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Original filing (PDF)20251215113633NAL0003407666001
BOARD OF TRUSTEES SHEET METAL WORKERS' LOCAL NO. 40 HEALTH FUND
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS' LOCAL NO. 40 HEALTH FUND
Health & welfare plan
Signals · 4
Late filing · 1.0 mo~1209 bps in Sched C feesNo recordkeeper disclosed11 service providers
Active participants
318
Accounts w/ balance
—
Plan assets (EOY)
$5.9M
Net assets (EOY)
$5.0M
Plan health score (directional)
83
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
96
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Filed 1.0 months past the 10.5-month grace window.
- 1209 bps in Schedule C fees — 2224% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES SHEET METAL WORKERS' LOCAL NO. 40 HEALTH FUND.
Plan sponsor
Name
BOARD OF TRUSTEES SHEET METAL WORKERS' LOCAL NO. 40 HEALTH FUND
EIN
06-1013879
Address
1040 AVENUE OF THE AMERICAS · 24TH FLOOR · NEW YORK, NY · 100183726
Phone
(212) 505-5050
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-12-15
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
Audit & trust (Schedule H)
Auditor
NOVAK FRANCELLA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| DANIEL H. COOK ASSOCIATES, INC. | 11-2424843 | — | NONE | $193K | — |
| ANTHEM HEALTH PLANS, INC. | 06-1475928 | — | NONE | $178K | — |
| PAYER MATRIX | — | MEDIA, PA | NONE | $133K | — |
| LABOR FIRST | — | MT LAUREL TOWNSHIP, NJ | NONE | $62K | — |
| BROWN & BROWN OF CT, INC. | — | ROCKY HILL, CT | NONE | $44K | — |
| REID & RIEGE, PC | 06-0867204 | — | NONE | $37K | — |
| NOVAK FRANCELLA. LLC | 61-1436956 | — | NONE | $25K | — |
| DELTA DENTAL | — | ALPHARETTA, GA | NONE | $13K | — |
| LHV EMPLOYEE ASSISTANCE PROGRAM | 13-3240307 | YORKTOWN HEIGHTS, NY | NONE | $10K | — |
| ROBERT M CHEVERIE & ASSOC PC | 06-1335139 | — | NONE | $9K | — |
| HINGE HEALTH, INC. | 81-1884841 | — | NONE | $6K | — |
Investments
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.