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Original filing (PDF)20251014093507NAL0003500992001
HARTE NISSAN, INC.
Form 5500
FILING_RECEIVED
HARTE AUTO GROUP 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
212
Accounts w/ balance
289
Plan assets (EOY)
$16.3M
Net assets (EOY)
$16.3M
How this plan invests
This plan
11 pooled trusts
Schedule D
29 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 49 bps in Schedule C fees — 69% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for HARTE NISSAN, INC..
Plan sponsor
Name
HARTE NISSAN, INC.
EIN
06-1079202
Address
165 WEST SERVICE ROAD · HARTFORD, CT · 06120
Phone
(860) 549-2800
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
MOHONEY SABOL & COMPANY, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $55K | — |
| GLOBAL RETIREMENT PARTNERS, LLC | 47-1411118 | — | NONE | $25K | — |
| CHARLES SCHWAB | 42-1558009 | — | NONE | $0 | — |
Investments
23 direct securities · 11 pooled funds· $19.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$11.3M
23 holdings
Common Collective Trust
$8.2M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Wilmington Trust Small Cap Value CIT R1 | — | — | — | $2.6M | 16.2% | |
| FLEXPATH INDEX MODERATE 2055 R1 WILMINGTON TRUST · EIN 47-2563528 / PN 233 | Common Collective Trust | — | — | $2.6M | 16.2% | |
| Fidelity 500 Index | — | — | — | $2.5M | 15.1% | |
| FLEXPATH INDEX MODERATE 2035 R1 WILMINGTON TRUST · EIN 47-2478524 / PN 217 | Common Collective Trust | — | — | $2.3M | 13.8% | |
| JP Morgan JPMorgan Large Cap Growth R6 | — | — | — | $2.2M | 13.2% | |
| FLEXPATH INDEX MODERATE 2045 R1 WILMINGTON TRUST · EIN 47-2516187 / PN 220 | Common Collective Trust | — | — | $1.8M | 10.8% | |
| FLEXPATH INDEX MODERATE R1 WILMINGTON TRUST · EIN 47-2248665 / PN 211 | Common Collective Trust | — | — | $837K | 5.1% | |
| various dates through November 2034 – | — | — | — | $665K | 4.1% | |
| Standard Stable Asset A | — | — | — | $583K | 3.6% | |
| Fidelity Mid Cap Index | — | — | — | $509K | 3.1% | |
| Wilmington Trust flexPATH Index Mod Ret R1 | — | — | — | $395K | 2.4% | |
| CORE BOND WILMINGTON TRUST · EIN 82-1986152 / PN 325 | Common Collective Trust | — | — | $395K | 2.4% | |
| Fidelity Small Cap Index | — | — | — | $356K | 2.2% | |
| Vanguard Equity Income Adm | — | — | — | $241K | 1.5% | |
| JP Morgan JPMorgan Small Cap Growth R6 | — | — | — | $240K | 1.5% | |
| Wilmington Trust Core Bond R1 | — | — | — | $176K | 1.1% | |
| INTERNATIONAL STOCK FUND WILMINGTON TRUST · EIN 82-2436292 / PN 342 | Common Collective Trust | — | — | $176K | 1.1% | |
| Fidelity International Index | — | — | — | $173K | 1.1% | |
| Vanguard Balanced Index Adm | — | — | — | $155K | 0.9% | |
| Invesco Global Fund R6 | — | — | — | $136K | 0.8% | |
| Fidelity Emerging Markets K | — | — | — | $120K | 0.7% | |
| Vanguard Tot Int Bd Idx Adm | — | — | — | $93K | 0.6% | |
| PGIM High Yield R6 | — | — | — | $85K | 0.5% | |
| FLEXPATH INDEX AGGRESSIVE2045 R1 WILMINGTON TRUST · EIN 47-2503540 / PN 219 | Common Collective Trust | — | — | $65K | 0.4% | |
| Carillon Eagle Carillon Eagle MC Growth R6 | — | — | — | $63K | 0.4% | |
| Wilmington Trust International Stock R1 | — | — | — | $47K | 0.3% | |
| CIT SMALL CAP VALUE R1 WILMINGTON TRUST · EIN 38-4126250 / PN 544 | Common Collective Trust | — | — | $47K | 0.3% | |
| FLEXPATH INDEX AGGRESSIVE2055 R1 WILMINGTON TRUST · EIN 47-2554270 / PN 222 | Common Collective Trust | — | — | $37K | 0.2% | |
| DFA Real Estate Securities I | — | — | — | $24K | 0.1% | |
| FLEXPATH INDEX CONSERVATIVE 2035 WILMINGTON TRUST · EIN 47-2491300 / PN 218 | Common Collective Trust | — | — | $21K | 0.1% | |
| Charles Schwab TIPS Index | — | — | — | $12K | <0.1% | |
| Victory Sycamore Victory Sycamore Est Val R6 | — | — | — | $5K | <0.1% | |
| PIMCO Income Instl | — | — | — | $3K | <0.1% | |
| FLEXPATH INDEX MODERATE 2025 R1 WILMINGTON TRUST · EIN 47-2285799 / PN 214 | Common Collective Trust | — | — | $0 | <0.1% |
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