Original filing (PDF)20250917153352NAL0000320131001

CONNECTICUT ASSOCIATION OF INDEPENDENT SCHOOLS, INC

Name: CONNECTICUT ASSOCIATION OF INDEPENDENT SCHOOLS, INC — CAIS MULTIPLE EMPLOYER PLAN, Form 5500 (2024)
Creator: CONNECTICUT ASSOCIATION OF INDEPENDENT SCHOOLS, INC

Form 5500

FILING_RECEIVED

CAIS MULTIPLE EMPLOYER PLAN

403(b) retirement plan

Signals · 1

No recordkeeper disclosed

Active participants

1,195

Accounts w/ balance

2,646

Plan assets (EOY)

$256.8M

Net assets (EOY)

$256.8M

How this plan invests

This plan

1 pooled trust

Schedule D

215 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

100

Total plan cost

100

Vendor stack

Participation health

100

Knocking points off

No recordkeeper disclosed on Schedule C.

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONNECTICUT ASSOCIATION OF INDEPENDENT SCHOOLS, INC.

Plan sponsor

Name

CONNECTICUT ASSOCIATION OF INDEPENDENT SCHOOLS, INC

EIN

06-0848965

Address

PO BOX 614 · MYSTIC, CT · 06355

Phone

(860) 572-2950

Industry

Educational Servicessee all

Plan administrator

Name

PENTEGRA SERVICES, INC.

EIN

13-3745616

City

WHITE PLAINS, NY

Phone

(844) 367-2848

Plan characteristics

Plan number

333

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-17

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2L · 403(b)(1) annuity

Audit & trust (Schedule H)

Auditor

CLIFTONLARSONALLEN LLP

Trustee / custodian

—

Trustee phone

—

Service providers (Schedule C)

4 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
TIAA	13-1624203	NEW YORK, NY	INVESTMENT ADVISOR	$124K	—
FIDUCIENT ADVISORS, LLC	36-4001764	WINDSOR, CT	INVESTMENT ADVISOR	$55K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PENTEGRA SERVICES, INC.	13-3745616	WHITE PLANS, NY	PLAN ADMINISTRATOR TPA	$56K	—

Accountant / Auditor

Name	EIN	Location	Relation	Direct comp	Indirect comp
CLIFTONLARSONALLEN, LLP	41-0746749	MINNEAPOLIS, MN	ACCOUNTANT	$39K	—

Investments

213 direct securities · 1 pooled fund· $253.6M(99% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Uncategorized

