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Original filing (PDF)20250922105738NAL0005516576001
DUNCASTER, INC.
Form 5500
FILING_RECEIVED
DUNCASTER, INC. 401K RETIREMENT PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
291
Accounts w/ balance
354
Plan assets (EOY)
$14.5M
Net assets (EOY)
$14.5M
How this plan invests
This plan
1 pooled trust
Schedule D
66 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (17 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DUNCASTER, INC..
Plan sponsor
Name
DUNCASTER, INC.
EIN
06-1051218
Address
40 LOEFFLER ROAD · BLOOMFIELD, CT · 06002
Phone
(860) 380-5122
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-22
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VOYA RETIREMENT INSURANCE & ANNUITY | 71-0294708 | — | SERVICE PROVIDER | $11K | — |
| DUNCASTER, INC. | 06-1051218 | — | SERVICE PROVIDER | $9K | — |
| VOYA RETIREMENT ADVISORS, LLC | 02-0488491 | — | SERVICE PROVIDER | $5K | — |
Investments
55 direct securities · 1 pooled fund· $37.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Uncategorized
$24.5M
55 holdings
Pooled Separate Account
$12.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VARIABLE ANNUITY ACCOUNT D VOYA RETIREMENT & INSURANCE ANNUITY CO. · EIN 71-0294708 / PN 000 | Pooled Separate Account | — | — | $12.9M | 89.5% | |
| Vangrd Trgt Retire 2035 Fd Registered Investment Company | — | — | — | $3.5M | 24.0% | |
| Vanguard Target Retirement 2035 Fund Inv Pooled Separate Account | — | — | — | $3.5M | 24.0% | |
| Vangrd Trgt Retire 2025 Fd Registered Investment Company | — | — | — | $1.9M | 12.9% | |
| Vanguard Target Retirement 2025 Fund Inv Pooled Separate Account | — | — | — | $1.9M | 12.9% | |
| Vanguard Target Retirement 2045 Fund Inv Pooled Separate Account | — | — | — | $1.3M | 9.2% | |
| Vangrd Trgt Retire 2045 Fd Registered Investment Company | — | — | — | $1.3M | 9.2% | |
| Voya Retirement Insurance and Annuity Company Voya Fixed Account | — | — | — | $1.2M | 8.5% | |
| Vangrd Trgt Retire 2040 Fd Registered Investment Company | — | — | — | $1.0M | 7.2% | |
| Vanguard Target Retirement 2040 Fund Inv Pooled Separate Account | — | — | — | $1.0M | 7.2% | |
| Voya Institutional Trust Company Pooled Separate Account | — | — | — | $591K | 4.1% | |
| Voya Large Cap Growth Fund 8 Common Collective Trust | — | — | — | $591K | 4.1% | |
| Vanguard Target Retirement Income Fund Inv Pooled Separate Account | — | — | — | $567K | 3.9% | |
| Vangrd Trgt Retire Inc Fd Registered Investment Company | — | — | — | $567K | 3.9% | |
| (Held at End of Year) DUNCASTER, INC. 401(K) RETIREMENT PLAN EIN#06-1051218 Plan# 005 Vangrd Trgt Retire 2030 Fd Registered Investment Company | — | — | — | $449K | 3.1% | |
| Vanguard 500 Index Fund Adm Pooled Separate Account | — | — | — | $374K | 2.6% | |
| Participant Loans Interest Rates of 3.70% to 6.72% - | — | — | — | $289K | 2.0% | |
| Eaton Vance Atl Cp SMIDCp F R6 Registered Investment Company | — | — | — | $281K | 1.9% | |
| party date,rate of interest, collateral, par, or maturity date American Funds AMCAP Fund R6 Registered Investment Company | — | — | — | $259K | 1.8% | |
| Vangrd LifeStrat Grw Fd Inv Registered Investment Company | — | — | — | $226K | 1.6% | |
| Vanguard Life Strategy Growth Fund Pooled Separate Account | — | — | — | $226K | 1.6% | |
