Back to filter
Original filing (PDF)20250903093446NAL0009317331001
NORBERT E. MITCHELL CO., INC.
Form 5500
FILING_RECEIVED
NORBERT E. MITCHELL CO., INC. RETIREMENT PLAN
401(k) retirement plan
Signals · 1
26% in single holding
Active participants
201
Accounts w/ balance
246
Plan assets (EOY)
$28.4M
Net assets (EOY)
$28.4M
How this plan invests
This plan
21 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Vanguard Target Retirement 2030 Fund "" is 26% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NORBERT E. MITCHELL CO., INC..
Plan sponsor
Name
NORBERT E. MITCHELL CO., INC.
EIN
06-1173716
Address
7 FEDERAL ROAD · DANBURY, CT · 06810
Phone
(203) 744-0600
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-03
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $0 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO ADVISORS LLC | — | CHARLOTTE, NC | INVESTMENT ADVISOR | $50K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $14K | — |
Investments
21 direct securities· $22.7M(80% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Target Retirement 2030 Fund " | — | — | — | $5.9M | 20.7% | |
| American Funds Growth Fund of America Fund " | — | — | — | $2.7M | 9.6% | |
| Vanguard Target Retirement 2040 Fund " | — | — | — | $2.4M | 8.5% | |
| Vanguard Target Retirement 2050 Fund " | — | — | — | $1.8M | 6.3% | |
| Vanguard Target Retirement 2060 Fund " | — | — | — | $1.5M | 5.2% | |
| Vanguard Target Retirement 2020 Fund " | — | — | — | $1.4M | 4.8% | |
| Vanguard Interm-Term Bond Index Fund " | — | — | — | $1.1M | 3.9% | |
| American Funds EuroPacific Growth Fund " | — | — | — | $1.1M | 3.8% | |
| Vanguard Target Retirement Income Fund " | — | — | — | $919K | 3.2% | |
| Vanguard Value Index Fund " | — | — | — | $881K | 3.1% | |
| American Funds Fundamental Investors Fund " | — | — | — | $685K | 2.4% | |
| Fidelity 500 Index Fund " | — | — | — | $410K | 1.4% | |
| American Funds Income Fund of America Fund " | — | — | — | $341K | 1.2% | |
| American Century Mid Cap Value Fund Mutual fund | — | — | — | $300K | 1.1% | |
| Vanguard Small Cap Index Fund " | — | — | — | $298K | 1.0% | |
| Vanguard Balanced Index Fund " | — | — | — | $249K | 0.9% | |
| Vanguard Mid Cap Growth Index Fund " | — | — | — | $247K | 0.9% | |
| Vanguard Small Cap Growth Index Fund " | — | — | — | $209K | 0.7% | |
| Vanguard Small Cap Value Index Fund " | — | — | — | $197K | 0.7% | |
| Vanguard Growth Index Fund " | — | — | — | $100K | 0.4% | |
| Vanguard Mid Cap Index Fund " | — | — | — | $81K | 0.3% |
Related plans
Other plans using WELLS FARGO ADVISORS LLC
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUP
SCPMG KEOGH PLAN
$7.9B · 11,088 participants
BOARD OF TRUSTEES ANNUITY FUND IUOE LOCAL 15, 15A, 15C, 15D AFL-CIO
ANNUITY FUND IUOE LOCAL 15, 15A, 15C, 15D AFL-CIO
$2.1B · 3,256 participants
SIDLEY AUSTIN LLP
SIDLEY AUSTIN LLP SAVINGS AND INVESTMENT PLAN
$1.9B · 3,442 participants
OLIN CORPORATION
OLIN CORPORATION EMPLOYEES PENSION PLAN
$1.8B · 1,813 participants
PAYCHEX RETIREMENT LLC
PAYCHEX POOLED EMPLOYER 401(K) PLAN
$1.8B · 621,703 participants
OLIN CORPORATION
OLIN CORPORATION RETIREMENT SAVINGS PLAN
$1.4B · 6,731 participants
Similar-size Retail Trade plans
PENN VALLEY GAS
PENN VALLEY GAS, INC. 401(K) PROFIT SHARING PLAN
$28.1M · 53 participants
SANTA FUEL, INC.
SANTA FUEL, INC. 401(K) SAVINGS PLAN
$30.0M · 209 participants
FEDERATED CO-OPS, INC.
FEDERATED CO-OPS, INC. 401(K) PLAN AND TRUST
$26.5M · 233 participants
WILSON OIL, INC.
WILSON OIL, INC. 401(K) PROFIT SHARING PLAN AND TRUST
$30.4M · 355 participants
SHIPLEY ENERGY
SHIPLEY ENERGY 401K RETIREMENT PLAN
$30.6M · 327 participants
F.C. HAAB CO., INC.
F.C. HAAB CO INC. CONSOLIDATED PROFIT SHARING AND RETIREMENT PLAN
$25.5M · 113 participants
Large plans in Connecticut
RTX CORPORATION
RTX SAVINGS PLAN
$58.6B · 123,327 participants
RTX CORPORATION
RTX SAVINGS PLAN MASTER TRUST
$58.3B
RTX CORPORATION
RTX MASTER RETIREMENT TRUST
$42.1B
RTX CORPORATION
RTX CONSOLIDATED PENSION PLAN
$41.6B · 33,534 participants
CITIGROUP INC.
CITI RETIREMENT SAVINGS PLAN
$23.2B · 74,487 participants
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
$19.5B