$248.4M

213 holdings

Pooled Separate Account

$5.2M

1 holding

Investment	Type	Shares / units	Cost	Current value	% of plan
CREF Stock R1 Total	—	—	—	$38.8M	15.1%
TIAA Traditional Non Benefit Responsive Total	—	—	—	$27.5M	10.7%
CREF Growth R1 Total	—	—	—	$19.4M	7.6%
CREF Equity Index R1 Total	—	—	—	$13.5M	5.3%
CREF Global Equities R1 Total	—	—	—	$11.9M	4.6%
Nuveen LfCycle Ix 2030 R6 Total	—	—	—	$8.4M	3.3%
Nuveen LfCycle Ix 2035 R6 Total	—	—	—	$8.4M	3.3%
TIAA Traditional Benefit Responsive Total	—	—	—	$7.1M	2.8%
Nuveen LfCycle Ix 2025 R6 Total	—	—	—	$6.0M	2.4%
TIAA Trust, N.A Vanguard 500 Idx Adm Total	—	—	—	$5.8M	2.3%
TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004	Pooled Separate Account	—	—	$5.2M	2.0%
CREF Stock R1	—	—	—	$4.7M	1.8%
TIAA Traditional Non Benefit Responsive 2 Total	—	—	—	$4.6M	1.8%
Nuveen LfCycle Ix 2045 R6 Total	—	—	—	$4.6M	1.8%
Nuveen LfCycle Ix 2020 R6 Total	—	—	—	$4.3M	1.7%
CREF Money Market R1 Total	—	—	—	$4.2M	1.6%
TIAA Real Estate Total	—	—	—	$4.1M	1.6%
Nuveen LfCycle Ix 2050 R6 Total	—	—	—	$3.7M	1.4%
CREF Social Choice R1 Total	—	—	—	$3.7M	1.4%
CREF Core Bond R1 Total	—	—	—	$3.4M	1.3%
TIAA Traditional Non Benefit Responsive	—	—	—	$2.8M	1.1%
Nuveen LfCycle Ix 2055 R6 Total	—	—	—	$2.6M	1.0%
Nuveen LfCycle Ix 2030 R6	—	—	—	$1.9M	0.7%
CREF Growth R1	—	—	—	$1.9M	0.7%
CREF Inflation-Linked Bond R1 Total	—	—	—	$1.8M	0.7%
TIAA Traditional Non Benefit Responsive	—	—	—	$1.7M	0.7%
CREF Stock R1	—	—	—	$1.7M	0.6%
Nuveen LfCycle Ix 2025 R6	—	—	—	$1.6M	0.6%
Nuveen LfCycle Ix 2015 R6 Total	—	—	—	$1.6M	0.6%
CREF Global Equities R1	—	—	—	$1.4M	0.5%
TIAA Trust, N.A Vanguard Ttl Intl Stk Idx Adm Total	—	—	—	$1.4M	0.5%
Nuveen LfCycle Ix 2010 R6 Total	—	—	—	$1.3M	0.5%
TIAA Trust, N.A Vanguard Extended Mkt Idx Adm Total	—	—	—	$1.3M	0.5%
Nuveen LfCycle Ix 2035 R6	—	—	—	$1.2M	0.5%
TIAA Traditional Benefit Responsive 2 Total	—	—	—	$1.2M	0.5%
Similar Party Collateral, Par, or Maturity Value Cost** Value * CREF Money Market R1	—	—	—	$1.2M	0.5%
CREF Stock R1	—	—	—	$1.2M	0.4%
CREF Equity Index R1	—	—	—	$1.1M	0.4%
TIAA Traditional Benefit Responsive	—	—	—	$1.1M	0.4%
Nuveen LfCycle Ix 2035 R6	—	—	—	$1.1M	0.4%
CREF Equity Index R1	—	—	—	$1.0M	0.4%
TIAA Traditional Non Benefit Responsive	—	—	—	$912K	0.4%
Nuveen LfCycle Ix 2060 R6 Total	—	—	—	$908K	0.4%
TIAA Traditional Non Benefit Responsive	—	—	—	$902K	0.4%
TIAA Trust, N.A PIMCO RAE US Institutional Sh Total	—	—	—	$869K	0.3%
TIAA Trust, N.A American EuroPac Growth R6 Total	—	—	—	$843K	0.3%
CREF Social Choice R1	—	—	—	$826K	0.3%
CREF Stock R1	—	—	—	$767K	0.3%
TIAA Traditional Benefit Responsive	—	—	—	$743K	0.3%
