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Original filing (PDF)20260211101652NAL0003758433001
THE RECTORY SCHOOL
Form 5500
FILING_RECEIVED
THE RECTORY SCHOOL DEFINED CONTRIBUTION RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
154
Accounts w/ balance
274
Plan assets (EOY)
$24.0M
Net assets (EOY)
$24.0M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE RECTORY SCHOOL.
Plan sponsor
Name
THE RECTORY SCHOOL
EIN
06-0646805
Address
528 POMFRET STREET · POMFRET, CT · 06258
Phone
(860) 928-6740
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-07-01
Tax period
2025-06-30
Filed
2026-02-11
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROCYON PARTNERS LLC | 82-1652002 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $59K | — |
| THE ANGELL PENSION GROUP, INC. | 04-2530412 | — | CONTRACT ADMINISTRATOR | $0 | — |
Investments
38 direct securities · 1 pooled fund· $23.9M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$23.7M
38 holdings
Pooled Separate Account
$252K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| CREF Stock R1 Variable Annuity | — | — | — | $3.8M | 15.9% | |
| TIAA Traditional Nonbenefit-Responsive Fixed Annuity Contracts | — | — | — | $3.3M | 13.9% | |
| Vanguard Target Retirement 2030 Investment Fund Mutual Funds | — | — | — | $1.7M | 7.2% | |
| Vanguard Target Retirement 2035 Investment Fund Mutual Funds | — | — | — | $1.6M | 6.6% | |
| Vanguard Target Retirement 2040 Investment Fund Mutual Funds | — | — | — | $1.6M | 6.5% | |
| CREF Growth R1 Variable Annuity | — | — | — | $1.5M | 6.3% | |
| Vanguard Target Retirement 2045 Investment Fund Mutual Funds | — | — | — | $1.3M | 5.4% | |
| Vanguard Target Retirement 2025 Investment Fund Mutual Funds | — | — | — | $1.2M | 4.9% | |
| CREF Equity Index R1 Variable Annuity | — | — | — | $1.0M | 4.2% | |
| Vanguard Target Retirement 2050 Investment Fund Mutual Funds | — | — | — | $948K | 4.0% | |
| Vanguard Target Retirement 2055 Investment Fund Mutual Funds | — | — | — | $892K | 3.7% | |
| CREF Global Equities R1 Variable Annuity | — | — | — | $743K | 3.1% | |
| Vanguard Large Cap Index Admin Fund Mutual Funds | — | — | — | $580K | 2.4% | |
| Vanguard Target Retirement 2060 Investment Fund Mutual Funds | — | — | — | $440K | 1.8% | |
| TIAA Traditional Benefit-Responsive Fixed Annuity Contracts | — | — | — | $385K | 1.6% | |
| Vanguard Target Retirement 2020 Investment Fund Mutual Funds | — | — | — | $316K | 1.3% | |
| JPMorgan Large Cap Growth Fund Mutual Funds | — | — | — | $301K | 1.3% | |
| CREF Money Market R1 Variable Annuity | — | — | — | $292K | 1.2% | |
| Participant Loans Interest Rates of 5.25% - 10.50% - | — | — | — | $276K | 1.2% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $252K | 1.1% | |
| CREF Inflation-Linked Bond R1 Variable Annuity | — | — | — | $227K | 0.9% | |
| CREF Social Choice R1 Variable Annuity | — | — | — | $202K | 0.8% | |
| PGIM Total Ret Bond R6 Fund Mutual Funds | — | — | — | $141K | 0.6% | |
| CREF Core Bond R1 Variable Annuity | — | — | — | $126K | 0.5% | |
| Principal Fixed Income Guaranteed Option Fixed Annuity Contracts | — | — | — | $122K | 0.5% | |
| Vanguard Mid Cap Index Fund Mutual Funds | — | — | — | $93K | 0.4% | |
| Vanguard Developed Markets Index Fund Mutual Funds | — | — | — | $92K | 0.4% | |
| Vanguard Target Retirement 2065 Investment Fund Mutual Funds | — | — | — | $83K | 0.3% | |
| Vanguard Small Cap Index Fund Mutual Funds | — | — | — | $77K | 0.3% | |
| New World Fund Inc Mutual Funds | — | — | — | $63K | 0.3% | |
| Eupac Fund Mutual Funds | — | — | — | $57K | 0.2% | |
| Janus Henderson Enterprise Fund Mutual Funds | — | — | — | $53K | 0.2% | |
| Principal Real Estate Securities R6 Fund Mutual Funds | — | — | — | $52K | 0.2% | |
| PGIM High Yield R6 Fund Mutual Funds | — | — | — | $46K | 0.2% | |
| Columbia Dividend Income Fund Mutual Funds | — | — | — | $33K | 0.1% | |
| Putnam Small Cap Growth Fund Mutual Funds | — | — | — | $23K | <0.1% | |
| Goldman Sachs Small Cap Value Fund Mutual Funds | — | — | — | $18K | <0.1% | |
| Vanguard Target Retirement Income Investment Fund Mutual Funds | — | — | — | $17K | <0.1% | |
| Vanguard Target Retirement 2070 Investment Fund Mutual Funds | — | — | — | $2K | <0.1% |