Back to filter
Original filing (PDF)20251014055227NAL0002263521001
ORTHOCONNECTICUT, PLLC
Form 5500
FILING_RECEIVED
ORTHOCONNECTICUT, PLLC EMPLOYEES 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Active participants
189
Accounts w/ balance
268
Plan assets (EOY)
$63.1M
Net assets (EOY)
$63.1M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ORTHOCONNECTICUT, PLLC.
Plan sponsor
Name
ORTHOCONNECTICUT, PLLC
EIN
06-0851044
Address
2 RIVERVIEW DRIVE, · BERKSHIRE CORPORATE PARK · DANBURY, CT · 06840
Phone
(845) 489-4718
Industry
Offices of Physicians· Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TEPLITZKY AND COMPANY P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ADP, INC. | 13-3036745 | — | RECORD KEEPER | $28K | — |
| ADP BROKER-DEALER | 22-3319984 | — | RECORD KEEPER | $0 | — |
Investments
32 direct securities · 1 pooled fund· $63.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Registered Investment Companies
$58.5M
31 holdings
Uncategorized
$2.3M
1 holding
Common Collective Trust
$2.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FIDELITY CONTRAFUND | Registered Investment Companies | — | — | $9.7M | 15.4% | |
| TRP RETIREMENT 2020 I | Registered Investment Companies | — | — | $6.0M | 9.5% | |
| ISHARES S&P 500 INDEX K | Registered Investment Companies | — | — | $4.6M | 7.4% | |
| JPMORGAN EQUITY INCOME FUND R6 | Registered Investment Companies | — | — | $4.1M | 6.5% | |
| TRP RETIREMENT 2035 I | Registered Investment Companies | — | — | $3.6M | 5.7% | |
| PIONEER BOND FUND - K | Registered Investment Companies | — | — | $3.3M | 5.3% | |
| JANUS HENDERSON ENTERPRISE N | Registered Investment Companies | — | — | $3.3M | 5.2% | |
| PIMCO INCOME FUND - INSTL | Registered Investment Companies | — | — | $3.2M | 5.1% | |
| AMERICAN FUNDS EUROPAC GRO- R6 | Registered Investment Companies | — | — | $2.9M | 4.6% | |
| TRP RETIREMENT 2030 I | Registered Investment Companies | — | — | $2.5M | 4.0% | |
| BROKERAGE FUND OPTIONS SELF-DIRECTED BROKERAGE ACCT | — | — | — | $2.3M | 3.6% | |
| FEDERATED CAP PRES FUND R6 FEDERATED INVESTORS TRUST CO · EIN 22-2712853 / PN 001 | Common Collective Trust | — | — | $2.2M | 3.5% | |
| JOHN HANCOCK DISC VALUE MC R6 | Registered Investment Companies | — | — | $2.0M | 3.2% | |
| TRP RETIREMENT 2025 I | Registered Investment Companies | — | — | $1.8M | 2.9% | |
| VANGUARD MID CAP INDEX - ADM | Registered Investment Companies | — | — | $1.7M | 2.7% | |
| TRP RETIREMENT 2040 I | Registered Investment Companies | — | — | $1.7M | 2.7% | |
| T ROWE PRICE SC STK I | Registered Investment Companies | — | — | $1.6M | 2.5% | |
| TRP RETIREMENT 2045 I | Registered Investment Companies | — | — | $1.3M | 2.1% | |
| TRP RETIREMENT 2050 I | Registered Investment Companies | — | — | $1.1M | 1.8% | |
| AMERICAN FUNDS NEW WORLD R6 | Registered Investment Companies | — | — | $812K | 1.3% | |
| ISHARES MSCI EAFE INTL INDEX K | Registered Investment Companies | — | — | $564K | 0.9% | |
| ISHARES RUSSELL 2000 SM CAP K | Registered Investment Companies | — | — | $526K | 0.8% | |
| TRP RETIREMENT 2060 I | Registered Investment Companies | — | — | $473K | 0.7% | |
| TRP RETIREMENT 2055 I | Registered Investment Companies | — | — | $458K | 0.7% | |
| AMERFUNDS SMALLCAP WORLD R6 | Registered Investment Companies | — | — | $255K | 0.4% | |
| PIMCO INTL BOND USD HDGD I | Registered Investment Companies | — | — | $193K | 0.3% | |
| PRI GLBL REAL ESTATE SEC R6 | Registered Investment Companies | — | — | $169K | 0.3% | |
| PIMCO REAL RETURN FUND - INSTL | Registered Investment Companies | — | — | $157K | 0.2% | |
| PIMCO COMM RL RET STR - INSTL | Registered Investment Companies | — | — | $151K | 0.2% | |
| ISHARES US AGGREGATE BD IDX K | Registered Investment Companies | — | — | $68K | 0.1% | |
| TRP RETIREMENT 2010 I | Registered Investment Companies | — | — | $58K | <0.1% | |
| TRP RETIREMENT 2015 I | Registered Investment Companies | — | — | $36K | <0.1% | |
| TRP RETIREMENT 2005 I | Registered Investment Companies | — | — | $13K | <0.1% |