Nuveen Large Cap Resp Eq R6 Total	—	—	—	$685K	0.3%
CREF Core Bond R1	—	—	—	$680K	0.3%
Nuveen LfCycle Ix 2045 R6	—	—	—	$674K	0.3%
TIAA Trust, N.A Vanguard Ttl Bd Mkt Idx Adm Total	—	—	—	$668K	0.3%
CREF Stock R1	—	—	—	$664K	0.3%
TIAA Trust, N.A Vanguard Federal Money Mkt Inv Total	—	—	—	$664K	0.3%
TIAA Traditional Non Benefit Responsive	—	—	—	$657K	0.3%
Nuveen LfCycle Ix 2040 R6	—	—	—	$608K	0.2%
Nuveen LfCycle Ix 2015 R6	—	—	—	$607K	0.2%
TIAA Real Estate	—	—	—	$594K	0.2%
CREF Global Equities R1	—	—	—	$592K	0.2%
Nuveen LfCycle Ix 2055 R6	—	—	—	$554K	0.2%
TIAA Traditional Benefit Responsive	—	—	—	$548K	0.2%
CREF Social Choice R1	—	—	—	$534K	0.2%
CREF Growth R1	—	—	—	$532K	0.2%
CREF Growth R1	—	—	—	$527K	0.2%
Nuveen LfCycle Ix 2020 R6	—	—	—	$517K	0.2%
Participants Participant Loans Rates from 4.25% to 9.50% -	—	—	—	$490K	0.2%
Nuveen LfCycle Ix 2050 R6	—	—	—	$487K	0.2%
TIAA Trust, N.A T. Rowe Price Blue Chip Gr I Total	—	—	—	$463K	0.2%
Nuveen LfCycle Ix 2020 R6 547 * Nuveen LfCycle Ix 2025 R6	—	—	—	$453K	0.2%
CREF Global Equities R1	—	—	—	$404K	0.2%
TIAA Traditional Benefit Responsive 2	—	—	—	$403K	0.2%
CREF Global Equities R1	—	—	—	$400K	0.2%
CREF Equity Index R1	—	—	—	$378K	0.1%
CREF Growth R1	—	—	—	$366K	0.1%
CREF Global Equities R1	—	—	—	$363K	0.1%
CREF Stock R1	—	—	—	$359K	0.1%
TIAA Traditional Non Benefit Responsive 2	—	—	—	$355K	0.1%
Nuveen LfCycle Ix 2025 R6	—	—	—	$325K	0.1%
TIAA Traditional Non Benefit Responsive	—	—	—	$306K	0.1%
Nuveen LfCycle Ix 2045 R6	—	—	—	$304K	0.1%
CREF Equity Index R1	—	—	—	$283K	0.1%
Similar Party Collateral, Par, or Maturity Value Cost** Value * TIAA Trust, N.A American Century Sm Cap Val R6 Total	—	—	—	$281K	0.1%
Nuveen LfCycle Ix 2045 R6	—	—	—	$267K	0.1%
CREF Growth R1	—	—	—	$253K	<0.1%
CREF Core Bond R1	—	—	—	$244K	<0.1%
Nuveen LfCycle Ix 2035 R6	—	—	—	$233K	<0.1%
Nuveen LfCycle Ix 2040 R6	—	—	—	$227K	<0.1%
CREF Social Choice R1	—	—	—	$221K	<0.1%
TIAA Trust, N.A Nuveen LfCycle Ix 2060 R6	—	—	—	$210K	<0.1%
Nuveen LfCycle Ix 2030 R6	—	—	—	$208K	<0.1%
Nuveen LfCycle Ix 2035 R6	—	—	—	$205K	<0.1%
Nuveen LfCycle Ix 2030 R6	—	—	—	$197K	<0.1%
CREF Core Bond R1	—	—	—	$196K	<0.1%
TIAA Real Estate	—	—	—	$196K	<0.1%
Nuveen LfCycle Ix 2040 R6	—	—	—	$181K	<0.1%
CREF Inflation-Linked Bond R1	—	—	—	$179K	<0.1%
TIAA Trust, N.A Baird Aggregate Bond Inst Total	—	—	—	$177K	<0.1%
TIAA Traditional Benefit Responsive	—	—	—	$173K	<0.1%
CREF Equity Index R1	—	—	—	$173K	<0.1%
TIAA Real Estate	—	—	—	$167K	<0.1%
CREF Inflation-Linked Bond R1	—	—	—	$164K	<0.1%
CREF Money Market R1	—	—	—	$160K	<0.1%
Nuveen LfCycle Ix 2015 R6	—	—	—	$160K	<0.1%
