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Original filing (PDF)20250811133322NAL0006986337001
MASHANTUCKET PEQUOT TRIBE
Form 5500
FILING_RECEIVED
MASHANTUCKET PEQUOT TRIBE 401(K) RETIREMENT PLAN
401(k) retirement plan
Active participants
4,288
Accounts w/ balance
4,100
Plan assets (EOY)
$424.9M
Net assets (EOY)
$424.9M
How this plan invests
This plan
1 pooled trust
Schedule D
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (1 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MASHANTUCKET PEQUOT TRIBE.
Plan sponsor
Name
MASHANTUCKET PEQUOT TRIBE
EIN
06-0995554
Address
MPTN FINANCE · P.O. BOX 3008 · MASHANTUCKET, CT · 06338
Phone
(860) 396-3180
Industry
Arts, Entertainment, Recreationsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-11
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
CARON & BLETZER, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $33K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CARON & BLETZER, PLLC | 04-3499945 | — | ACCOUNTANT | $10K | — |
Investments
44 direct securities · 1 pooled fund· $760.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$710.2M
44 holdings
Common Collective Trust
$49.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Funds American Mutual Fund R4 " | — | — | — | $50.4M | 11.9% | |
| INVESCO STABLE VALUE RETIREMENT FUN INVESCO TRUST COMPANY · EIN 27-3868124 / PN 001 | Common Collective Trust | — | — | $49.9M | 11.7% | |
| INVESCO STABLE VALUE RET CL 1 COMMON / COLLECTIVE TRUSTS | — | — | $47.0M | $47.0M | 11.1% | |
| PIMCO Total Return Portfolio Inst Fund " | — | — | — | $44.0M | 10.3% | |
| MFS Mass Investors Growth Stock Fund R4 " | — | — | — | $39.3M | 9.2% | |
| Janus Henderson Global Equity Income Fund I Mutual fund | — | — | — | $33.9M | 8.0% | |
| iShares S&P 500 Index Fund K " | — | — | — | $32.1M | 7.6% | |
| JPMorgan Core Bond Fund R5 " | — | — | — | $30.6M | 7.2% | |
| AMERICAN MUTUAL FUND R4 MUTUAL FUNDS | — | — | $25.2M | $29.8M | 7.0% | |
| PIMCO TOT RET PORT INSTL-GM MUTUAL FUNDS | — | — | $29.9M | $26.3M | 6.2% | |
| JP MORGAN CORE BOND CL R5 GM MUTUAL FUNDS | — | — | $28.9M | $26.2M | 6.2% | |
| MFS International Growth Fund R6 " | — | — | — | $20.7M | 4.9% | |
| AMERICAN MUTUAL FUND R4 GM MUTUAL FUNDS | — | — | $20.2M | $20.6M | 4.8% | |
| MFS MASS INVESTORS GR STOCK R4 MUTUAL FUNDS | — | — | $17.1M | $20.5M | 4.8% | |
| BLACKROCK GLOBAL ALLOC I MUTUAL FUNDS | — | — | $19.7M | $19.8M | 4.7% | |
| JANUS HENDERSON GLBL EQ I GM MUTUAL FUNDS | — | — | $19.9M | $19.5M | 4.6% | |
| Victory Sycamore Established Value Fund I " | — | — | — | $19.0M | 4.5% | |
| MFS MASS INVESTOR GR STK R4 GM MUTUAL FUNDS | — | — | $16.2M | $18.8M | 4.4% | |
| Carillon Eagle Mid Cap Growth Fund I " | — | — | — | $18.2M | 4.3% | |
| PIMCO TOTAL RETURN PORT. INSTL MUTUAL FUNDS | — | — | $20.5M | $17.7M | 4.2% | |
| MFS INTERNATIONAL GROWTH R6 GM MUTUAL FUNDS | — | — | $16.7M | $17.6M | 4.1% | |
| JP MORGAN U.S. EQUITY FD CL R5 MUTUAL FUNDS | — | — | $12.4M | $17.6M | 4.1% | |
| JANUS HENDERSON GLBL EQ I MUTUAL FUNDS | — | — | $14.8M | $14.4M | 3.4% | |
| Invesco Small Cap Value Fund Y " | — | — | — | $11.1M | 2.6% | |
| Participant Loans (4.25% - 9.50%) - | — | — | $10.6M | $10.6M | 2.5% | |
| VICTORY SYCAMORE EST VAL I GM MUTUAL FUNDS | — | — | $9.9M | $10.6M | 2.5% | |
| CARILLON EAGLE MID CAP GRTH I MUTUAL FUNDS | — | — | $10.1M | $10.1M | 2.4% | |
| Merrill Lynch Bank Deposit Program Interest bearing cash | — | — | — | $9.3M | 2.2% | |
| PROGRAM RETIREMENT BANK ACCOUNT CERT OF DEPOSIT / BANK DEPOSIT | — | — | $9.3M | $9.3M | 2.2% | |
| Allspring Small Company Growth Fund " | — | — | — | $8.8M | 2.1% | |
| VICTORY SYCAMORE EST VAL FD I MUTUAL FUNDS | — | — | $8.0M | $8.4M | 2.0% | |
| CARILLON EAGLE MID CAP GRTH GM MUTUAL FUNDS | — | — | $8.1M | $8.1M | 1.9% | |
| INVESCO SMALL CAP VAL CL Y GM MUTUAL FUNDS | — | — | $4.6M | $5.6M | 1.3% | |
| Vanguard Dividend Growth Fund " | — | — | — | $5.6M | 1.3% | |
| INVESCO SMALL CAP VALUE CL Y MUTUAL FUNDS | — | — | $4.9M | $5.5M | 1.3% | |
| ALLSPRING SMALL COMPANY GROWTH MUTUAL FUNDS | — | — | $5.5M | $5.3M | 1.3% | |
| JP MORGAN CORE BOND FD CL R5 MUTUAL FUNDS | — | — | $4.8M | $4.4M | 1.0% | |
| ALLSPRING SML COMPANY GRTH GM MUTUAL FUNDS | — | — | $3.5M | $3.4M | 0.8% | |
| MFS INTERNATIONAL GROWTH R6 MUTUAL FUNDS | — | — | $3.0M | $3.1M | 0.7% | |
| Victory Trivalent International Small-Cap Fund Y " | — | — | — | $2.9M | 0.7% | |
| INVESCO STABLE VAL RET CL 1 GM COMMON / COLLECTIVE TRUSTS | — | — | $2.9M | $2.9M | 0.7% | |
| American Funds Washington Mutual Investors Fund " | — | — | — | $1.0M | 0.2% | |
| MERRILL LYNCH BANK DEPOSIT CERT OF DEPOSIT / BANK DEPOSIT | — | — | $58K | $58K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $2K | $2K | <0.1% | |
| PENDING SETTLEMENT FUND PENDING SETTLEMENT FUNDS | — | — | $2K | $2K | <0.1% |