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Original filing (PDF)20250926095636NAL0009260577001
MOTT CORPORATION
Form 5500
FILING_RECEIVED
MOTT CORPORATION 401(K) PLAN
401(k) retirement plan
Signals · 2
26% in single holdingNo recordkeeper disclosed
Active participants
293
Accounts w/ balance
333
Plan assets (EOY)
$90.0M
Net assets (EOY)
$90.0M
How this plan invests
This plan
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Principal Life Insurance Co. Principal Fixed Income Account" is 26% of plan.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (11 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for MOTT CORPORATION.
Plan sponsor
Name
MOTT CORPORATION
EIN
06-0741455
Address
84 SPRING LN · FARMINGTON, CT · 060323142
Phone
(860) 793-3914
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $99K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
24 direct securities· $89.0M(99% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Life Insurance Co. Principal Fixed Income Account | — | — | — | $23.0M | 25.6% | |
| Vanguard Target Retirement 2020 | — | — | — | $8.7M | 9.7% | |
| Vanguard Total Bond Market Index | — | — | — | $6.8M | 7.6% | |
| Vanguard 500 Admiral Index Fund | — | — | — | $6.6M | 7.3% | |
| Vanguard Growth Index Fund | — | — | — | $4.9M | 5.4% | |
| Vanguard Target Retirement 2025 | — | — | — | $4.8M | 5.3% | |
| Vanguard Target Retirement 2055 | — | — | — | $4.1M | 4.5% | |
| Vanguard Target Retirement 2050 | — | — | — | $3.6M | 4.0% | |
| Vanguard Target Retirement 2040 | — | — | — | $3.5M | 3.9% | |
| Vanguard Target Retirement 2070 | — | — | — | $2.7M | 3.0% | |
| Vanguard Total International Stock Index | — | — | — | $2.7M | 3.0% | |
| Vanguard Target Retirement 2030 | — | — | — | $2.5M | 2.8% | |
| Vanguard Mid-Cap Growth Index | — | — | — | $1.9M | 2.1% | |
| Vanguard Target Retirement 2065 | — | — | — | $1.8M | 2.0% | |
| Vanguard Target Retirement 2060 | — | — | — | $1.8M | 2.0% | |
| Vanguard Value Admiral Index Fund | — | — | — | $1.6M | 1.8% | |
| Vanguard Small-Cap Growth Index | — | — | — | $1.3M | 1.4% | |
| Vanguard Target Retirement 2035 | — | — | — | $1.2M | 1.3% | |
| Vanguard Small-Cap Value Index | — | — | — | $1.1M | 1.3% | |
| Vanguard Target Retirement 2045 | — | — | — | $1.1M | 1.2% | |
| Vanguard Target Retirement Income Fund | — | — | — | $1.1M | 1.2% | |
| Vanguard Mid-Cap Value Index | — | — | — | $906K | 1.0% | |
| Vanguard Small-Cap Index | — | — | — | $883K | 1.0% | |
| Vanguard Mid-Cap Index | — | — | — | $458K | 0.5% |
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