Back to filter
Original filing (PDF)20260213073219NAL0001386690001
ETHEL WALKER SCHOOL
Form 5500
FILING_RECEIVED
ETHEL WALKER SCHOOL RETIREMENT PLAN
403(b) retirement plan
Active participants
108
Accounts w/ balance
379
Plan assets (EOY)
$27.5M
Net assets (EOY)
$27.5M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (8 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ETHEL WALKER SCHOOL.
Plan sponsor
Name
ETHEL WALKER SCHOOL
EIN
06-0689699
Address
230 BUSHY HILL RD · SIMSBURY, CT · 06070
Phone
(860) 408-4241
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-02-13
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | RECORDKEEPER | $15K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTON LARSON ALLEN LLP | 41-0746749 | — | AUDITOR | $8K | — |
Investments
33 direct securities · 1 pooled fund· $35.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$34.8M
33 holdings
Pooled Separate Account
$598K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Similar Party Par or Maturity Value Cost** Value * TIAA Traditional Non Benefit Responsive Fixed Annuity Contracts | — | — | — | $4.9M | 17.9% | |
| CREF Stock R1 Variable Annuity | — | — | — | $4.8M | 17.4% | |
| College Retirement Equities Fund variable annuities TIAA Traditional Non Benefit Responsive | — | — | — | $3.8M | 13.7% | |
| TIAA Traditional Benefit Responsive Fixed Annuity Contracts | — | — | — | $2.2M | 8.2% | |
| Vanguard 500 Idx Adm Mutual Fund | — | — | — | $2.2M | 8.1% | |
| Vanguard Devlopd Mkts Idx Adm Mutual Fund | — | — | — | $2.0M | 7.2% | |
| College Retirement Equities Fund variable annuities TIAA Traditional Benefit Responsive | — | — | — | $1.3M | 4.8% | |
| College Retirement Equities Fund variable annuities TIAA Traditional Non Benefit Responsive 2 | — | — | — | $1.2M | 4.3% | |
| CREF Growth R1 Variable Annuity | — | — | — | $1.2M | 4.2% | |
| CREF Social Choice R1 Variable Annuity | — | — | — | $1.1M | 4.1% | |
| CREF Equity Index R1 Variable Annuity | — | — | — | $1.0M | 3.7% | |
| CREF Stock R4 Mutual Fund | — | — | — | $1.0M | 3.7% | |
| CREF Global Equities R1 Variable Annuity | — | — | — | $995K | 3.6% | |
| Vanguard Small-Cap Idx Adm Mutual Fund | — | — | — | $925K | 3.4% | |
| College Retirement Equities Fund variable annuities TIAA Traditional Benefit Responsive 2 | — | — | — | $910K | 3.3% | |
| Vanguard Federal Money Mkt Inv Mutual Fund | — | — | — | $692K | 2.5% | |
| Vanguard Mid-Cap Idx Adm Mutual Fund | — | — | — | $599K | 2.2% | |
| TIAA Real Estate Pooled Separate Account | — | — | — | $598K | 2.2% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $598K | 2.2% | |
| Vanguard Real Estate Idx Adm Mutual Fund | — | — | — | $505K | 1.8% | |
| Vanguard Ttl Bd Mkt Idx Adm Mutual Fund | — | — | — | $437K | 1.6% | |
| CREF Core Bond R1 Variable Annuity | — | — | — | $428K | 1.6% | |
| Nuveen Large Cap Gr Idx R6 Mutual Fund | — | — | — | $388K | 1.4% | |
| Vanguard Infl Protect Sec Adm Mutual Fund | — | — | — | $289K | 1.0% | |
| CREF Money Market R1 Variable Annuity | — | — | — | $238K | 0.9% | |
| CREF Social Choice R4 Mutual Fund | — | — | — | $222K | 0.8% | |
| JPMorgan Core Bond Fund R6 Mutual Fund | — | — | — | $207K | 0.8% | |
| CREF Inflation-Linked Bond R1 Variable Annuity | — | — | — | $199K | 0.7% | |
| Nuveen Large Cap Val Idx R6 Mutual Fund | — | — | — | $180K | 0.7% | |
| Notes Receivable Participant Loans from Participants Interest Rates of 4.25%-9.00% | — | — | — | $31K | 0.1% | |
| College Retirement Equities Fund variable annuities Participant Loan Fund | — | — | — | $31K | 0.1% | |
| American Funds New World R6 Mutual Fund | — | — | — | $24K | <0.1% | |
| PIMCO Income Fd Institutional Mutual Fund | — | — | — | $22K | <0.1% | |
| College Retirement Equities Fund variable annuities Plan Loan Default Fund | — | — | — | $16K | <0.1% |
Related plans
Other plans using TIAA
DUKE UNIVERSITY
THE DUKE UNIVERSITY FACULTY AND STAFF RETIREMENT PLAN
$11.0B · 49,781 participants
THE MOUNT SINAI MEDICAL CENTER
THE MOUNT SINAI MEDICAL CENTER 403(B) RETIREMENT PLAN
$9.5B · 46,304 participants
JOHNS HOPKINS UNIVERSITY OFFICE OF BENEFITS SERVICES
JOHNS HOPKINS UNIVERSITY 403(B) PLAN
$8.8B · 25,218 participants
YALE UNIVERSITY
YALE UNIVERSITY RETIREMENT ACCOUNT PLAN
$8.3B · 13,709 participants
WASHINGTON UNIVERSITY IN ST. LOUIS
WASHINGTON UNIVERSITY RETIREMENT SAVINGS PLAN
$7.5B · 27,547 participants
UNIVERSITY OF ROCHESTER
UNIVERSITY OF ROCHESTER RETIREMENT PROGRAM
$7.2B · 30,335 participants
Similar-size Educational Services plans
CLARKE SCHOOL FOR THE DEAF
CLARKE SCHOOLS RETIREMENT PLAN
$27.5M · 133 participants
AUSTIN COLLEGE
AUSTIN COLLEGE TAX-DEFERRED ANNUITY PLAN
$27.6M · 325 participants
MEADOWBROOK SCHOOL OF WESTON
MEADOWBROOK SCHOOL DC RETIREMENT PLAN
$27.6M · 94 participants
SOUTHWESTERN COLLEGE
SOUTHWESTERN COLLEGE EMPLOYEE RETIREMENT PLAN
$27.7M · 193 participants
THE MONTGOMERY ACADEMY
THE MONTGOMERY ACADEMY RETIREMENT PLAN
$27.4M · 218 participants
EDUCATIONAL DATA SYSTEMS, INC.
EDUCATIONAL DATA SYSTEMS, INC. 401(K) PLAN
$27.3M · 744 participants
Large plans in Connecticut
RTX CORPORATION
RTX SAVINGS PLAN
$58.6B · 123,327 participants
RTX CORPORATION
RTX SAVINGS PLAN MASTER TRUST
$58.3B
RTX CORPORATION
RTX MASTER RETIREMENT TRUST
$42.1B
RTX CORPORATION
RTX CONSOLIDATED PENSION PLAN
$41.6B · 33,534 participants
CITIGROUP INC.
CITI RETIREMENT SAVINGS PLAN
$23.2B · 74,487 participants
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
BRIDGEWATER SHORT TERM INVESTMENT FUND II, LLC
$19.5B