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Original filing (PDF)20251003130515NAL0003464482001
THE HOTCHKISS SCHOOL
Form 5500
FILING_RECEIVED
THE HOTCHKISS SCHOOL 403(B) RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
386
Accounts w/ balance
836
Plan assets (EOY)
$183.9M
Net assets (EOY)
$183.9M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 66 bps in Schedule C fees — 560% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE HOTCHKISS SCHOOL.
Plan sponsor
Name
THE HOTCHKISS SCHOOL
EIN
06-0647018
Address
11 INTERLAKEN ROAD · LAKEVILLE, CT · 06039
Phone
(860) 435-4452
Industry
Educational Servicessee all
Plan administrator
Name
THE HOTCHKISS SCHOOL
EIN
06-0647018
City
LAKEVILLE, CT
Phone
(860) 435-3876
Plan characteristics
Plan number
005
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-03
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
RSM US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA TEACHERS INS & ANNUITY | 13-1624203 | — | NONE | $1.2M | — |
| FIDUCIARY INVESTMENT ADVISORS LLC | 36-4001764 | — | NONE | $34K | — |
| THE ANGELL PENSION GROUP, INC. | 04-2530412 | — | NONE | $10K | — |
Investments
38 direct securities · 1 pooled fund· $183.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$176.7M
38 holdings
Pooled Separate Account
$7.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| TIAA Traditional Non Benefit Responsive Fixed annuity contracts | — | — | — | $28.7M | 15.6% | |
| TIAA Traditional Benefit Responsive 2 Fixed annuity contracts 34 * CREF Stock R2 Variable annuity contracts | — | — | — | $20.7M | 11.3% | |
| Vanguard Inst Idx Inst Mutual Funds | — | — | — | $16.0M | 8.7% | |
| TIAA Traditional Benefit Responsive Fixed annuity contracts | — | — | — | $12.1M | 6.6% | |
| Vanguard Ttl Intl Stk Idx Adm Mutual Funds | — | — | — | $8.9M | 4.8% | |
| Amer Beacon Large Cap Value R6 Mutual Funds | — | — | — | $8.4M | 4.5% | |
| CREF Social Choice R2 Variable annuity contracts | — | — | — | $8.0M | 4.3% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $7.2M | 3.9% | |
| Vanguard Extended Mkt Idx Adm Mutual Funds | — | — | — | $6.8M | 3.7% | |
| Nuveen Lifecycle 2035 R6 Mutual Funds | — | — | — | $6.5M | 3.5% | |
| Nuveen Lifecycle 2040 R6 Mutual Funds | — | — | — | $6.3M | 3.4% | |
| Vanguard Ttl Bd Mkt Idx Adm Mutual Funds | — | — | — | $5.7M | 3.1% | |
| MFS Mid Cap Value Class R6 Mutual Funds | — | — | — | $5.2M | 2.8% | |
| Nuveen Lifecycle 2030 R6 Mutual Funds | — | — | — | $4.5M | 2.5% | |
| American EuroPac Growth R6 Mutual Funds | — | — | — | $4.4M | 2.4% | |
| Nuveen Lifecycle 2045 R6 Mutual Funds | — | — | — | $3.3M | 1.8% | |
| Vanguard Infl Protect Sec Adm Mutual Funds | — | — | — | $3.1M | 1.7% | |
| Nuveen Lifecycle 2050 R6 Mutual Funds | — | — | — | $2.8M | 1.5% | |
| PGIM Total Return Bond R6 Mutual Funds | — | — | — | $2.7M | 1.4% | |
| CREF Growth R2 Variable annuity contracts | — | — | — | $2.6M | 1.4% | |
| JP Morgan Large Cap Growth R6 Mutual Funds | — | — | — | $2.4M | 1.3% | |
| CREF Equity Index R2 Variable annuity contracts | — | — | — | $2.4M | 1.3% | |
| Nuveen Lifecycle 2025 R6 Mutual Funds | — | — | — | $2.1M | 1.2% | |
| Nuveen Lifecycle 2055 R6 Mutual Funds | — | — | — | $1.7M | 0.9% | |
| American Century Sm Cap Val R6 Mutual Funds | — | — | — | $1.6M | 0.9% | |
| Principal Small Cap Grwth I R6 Mutual Funds | — | — | — | $1.6M | 0.9% | |
| MFS Mid Cap Growth Fund R6 Mutual Funds | — | — | — | $1.2M | 0.7% | |
| CREF Core Bond R2 Variable annuity contracts | — | — | — | $1.2M | 0.6% | |
| CREF Money Market R2 Variable annuity contracts | — | — | — | $1.1M | 0.6% | |
| CREF Global Equities R2 Variable annuity contracts | — | — | — | $971K | 0.5% | |
| Nuveen Lifecycle 2020 R6 Mutual Funds | — | — | — | $907K | 0.5% | |
| CREF Inflation-Linked Bond R2 Variable annuity contracts | — | — | — | $750K | 0.4% | |
| Nuveen Money Market R6 Mutual Funds | — | — | — | $705K | 0.4% | |
| Participants 4.25%—9.50%; maturing through July 2030 | — | — | — | $437K | 0.2% | |
| Nuveen Lifecycle 2015 R6 Mutual Funds | — | — | — | $435K | 0.2% | |
| Nuveen Lifecycle 2010 R6 Mutual Funds | — | — | — | $400K | 0.2% | |
| Nuveen Lifecycle 2060 R6 Mutual Funds | — | — | — | $229K | 0.1% | |
| Nuveen Lifecycle 2065 R6 Mutual Funds | — | — | — | $30K | <0.1% | |
| Nuveen Lifecycle Ret Inc R6 Mutual Funds | — | — | — | $11K | <0.1% |