Original filing (PDF)20250715070513NAL0001823313001

SPIROL INTERNATIONAL HOLDING CORP

Name: SPIROL INTERNATIONAL HOLDING CORP — SPIROL INTERNATIONAL HOLDING CORP ESOP & MPP PLAN, Form 5500 (2023)
Creator: SPIROL INTERNATIONAL HOLDING CORP

Form 5500

FILING_RECEIVED

SPIROL INTERNATIONAL HOLDING CORP ESOP & MPP PLAN

Defined-contribution retirement plan

Signals · 3

56% in single holding78% employer stockNo recordkeeper disclosed

Active participants

313

Accounts w/ balance

510

Plan assets (EOY)

$24.4M

Net assets (EOY)

$24.4M

How this plan invests

This plan

78 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

53% of assets in employer securities (concentration risk).

Helping the score

High account-holder ratio — balance-holders per active participant in the top 15% of peers (87th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for SPIROL INTERNATIONAL HOLDING CORP.

Plan sponsor

Name

SPIROL INTERNATIONAL HOLDING CORP

EIN

06-1043003all filings

Address

30 ROCK AVENUE · DANIELSON, CT · 06239

Phone

(860) 774-8571

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2023

Plan year begin

2023-10-01

Tax period

2024-09-30

Filed

2025-07-15

Pension benefit codes

2C · Money purchase (other than target benefit)

2E · Profit-sharing

2O · ESOP (non-leveraged)

3H · Sponsor in controlled / affiliated group

Audit & trust (Schedule H)

Auditor

DISANTO PRIEST & COMPANY

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

1 rows

Custodian

Name	EIN	Location	Relation	Direct comp	Indirect comp
CITIZENS BANK	20-2635739	—	CUSTODIAL	$53K	—

Investments

78 direct securities· $23.3M(95% of reported assets)

