Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $54K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PULLMAN & COMLEY LLC | — | BRIDGEPORT, CT | ATTORNEY | $8K | — |
| Name | EIN | Location | Relation | Direct comp |
|---|
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Mutual Fund | Mutual Funds | — | — | $12.3M | 16.2% | |
| Self-directed brokerage accounts * Empower Financial Services, Inc. Self-Directed Brokerage Account | — |
| Indirect comp |
|---|
| FIDUCIENT ADVISORS LLC | — | CHICAGO, IL | OTHER | $56K | — |
| PENSION CONSULTANTS INC | — | FARMINGTON, CT | OTHER | $9K | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $100 | — |
| EMPOWER FINANCIAL SERVICES, INC. | — | GREENWOOD VILLAGE, CO | NONE | $0 | — |
| — |
| — |
| $7.7M |
| 10.2% |
| Massmutual Blue Chip Growth I Mutual Fund | — | — | — | $6.1M | 8.0% |
| Vanguard Target Retirement 2045 Inv Mutual Fund | — | — | — | $4.9M | 6.4% |
| MFS Value R6 Mutual Fund | — | — | — | $4.8M | 6.4% |
| Vanguard Target Retirement 2025 Inv Mutual Fund | — | — | — | $4.7M | 6.2% |
| Fidelity Extended Market Index Mutual Fund | — | — | — | $4.3M | 5.6% |
| * Empower Annuity Insurance Company Guaranteed Income Fund | Guaranteed Income / GIC | — | — | $3.6M | 4.8% |
| Vanguard Total International Stock Index Mutual Fund | — | — | — | $3.1M | 4.1% |
| Admiral Vanguard Target Retirement 2050 Inv Mutual Fund | — | — | — | $2.6M | 3.4% |
| Vanguard Total Bond Market Index Admiral Mutual Fund | — | — | — | $2.6M | 3.4% |
| Vanguard Target Retirement 2030 Inv Mutual Fund | — | — | — | $2.3M | 3.0% |
| Vanguard Mid-Cap Growth Index Admiral Mutual Fund | — | — | — | $2.2M | 2.9% |
| American Funds New Perspective R6 Mutual Fund | — | — | — | $2.0M | 2.6% |
| TCW Metwest Total Return Bond Plan Mutual Fund | — | — | — | $1.8M | 2.4% |
| Vanguard Target Retirement 2035 Inv Mutual Fund | — | — | — | $1.6M | 2.1% |
| American Funds Europacific GR R6 Mutual Fund | — | — | — | $1.3M | 1.7% |
| Vanguard Mid-Cap Value Index Admiral Mutual Fund | — | — | — | $1.3M | 1.7% |
| Vanguard Target Retirement 2040 Inv Mutual Fund | — | — | — | $1.3M | 1.6% |
| Vanguard Target Retirement 2055 Inv Mutual Fund | — | — | — | $1.2M | 1.5% |
| Vanguard Target Retirement Income Inv Mutual Fund | — | — | — | $854K | 1.1% |
| Vanguard Target Retirement 2060 Inv Mutual Fund | — | — | — | $673K | 0.9% |
| JPMorgan Government Bond R6 Mutual Fund | — | — | — | $585K | 0.8% |
| Notes Receivable from Participants Interest ranging from 4.25% to 9.5%, | — | — | — | $479K | 0.6% |
| Vanguard Target Retirement 2020 Inv Mutual Fund | — | — | — | $388K | 0.5% |
| Vanguard Target Retirement 2065 Inv Mutual Fund | — | — | — | $127K | 0.2% |