Nuveen LfCycle Ix 2010 R6	—	—	—	$157K	<0.1%
Similar Party Collateral, Par, or Maturity Value Cost** Value * TIAA Trust, N.A Vanguard 500 Idx Adm	—	—	—	$150K	<0.1%
TIAA Traditional Benefit Responsive	—	—	—	$148K	<0.1%
CREF Social Choice R1	—	—	—	$136K	<0.1%
CREF Growth R1	—	—	—	$134K	<0.1%
Nuveen LfCycle Ix 2065 R6 Total	—	—	—	$128K	<0.1%
CREF Social Choice R1	—	—	—	$120K	<0.1%
TIAA Trust, N.A Vanguard Federal Money Mkt Inv 334 * TIAA Trust, N.A Vanguard Ttl Bd Mkt Idx Adm	—	—	—	$120K	<0.1%
Nuveen LfCycle Ix 2055 R6	—	—	—	$111K	<0.1%
CREF Global Equities R1	—	—	—	$109K	<0.1%
TIAA Stable Value Total	—	—	—	$97K	<0.1%
Nuveen LfCycle Ix 2030 R6	—	—	—	$90K	<0.1%
Nuveen LfCycle Ix 2055 R6	—	—	—	$90K	<0.1%
Nuveen LfCycle Ix 2065 R6 767 * TIAA Trust, N.A Vanguard 500 Idx Adm	—	—	—	$90K	<0.1%
TIAA Stable Value	—	—	—	$88K	<0.1%
TIAA Trust, N.A Vanguard Ttl Intl Stk Idx Adm	—	—	—	$88K	<0.1%
Nuveen LfCycle Ix 2040 R6	—	—	—	$88K	<0.1%
TIAA Traditional Non Benefit Responsive 2	—	—	—	$85K	<0.1%
TIAA Trust, N.A Vanguard Extended Mkt Idx Adm	—	—	—	$84K	<0.1%
CREF Money Market R1	—	—	—	$82K	<0.1%
Nuveen LfCycle Ix 2050 R6	—	—	—	$78K	<0.1%
TIAA Trust, N.A PIMCO RAE US Institutional Sh	—	—	—	$76K	<0.1%
CREF Social Choice R1	—	—	—	$74K	<0.1%
CREF Core Bond R1	—	—	—	$73K	<0.1%
TIAA Trust, N.A American EuroPac Growth R6	—	—	—	$71K	<0.1%
TIAA Real Estate	—	—	—	$68K	<0.1%
Nuveen LfCycle Ix 2010 R6	—	—	—	$68K	<0.1%
TIAA Trust, N.A ClearBridge Small Cp Growth IS Total	—	—	—	$67K	<0.1%
CREF Money Market R1	—	—	—	$57K	<0.1%
CREF Inflation-Linked Bond R1	—	—	—	$49K	<0.1%
TIAA Real Estate	—	—	—	$47K	<0.1%
TIAA Plan Loan Default Fund	—	—	—	$47K	<0.1%
Nuveen LfCycle Ix 2020 R6	—	—	—	$46K	<0.1%
CREF Equity Index R1	—	—	—	$44K	<0.1%
CREF Core Bond R1	—	—	—	$44K	<0.1%
Similar Party Collateral, Par, or Maturity Value Cost** Value * Nuveen LfCycle Ix 2060 R6	—	—	—	$43K	<0.1%
TIAA Trust, N.A Vanguard 500 Idx Adm	—	—	—	$42K	<0.1%
CREF Inflation-Linked Bond R1	—	—	—	$41K	<0.1%
Nuveen Core Impact Bond R6 Total	—	—	—	$41K	<0.1%
CREF Inflation-Linked Bond R1	—	—	—	$40K	<0.1%
TIAA Trust, N.A Baird Aggregate Bond Inst	—	—	—	$40K	<0.1%
TIAA Real Estate	—	—	—	$38K	<0.1%
TIAA Traditional Non Benefit Responsive 2	—	—	—	$35K	<0.1%
Nuveen LfCycle Ix 2055 R6	—	—	—	$35K	<0.1%
Nuveen LfCycle Ix 2015 R6	—	—	—	$34K	<0.1%
CREF Core Bond R1	—	—	—	$33K	<0.1%
December 31	—	—	—	$31K	<0.1%
Nuveen Large Cap Resp Eq R6	—	—	—	$29K	<0.1%
TIAA Access Nuv LifCyc 2055 T4 Total	—	—	—	$29K	<0.1%
TIAA Trust, N.A Nuveen LfCycle Ix 2065 R6	—	—	—	$28K	<0.1%
TIAA Access Nuv LifCyc 2025 T4 Total	—	—	—	$27K	<0.1%
TIAA Traditional Benefit Responsive 2	—	—	—	$26K	<0.1%