Common Stocks

$18.0M

66 holdings

Other securities

$2.8M

5 holdings

Mutual Funds

$2.3M

5 holdings

Common Collective Trusts

$110K

1 holding

Cash / Money Market

$59K

1 holding

					% of plan
PRIVATELY-HELD COMMON STOCK * SPIROL INTL HOLDING CORP 3,289 Shares of Common Stock	Common Stocks	—	$1.4M	$13.0M	53.5%
DOUBLELINE TOTAL RETURN BOND CL I 96,782 Shares	Other securities	—	$949K	$874K	3.6%
BLACKROCK STRATEGIC INCOME OPPS PORT 88,646 Shares	Other securities	—	$867K	$855K	3.5%
FIDELITY US BOND INDEX INSTL PREM 72,916 Shares	Mutual Funds	—	$857K	$776K	3.2%
PIMCO FDS INCOM FD INSTL 63,848 Shares	Mutual Funds	—	$719K	$689K	2.8%
ISHARES CORE S&P MID-CAP ETF 9,852 Shares	Other securities	—	$410K	$614K	2.5%
FIXED INCOME MUTUAL FUNDS AMERICAN FUNDS BOND FUND OF AMERICA 49,039 Shares	Mutual Funds	—	$563K	$570K	2.3%
APPLE INC 1,564 Shares of Common Stock	Common Stocks	—	$60K	$364K	1.5%
MICROSOFT CORP 809 Shares of Common Stock	Common Stocks	—	$73K	$348K	1.4%
ISHARES CORE MSCI EAFE ETF 3,846 Shares	Other securities	—	$218K	$300K	1.2%
NVIDIA CORP 2,220 Shares of Common Stock	Common Stocks	—	$26K	$270K	1.1%
RIVERNORTH DOUBLELINE STRATEGIC INC CLASS I 28,028 Shares	Common Stocks	—	$253K	$254K	1.0%
FIDELITY INTL INDEX INSTL PREM 4,056 Shares	Mutual Funds	—	$156K	$217K	0.9%
AMAZON COM INC 904 Shares of Common Stock	Common Stocks	—	$81K	$168K	0.7%
META PLATFORMS INC 267 Shares of Common Stock	Common Stocks	—	$43K	$153K	0.6%
ALPHABET INC CL A 814 Shares of Common Stock	Common Stocks	—	$26K	$135K	0.6%
EXXON MOBIL CORP 1,041 Shares of Common Stock	Common Stocks	—	$92K	$122K	0.5%
EQUITY MUTUAL FUNDS COHEN & STEERS GLOBAL INFR FUND 4,689 Shares	Other securities	—	$101K	$120K	0.5%
AMERICAN EXPRESS CO 432 Shares of Common Stock	Common Stocks	—	$54K	$117K	0.5%
VANGUARD 500 INDEX ADMIRAL 206 Shares	Common Collective Trusts	—	$46K	$110K	0.5%
BERKSHIRE HATHAWAY INC DEL CL B 220 Shares of Common Stock	Common Stocks	—	$76K	$101K	0.4%
MERCK & CO INC NEW COM 853 Shares of Common Stock	Common Stocks	—	$70K	$97K	0.4%
JPMORGAN CHASE & CO 452 Shares of Common Stock	Common Stocks	—	$51K	$95K	0.4%
APPLIED MATERIALS INC 464 Shares of Common Stock	Common Stocks	—	$29K	$94K	0.4%
ELI LILLY & CO 102 Shares of Common Stock	Common Stocks	—	$13K	$90K	0.4%
UNITEDHEALTH GROUP INC 137 Shares of Common Stock	Common Stocks	—	$26K	$80K	0.3%
LINDE PLC COM USD 156 Shares of Common Stock	Common Stocks	—	$29K	$74K	0.3%
DOMESTIC COMMON STOCKS AT & T INC 3,348 Shares of Common Stock	Common Stocks	—	$61K	$74K	0.3%
REGENERON PHARMACEUTICALS 68 Shares of Common Stock	Common Stocks	—	$37K	$71K	0.3%
ABBVIE INC COM 359 Shares of Common Stock	Common Stocks	—	$61K	$71K	0.3%
HCA HEALTHCARE INC 173 Shares of Common Stock	Common Stocks	—	$25K	$70K	0.3%
UNITED RENTALS INC 83 Shares of Common Stock	Common Stocks	—	$41K	$67K	0.3%
ADOBE INC 128 Shares of Common Stock	Common Stocks	—	$39K	$66K	0.3%
VISA INC 229 Shares of Common Stock	Common Stocks	—	$15K	$63K	0.3%
QUANTA SVCS INC 207 Shares of Common Stock	Common Stocks	—	$42K	$62K	0.3%
WALT DISNEY CO 632 Shares of Common Stock	Common Stocks	—	$56K	$61K	0.2%
MARRIOTT INTL INC CLASS A 239 Shares of Common Stock	Common Stocks	—	$37K	$59K	0.2%
SALESFORCE INC 216 Shares of Common Stock	Common Stocks	—	$61K	$59K	0.2%
MONEY MARKET FUNDS * CITIZENS BANK NA CASH SWEEP ACCT A 6 Money Market Fund 6 * CITIZENS BANK NA CASH SWEEP ACCT 58,969 Money Market Fund	Cash / Money Market	—	$59K	$59K	0.2%
COMCAST CORP NEW CL A 1,402 Shares of Common Stock	Common Stocks	—	$50K	$59K	0.2%
T-MOBILE US INC 283 Shares of Common Stock	Common Stocks	—	$40K	$58K	0.2%
ORACLE SYSTEMS CORP 340 Shares of Common Stock	Common Stocks	—	$17K	$58K	0.2%
WALMART INC 708 Shares of Common Stock	Common Stocks	—	$36K	$57K	0.2%
CONSTELLATION ENERGY CORP 219 Shares of Common Stock	Common Stocks	—	$24K	$57K	0.2%
TJX COMPANIES NEW 483 Shares of Common Stock	Common Stocks	—	$39K	$57K	0.2%
BANK OF AMERICA CORPORATION 1,428 Shares of Common Stock	Common Stocks	—	$56K	$57K	0.2%
CISCO SYSTEMS 1,035 Shares of Common Stock	Common Stocks	—	$52K	$55K	0.2%
EBAY INC 839 Shares of Common Stock	Common Stocks	—	$45K	$55K	0.2%
FOREIGN COMMON STOCKS ACCENTURE PLC IRELAND SHS CLASS A 154 Shares of Common Stock	Common Stocks	—	$18K	$54K	0.2%
UBER TECHNOLOGIES INC COM 710 Shares of Common Stock	Common Stocks	—	$46K	$53K	0.2%