| American Funds New Perspective Fund R6 Pooled Separate Account | — | — | — | $217K | 1.5% | |
| American Funds Nw Prspctv R6 Registered Investment Company | — | — | — | $217K | 1.5% | |
| Vanguard Target Retirement 2055 Fund Inv Pooled Separate Account | — | — | — | $193K | 1.3% | |
| Vangrd Trgt Retire 2055 Fd Registered Investment Company | — | — | — | $193K | 1.3% | |
| Vanguard Total Stock Market Index Fund Adm Pooled Separate Account | — | — | — | $165K | 1.1% | |
| Vangrd Tot St Mkt Indx Fd Adm Registered Investment Company | — | — | — | $165K | 1.1% | |
| Vanguard Small-Cap Index Fund Adm Pooled Separate Account | — | — | — | $163K | 1.1% | |
| American Funds EuroPacific Growth Fund R6 Pooled Separate Account | — | — | — | $163K | 1.1% | |
| PGIM High Yield Fund R6 Pooled Separate Account | — | — | — | $159K | 1.1% | |
| American Funds American Balanced Fund R6 Pooled Separate Account | — | — | — | $155K | 1.1% | |
| Vangrd Sm-Cap Grw Index Fd Adm Registered Investment Company | — | — | — | $138K | 1.0% | |
| PIMCO Intl Bd Fnd (Unhdg) Ins Registered Investment Company | — | — | — | $129K | 0.9% | |
| PIMCO Foreign Bond Fund Inst Pooled Separate Account | — | — | — | $129K | 0.9% | |
| Vanguard Value Index Fund Adm Pooled Separate Account | — | — | — | $111K | 0.8% | |
| Vanguard Equity Income Fund Adm Pooled Separate Account | — | — | — | $108K | 0.7% | |
| DFA Inflation-Protected Securities Port Inst Pooled Separate Account | — | — | — | $99K | 0.7% | |
| Vanguard Mid-Cap Index Fund Adm Pooled Separate Account | — | — | — | $94K | 0.7% | |
| Vangrd Trgt Retire 2060 Fd Registered Investment Company | — | — | — | $94K | 0.6% | |
| Vanguard Target Retirement 2060 Fund Inv Pooled Separate Account | — | — | — | $94K | 0.6% | |
| PGIM Total Return Bond Fund R6 Pooled Separate Account | — | — | — | $93K | 0.6% | |
| Vangrd Trgt Retire 2050 Fd Registered Investment Company | — | — | — | $85K | 0.6% | |
| Vanguard Target Retirement 2050 Fund Inv Pooled Separate Account | — | — | — | $85K | 0.6% | |
| Vanguard Small-Cap Value Index Fund Adm Pooled Separate Account | — | — | — | $77K | 0.5% | |
| Voya Small Company Port R6 Registered Investment Company | — | — | — | $55K | 0.4% | |
| American Funds New World R6 Pooled Separate Account | — | — | — | $51K | 0.4% | |
| Vanguard Real Estate Index Fund Adm Pooled Separate Account | — | — | — | $40K | 0.3% | |
| Voya Government Money Market Fund Pooled Separate Account | — | — | — | $26K | 0.2% | |
| Voya Gv Mny Mkt F A (Hld Acct) Registered Investment Company | — | — | — | $26K | 0.2% | |
| Vanguard Mid-Cap Value Index Fund Adm Pooled Separate Account | — | — | — | $24K | 0.2% | |
| Vanguard Target Retire 2070 Fund Pooled Separate Account | — | — | — | $18K | 0.1% | |
| Vangrd Trgt Retire 2065 Fd Registered Investment Company | — | — | — | $11K | <0.1% | |
| Vanguard Target Retirement 2065 Fund Inv Pooled Separate Account | — | — | — | $11K | <0.1% | |
| Vanguard Target Retirement 2020 Fund Inv Pooled Separate Account | — | — | — | $8K | <0.1% | |
| Vangrd Trgt Retire 2020 Fd Registered Investment Company | — | — | — | $8K | <0.1% | |
| PIMCO Income Fund Ins Registered Investment Company | — | — | — | $3K | <0.1% |
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