Original filing (PDF)20251030153346NAL0001292003001

CROSS SOUND FERRY & COMPANIES

Name: CROSS SOUND FERRY & COMPANIES — CROSS SOUND FERRY & COMPANIES 401(K) / PS PLAN, Form 5500 (2024)
Creator: CROSS SOUND FERRY & COMPANIES

Form 5500

FILING_RECEIVED

CROSS SOUND FERRY & COMPANIES 401(K) / PS PLAN

401(k) retirement plan

Active participants

278

Accounts w/ balance

276

Plan assets (EOY)

$40.3M

Net assets (EOY)

$40.3M

How this plan invests

This plan

1 pooled trust

Schedule D

42 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

High average account balance (88th percentile).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for CROSS SOUND FERRY & COMPANIES.

Plan sponsor

Name

CROSS SOUND FERRY & COMPANIES

EIN

06-0918288

Address

2 FERRY STREET · P.O BOX 33 · NEW LONDON, CT · 06320

Phone

(860) 443-7394

Industry

Transportation & Warehousingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-30

Pension benefit codes

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

2G · Total participant-directed accounts

2J · 401(k) feature

2F · ERISA section 404(c)

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

WHITTLESEY P.C.

Trustee / custodian

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
ASCENSUS LLC	11-3665754	—	NONE	$35K	—

Other service providers

Name	EIN	Location	Relation	Direct comp	Indirect comp
MERRILL LYNCH RETIREMENT & BENEFIT	13-5674085	—	NONE	$43K	—

Investments

42 direct securities · 1 pooled fund· $43.3M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$39.1M

41 holdings

Common Collective Trust

$4.0M

1 holding

Participant loans

$226K

1 holding

					% of plan
GM Western Asset Core Plus Bond IS Legg Mason 0	Other securities	—	—	$9.0M	22.4%
FEDERATED HERMES CAPITAL PRES IS FEDERATED HERMES · EIN 22-2712853 / PN 001	Common Collective Trust	—	—	$4.0M	9.9%
Federated Hermes Capital Pres IS Federated 0	Other securities	—	—	$3.5M	8.7%
GM Harding Loevner Internl Equity Instl Harding 0	Other securities	—	—	$3.3M	8.3%
GM Columbia Dividend Income I3 Columbia 0	Other securities	—	—	$3.0M	7.5%
GM T. Rowe Price Blue Chip Growth I T. Rowe Price 0	Other securities	—	—	$2.4M	6.0%
T. Rowe Price Blue Chip Growth I T. Rowe Price 0	Other securities	—	—	$1.8M	4.5%
GM American Century Mid Cap Value R6 American Century 0	Other securities	—	—	$1.8M	4.4%
American Funds Trgt Date Ret 2035 R6 American Funds 0	Other securities	—	—	$1.7M	4.3%
GM Undiscovered Mgrs Behavioral Val R6 Undiscovered 0	Other securities	—	—	$1.2M	3.1%
GM Macquarie Emerging Markets R6 Macquarie 0	Other securities	—	—	$1.2M	3.0%
Columbia Dividend Income I3 Columbia 0	Other securities	—	—	$1.1M	2.7%
GM Baron Asset Instl Baron 0	Other securities	—	—	$1.0M	2.5%
iShares S&P 500 Index K iShares 0	Other securities	—	—	$737K	1.8%
Baron Asset Instl Baron 0	Other securities	—	—	$604K	1.5%
GM ClearBridge Small Cap I Legg Mason 0	Other securities	—	—	$539K	1.3%
GM iShares S&P 500 Index K iShares 0	Other securities	—	—	$505K	1.3%
GM Federated Hermes Capital Pres IS Federated 0	Other securities	—	—	$490K	1.2%
American Century Mid Cap Value R6 American Century 0	Other securities	—	—	$462K	1.1%
iShares MSCI EAFE Intl Index K iShares 0	Other securities	—	—	$447K	1.1%
iShares Russell 2000 SmCap Ind K iShares 0	Other securities	—	—	$407K	1.0%
iShares Russell Mid-Cap Index K iShares 0	Other securities	—	—	$365K	0.9%
Western Asset Core Plus Bond IS Legg Mason 0	Other securities	—	—	$363K	0.9%
Undiscovered Mgrs Behavioral Val R6 Undiscovered 0	Other securities	—	—	$351K	0.9%
ClearBridge Large Cap Growth IS Legg Mason 0	Other securities	—	—	$346K	0.9%
Cohen & Steers Real Estate Secs Z Cohen & Steers 0	Other securities	—	—	$261K	0.6%
Janus Henderson Balanced N Janus Henderson 0	Other securities	—	—	$237K	0.6%
Various Rates and Maturities Participant's Loan Account 0	Participant loans	—	—	$226K	0.6%
Harding Loevner Internl Equity Instl Harding 0	Other securities	—	—	$217K	0.5%
Macquarie Emerging Markets R6 Macquarie 0	Other securities	—	—	$213K	0.5%
American Funds Trgt Date Ret 2050 R6 American Funds 0	Other securities	—	—	$212K	0.5%
American Funds Global Balanced R6 American Funds 0	Other securities	—	—	$181K	0.4%
American Funds Trgt Date Ret 2040 R6 American Funds 0	Other securities	—	—	$162K	0.4%
American Funds Trgt Date Ret 2030 R6 American Funds 0	Other securities	—	—	$149K	0.4%
PIMCO CommoditiesPLUS Strategy Instl PIMCO 0	Other securities	—	—	$132K	0.3%
ClearBridge Small Cap I Legg Mason 0	Other securities	—	—	$122K	0.3%
PIMCO Commodity Real Ret Strat Instl PIMCO 0	Other securities	—	—	$114K	0.3%
PIMCO Income Instl PIMCO 0	Other securities	—	—	$106K	0.3%
GM ClearBridge Large Cap Growth IS Legg Mason 0	Other securities	—	—	$83K	0.2%
American Funds Trgt Date Ret 2060 R6 American Funds 0	Other securities	—	—	$60K	0.1%
American Funds Trgt Date Ret 2025 R6 American Funds 0	Other securities	—	—	$7K	<0.1%
BlackRock Lifepath Index Retire K BlackRock 0	Other securities	—	—	$2K	<0.1%
American Funds Trgt Date Ret 2020 R6 American Funds 0	Other securities	—	—	$2K	<0.1%