Similar Party Collateral, Par, or Maturity Value Cost** Value * Nuveen LfCycle Ix 2030 R6	—	—	—	$26K	<0.1%
Nuveen LfCycle Ix 2020 R6	—	—	—	$26K	<0.1%
CREF Money Market R1	—	—	—	$23K	<0.1%
CREF Inflation-Linked Bond R1	—	—	—	$22K	<0.1%
TIAA Trust, N.A Vanguard Ttl Intl Stk Idx Adm	—	—	—	$22K	<0.1%
TIAA Trust, N.A Vanguard 500 Idx Adm	—	—	—	$21K	<0.1%
Nuveen LfCycle Ix 2015 R6	—	—	—	$19K	<0.1%
TIAA Access Lord Abb Hgh Yd T4 Total	—	—	—	$17K	<0.1%
TIAA Access Nuv LifCyc 2035 T4 Total	—	—	—	$17K	<0.1%
TIAA Access Nuv Lrg Cap Val T4 Total	—	—	—	$17K	<0.1%
TIAA Trust, N.A Vanguard Extended Mkt Idx Adm	—	—	—	$17K	<0.1%
TIAA Access TRP Inst LgCpGr T4 Total	—	—	—	$15K	<0.1%
Nuveen Large Cap Resp Eq R6	—	—	—	$15K	<0.1%
Nuveen LfCycle Ix 2020 R6	—	—	—	$15K	<0.1%
TIAA Access Nuv Intl Eq Idx T4 Total	—	—	—	$15K	<0.1%
Similar Party Collateral, Par, or Maturity Value Cost** Value * TIAA Access Nuv LifCyc 2045 T4 Total	—	—	—	$14K	<0.1%
CREF Money Market R1	—	—	—	$14K	<0.1%
TIAA Trust, N.A American EuroPac Growth R6	—	—	—	$13K	<0.1%
TIAA Access Nuv LifCyc 2050 T4 Total	—	—	—	$13K	<0.1%
Nuveen LfCycle Ix 2035 R6	—	—	—	$12K	<0.1%
TIAA Trust, N.A ClearBridge Small Cp Growth IS 854 * TIAA Trust, N.A PIMCO RAE US Institutional Sh	—	—	—	$12K	<0.1%
TIAA Access Nuv LifCyc 2060 T4 Total 944 * TIAA Access Nuv Lrg Cap Gr T4 Total	—	—	—	$12K	<0.1%
Nuveen Large Cap Resp Eq R6	—	—	—	$11K	<0.1%
TIAA Access Nuv LifCyc 2030 T4 Total	—	—	—	$10K	<0.1%
TIAA Access Nuv Qt Sm Cp Eq T4 Total	—	—	—	$9K	<0.1%
TIAA Access MFS Mid Cap Val T4 Total	—	—	—	$9K	<0.1%
TIAA Access Nuv RlEstSecSel T4 Total	—	—	—	$9K	<0.1%
Nuveen LfCycle Ix 2040 R6	—	—	—	$8K	<0.1%
TIAA Access Vang TtBdMkt Ix T4 Total	—	—	—	$8K	<0.1%
TIAA Trust, N.A Vanguard Ttl Intl Stk Idx Adm	—	—	—	$8K	<0.1%
TIAA Trust, N.A Vanguard Ttl Bd Mkt Idx Adm	—	—	—	$7K	<0.1%
TIAA Access DFA Emer Mkt Pt T4 Total	—	—	—	$6K	<0.1%
TIAA Access Vang SmCpVal Ix T4 Total	—	—	—	$6K	<0.1%
TIAA Access Nuv High Yield T4 Total	—	—	—	$6K	<0.1%
TIAA Access Nuv Lg Cp Vl Ix T4 Total	—	—	—	$6K	<0.1%
TIAA Access Vang EmMk St Ix T4 Total	—	—	—	$6K	<0.1%
Nuveen LfCycle Ix 2050 R6	—	—	—	$6K	<0.1%
TIAA Access WstAst Cr Pl Bd T4 Total	—	—	—	$5K	<0.1%
TIAA Trust, N.A Vanguard Ttl Bd Mkt Idx Adm	—	—	—	$5K	<0.1%
TIAA Access Ddg&Cox Intl St T4 Total 449 * TIAA Access Delaware Em Mkt T4 Total	—	—	—	$5K	<0.1%
TIAA Access Vang Wellington T4 Total	—	—	—	$5K	<0.1%
TIAA Trust, N.A Baird Aggregate Bond Inst	—	—	—	$4K	<0.1%
Nuveen LfCycle Ix 2010 R6	—	—	—	$4K	<0.1%
TIAA Access Nuv S&P 500 Idx T4 Total	—	—	—	$4K	<0.1%

Showing top 200 of 214 investments by value.