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Original filing (PDF)20251013123323NAL0001945248001
THE SILVER HILL HOSPITAL, INC.
Form 5500
FILING_RECEIVED
401(K) PROFIT-SHARING PLAN FOR EMPLOYEES OF THE SILVER HILL HOSPITAL,
401(k) retirement plan
Signals · 2
27% in single holdingNo recordkeeper disclosed
Active participants
437
Accounts w/ balance
551
Plan assets (EOY)
$24.8M
Net assets (EOY)
$24.8M
How this plan invests
This plan
15 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
90
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Guaranteed Income Contract * Principal Life Insurance Fixed Income Guaranteed Option N/R" is 27% of plan.
- 40 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE SILVER HILL HOSPITAL, INC..
Plan sponsor
Name
THE SILVER HILL HOSPITAL, INC.
EIN
06-0655139
Address
208 VALLEY ROAD · NEW CANAAN, CT · 06840
Phone
(203) 801-2297
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| WELLS FARGO CLEARING SERVICES LLC | 34-1542819 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $99K | — |
Investments
18 direct securities · 15 pooled funds· $24.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.3M
18 holdings
Pooled Separate Account
$5.5M
15 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Guaranteed Income Contract * Principal Life Insurance Fixed Income Guaranteed Option N/R | — | — | — | $6.6M | 26.6% | |
| Company Mutual Funds iShares US Aggregate Bond Index Fund N/R | — | — | — | $3.0M | 12.1% | |
| iShares MSCI EAFE International Index N/R | — | — | — | $3.0M | 12.0% | |
| PRIN CORE PLUS BOND SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 005 | Pooled Separate Account | — | — | $2.5M | 10.1% | |
| Fund Fidelity 500 Index Fund N/R | — | — | — | $2.2M | 9.0% | |
| JP Morgan Large Cap Value Fund N/R | — | — | — | $2.0M | 8.3% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $1.9M | 7.6% | |
| DFA US Targeted Value Portfolio N/R | — | — | — | $1.1M | 4.2% | |
| Schwab Small-Cap Index Fund N/R | — | — | — | $489K | 2.0% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $481K | 1.9% | |
| BlackRock Advantage Small Cap Growth Fund N/R | — | — | — | $357K | 1.4% | |
| Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $335K | 1.4% | |
| PRIN MIDCAP GROWTH SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $323K | 1.3% | |
| PRIN LIFETIME 2040 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 078 | Pooled Separate Account | — | — | $132K | 0.5% | |
| EuroPacific Growth Fund N/R | — | — | — | $113K | 0.5% | |
| PRIN LIFETIME 2055 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 114 | Pooled Separate Account | — | — | $83K | 0.3% | |
| Fidelity Mid Cap Value Index Fund N/R | — | — | — | $57K | 0.2% | |
| (E) | — | — | $6K | $35K | 0.1% | |
| PRIN LIFETIME 2035 SEP ACT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 112 | Pooled Separate Account | — | — | $35K | 0.1% | |
| American Funds New Perspective Fund N/R | — | — | — | $27K | 0.1% | |
| PRIN LIFETIME 2050 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 079 | Pooled Separate Account | — | — | $25K | 0.1% | |
| American High-Income Trust N/R | — | — | — | $7K | <0.1% | |
| DFA International Value Portfolio N/R | — | — | — | $6K | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $6K | <0.1% | |
| Company * Principal Life Insurance Diversified International N/R | — | — | — | $5K | <0.1% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $5K | <0.1% | |
| BlackRock Emerging Markets Fund Inc N/R | — | — | — | $5K | <0.1% | |
| Company * Principal Life Insurance LifeTime Strategic Income N/R | — | — | — | $2K | <0.1% | |
| PRIN LIFETIME STRAT INC SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 080 | Pooled Separate Account | — | — | $2K | <0.1% | |
| PRIN LIFETIME 2065 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 173 | Pooled Separate Account | — | — | $936 | <0.1% | |
| PRIN LIFETIME 2030 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 077 | Pooled Separate Account | — | — | $932 | <0.1% | |
| PRIN LIFETIME 2020 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 076 | Pooled Separate Account | — | — | $930 | <0.1% | |
| PRIN LIFETIME 2045 SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 113 | Pooled Separate Account | — | — | $0 | <0.1% |