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Original filing (PDF)20250929143307NAL0010978113001
THE SEGAL GROUP, INC.
Form 5500
FILING_RECEIVED
THE SEGAL GROUP PROFIT SHARING PLAN
401(k) retirement plan
Signals · 2
1 failed disclosure27% in single holding
Active participants
1,129
Accounts w/ balance
1,680
Plan assets (EOY)
$591.2M
Net assets (EOY)
$590.8M
How this plan invests
This plan
15 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- Top holding "SP 500 INDEX PL CL C" is 27% of plan.
Helping the score
- Below-peer total fees (1 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE SEGAL GROUP, INC..
Plan sponsor
Name
THE SEGAL GROUP, INC.
EIN
06-0839113
Address
66 HUDSON BLVD, E, · 20TH FLOOR · NEW YORK, NY · 10001
Phone
(212) 251-5000
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2H · Partial participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $45K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 33-4144829 | — | ACCOUNTANT/AUDITOR | $22K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
11 direct securities · 15 pooled funds· $637.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$454.5M
14 holdings
Uncategorized
$136.7M
11 holdings
Pooled Separate Account
$46.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SP 500 INDEX PL CL C GEODE CAPITAL MANAGEMENT TRUST · EIN 82-6293122 / PN 001 | Common Collective Trust | — | — | $158.3M | 26.8% | |
| FID GROWTH CO POOL A FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 135 | Common Collective Trust | — | — | $66.3M | 11.2% | |
| SS TRGT RET 2035 VI STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 317 | Common Collective Trust | — | — | $57.4M | 9.7% | |
| Voya Stable Value Fund | — | — | — | $46.6M | 7.9% | |
| SEPARATE ACCOUNT NO. 734 VOYA FINANCIAL · EIN 71-0294708 / PN 007 | Pooled Separate Account | — | — | $46.6M | 7.9% | |
| SS TRGT RET 2045 VI STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 319 | Common Collective Trust | — | — | $41.8M | 7.1% | |
| SS TRGT RET 2025 VI STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 315 | Common Collective Trust | — | — | $37.3M | 6.3% | |
| SS TRGT RET 2055 VI STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 325 | Common Collective Trust | — | — | $20.8M | 3.5% | |
| Baron Asset Fund | — | — | — | $20.5M | 3.5% | |
| SS S&P MD CP IDX XIV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 459 | Common Collective Trust | — | — | $19.3M | 3.3% | |
| Fidelity Diversified International K6 | — | — | — | $18.4M | 3.1% | |
| Dodge & Cox Income X | — | — | — | $17.5M | 3.0% | |
| SS RSL SM CAP IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 180 | Common Collective Trust | — | — | $13.6M | 2.3% | |
| TRP Mid Cap Value I | — | — | — | $12.6M | 2.1% | |
| SS GACEQ EXUS IDX II STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 444 | Common Collective Trust | — | — | $11.0M | 1.9% | |
| SS US BOND INDX XIV STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 477 | Common Collective Trust | — | — | $10.0M | 1.7% | |
| CONESTOGA SM CAP TR COMERICA BANK & TRUST · EIN 82-6178890 / PN 001 | Common Collective Trust | — | — | $8.8M | 1.5% | |
| SS TRGT RET INC VI STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 326 | Common Collective Trust | — | — | $8.6M | 1.5% | |
| Vanguard Inflation-Protected Securities Fund | — | — | — | $6.3M | 1.1% | |
| Pimco Long-Term U.S. Government Fund | — | — | — | $5.2M | 0.9% | |
| RBC EMRG MKTS EQ I | — | — | — | $3.5M | 0.6% | |
| Participant loans | — | — | — | $3.4M | 0.6% | |
| TRP Large Cap Value II | — | — | — | $2.2M | 0.4% | |
| SS TRGT RET 2065 VI STATE STREET GLOBAL ADVISORS TRUST CO · EIN 32-6528132 / PN 049 | Common Collective Trust | — | — | $1.2M | 0.2% | |
| Fidelity Government Money Market | — | — | — | $477K | <0.1% | |
| SS RSL SM CAP IDX II STATE STREET BANK & TRUST CO. · EIN 90-0337987 / PN 106 | Common Collective Trust | — | — | $0 | <0.1% |
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