | $1K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $11K | — |
Investments
20 direct securities · 15 pooled funds· $15.2M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.6M
19 holdings
Common Collective Trust
$3.2M
12 holdings
Pooled Separate Account
$2.1M
3 holdings
Mutual Funds
$270K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Putnam Dynamic Asset Allocation Bal R6 | — | — | — | $2.8M | 18.2% | |
| Fidelity Advisor Technology Z | — | — | — | $2.0M | 12.9% | |
| Fidelity 500 Index | — | — | — | $2.0M | 12.8% | |
| LGE CAP GROWTH JP MORGAN INVST MGMT EMPOWER ANNUITY INS COMPANY · EIN 06-1050034 / PN 141 | Pooled Separate Account | — | — | $1.7M | 11.0% | |
| TRUST AMERICAN FUNDS 2040 I GREAT GRAY · EIN 38-4126264 / PN 568 | Common Collective Trust | — | — | $886K | 5.8% | |
| FRANKLIN SM CAP VALUE GG TRUST CITR GREAT GRAY · EIN 38-4126289 / PN 594 | Common Collective Trust | — | — | $702K | 4.6% | |
| TRUST AMERICAN FUNDS 2050 I GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $476K | 3.1% | |
| Fidelity International Index | — | — | — | $470K | 3.0% | |
| American Funds American Funds New World R6 | — | — | — | $446K | 2.9% | |
| TRUST AMERICAN FUNDS 2045 I GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $416K | 2.7% | |
| Fidelity Mid Cap Index | — | — | — | $357K | 2.3% | |
| Empower Annuity Insurance Company of America Key Guaranteed Portfolio Fund | — | — | — | $325K | 2.1% | |
| American Funds American Funds American Balanced R6 | Mutual Funds | — | — | $270K | 1.8% | |
| PIMCO Income INSTL | — | — | — | $234K | 1.5% | |
| COLUMBIA DIVIDEND VALUE IS PLATFORM EMPOWER ANNUITY INS COMPANY · EIN 06-1050034 / PN 785 | Pooled Separate Account | — | — | $227K | 1.5% | |
| TRUST AMERICAN FUNDS 2035 I GREAT GRAY · EIN 38-4126263 / PN 567 | Common Collective Trust | — | — | $211K | 1.4% | |
| Fidelity Small Cap Index | — | — | — | $188K | 1.2% | |
| CORE PLUS BOND PGIM FUND EMPOWER ANNUITY INS COMPANY · EIN 06-1050034 / PN 299 | Pooled Separate Account | — | — | $175K | 1.1% | |
| Blackrock, Inc. Blackrock Mid-Cap Growth Equity K | — | — | — | $170K | 1.1% | |
| Putnam Small Cap Growth R6 | — | — | — | $153K | 1.0% | |
| TRUST AMERICAN FUNDS 2025 I GREAT GRAY · EIN 38-4126261 / PN 565 | Common Collective Trust | — | — | $136K | 0.9% | |
| TRUST AMERICAN FUNDS 2030 I GREAT GRAY · EIN 38-4126262 / PN 566 | Common Collective Trust | — | — | $123K | 0.8% | |
| TRUST AMERICAN FUNDS 2060 I GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $118K | 0.8% | |
| Fidelity US Bond Index | — | — | — | $117K | 0.8% | |
| Cohen & Steers, Inc. Cohen & Steers Realty Shares Z | — | — | — | $116K | 0.8% | |
| TRUST AMERICAN FUNDS 2055 I GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $112K | 0.7% | |
| Clearbridge International Growth IS | — | — | — | $96K | 0.6% | |
| Franklin Templeton Franklin Utilities R6 | — | — | — | $92K | 0.6% | |
| Fidelity Inflation Protected Bond Index | — | — | — | $43K | 0.3% | |
| PGIM Global Total Return R6 | — | — | — | $27K | 0.2% | |
| American Funds American Century Mid Cap Value R6 | — | — | — | $24K | 0.2% | |
| TRUST AMERICAN FUNDS 2020 I GREAT GRAY · EIN 38-4126260 / PN 564 | Common Collective Trust | — | — | $18K | 0.1% | |
| Putnam Dynamic Asset Allocation CNSRV R6 | — | — | — | $15K | <0.1% | |
| TRUST AMERICAN FUNDS 2010 I GREAT GRAY · EIN 38-4126290 / PN 593 | Common Collective Trust | — | — | $13K | <0.1% | |
| TRUST AMERICAN FUNDS 2065 I GREAT GRAY · EIN 38-7275308 / PN 777 | Common Collective Trust | — | — | $12K | <0.1% |