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Original filing (PDF)20251007133927NAL0004843649001
DAY KIMBALL HOSPITAL
Form 5500
FILING_RECEIVED
DAY KIMBALL HOSPITAL DEFINED CONTRIBUTION PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,095
Accounts w/ balance
1,042
Plan assets (EOY)
$61.7M
Net assets (EOY)
$61.7M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — 133% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAY KIMBALL HOSPITAL.
Plan sponsor
Name
DAY KIMBALL HOSPITAL
EIN
06-0646599
Address
320 POMFRET STREET · PUTNAM, CT · 062601869
Phone
(860) 928-6541
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| USI CONSULTING GROUP, INC. | 06-1053228 | — | NONE | $159K | — |
| USI ADVISORS, INC. | 06-1397347 | — | NONE | $71K | — |
Investments
34 direct securities · 1 pooled fund· $62.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$58.2M
33 holdings
Mutual Funds
$2.5M
1 holding
Common Collective Trust
$2.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| T. Rowe Price T. Rowe Price Retirement 2030 Fund Advisor Class | — | — | — | $7.2M | 11.6% | |
| T. Rowe Price T. Rowe Price Retirement 2025 Fund Advisor Class | — | — | — | $6.2M | 10.1% | |
| Vanguard 500 Index Fund | — | — | — | $5.4M | 8.8% | |
| T. Rowe Price T. Rowe Price Retirement 2035 Fund Advisor Class | — | — | — | $5.2M | 8.4% | |
| T. Rowe Price T. Rowe Price Retirement 2020 Fund Advisor Class | — | — | — | $4.5M | 7.3% | |
| T. Rowe Price T. Rowe Price New America Growth Fund Adv | — | — | — | $3.5M | 5.6% | |
| T. Rowe Price T. Rowe Price Retirement 2040 Fund Advisor Class | — | — | — | $3.4M | 5.5% | |
| T. Rowe Price T. Rowe Price Retirement 2045 Fund Advisor Class | — | — | — | $2.6M | 4.2% | |
| American Funds American Funds Fundamental Investors Fund R4 | Mutual Funds | — | — | $2.5M | 4.0% | |
| Fidelity Blue Chip Growth | — | — | — | $2.2M | 3.6% | |
| T. Rowe Price T. Rowe Price Retirement 2050 Fund Advisor Class | — | — | — | $2.2M | 3.5% | |
| Collective Investment Trust Reliance Trust Company Stable Value Fund | — | — | — | $2.0M | 3.3% | |
| METLIFE SERIES 25053 RELIANCE TRUST COMPANY · EIN 46-6625485 / PN 001 | Common Collective Trust | — | — | $2.0M | 3.3% | |
| Fidelity Adv Intl Growth Fund Class I | — | — | — | $1.4M | 2.3% | |
| Dodge & Cox Dodge & Cox Income I | — | — | — | $1.4M | 2.3% | |
| T. Rowe Price T. Rowe Price Retirement 2055 Fund Advisor Class | — | — | — | $1.3M | 2.1% | |
| Schwab Funds Schwab Fundamental US Large Co Index | — | — | — | $1.1M | 1.8% | |
| Vanguard Mid Cap Value Index Admiral | — | — | — | $1.1M | 1.8% | |
| T. Rowe Price T. Rowe Price Retirement 2015 Fund Advisor Class | — | — | — | $1.1M | 1.8% | |
| Janus Henderson Janus Henderson Enterprise Fund S | — | — | — | $787K | 1.3% | |
| Vanguard Small Cap Index Admiral | — | — | — | $653K | 1.1% | |
| American Funds American Funds New Perspective Fund R4 | — | — | — | $593K | 1.0% | |
| T. Rowe Price T. Rowe Price Retirement 2060 Fund Advisor Class | — | — | — | $555K | 0.9% | |
| Vanguard Explorer Fund Admiral Shares | — | — | — | $530K | 0.9% | |
| Notes Receivable from Participants * Participants Notes receivable with interest rates of 4.25% - 9.50% | — | — | — | $517K | 0.8% | |
| Vanguard Selected Value Inv | — | — | — | $498K | 0.8% | |
| Vanguard Small Cap Value Index Fund | — | — | — | $365K | 0.6% | |
| GQG Partners GQG Partners Emerging Markets Equity R6 | — | — | — | $362K | 0.6% | |
| Neuberger Berman Neuberger Berman Quality Equity Inv | — | — | — | $339K | 0.5% | |
| DFA Real Estate Securities Port Inst | — | — | — | $305K | 0.5% | |
| Schwab Funds Schwab Treas Inflation Prot Sec Index | — | — | — | $239K | 0.4% | |
| T. Rowe Price T. Rowe Price Retirement 2010 Fund Advisor Class | — | — | — | $196K | 0.3% | |
| PGIM Global Total Return Fund R2 | — | — | — | $160K | 0.3% | |
| Calvert Bond Fund A | — | — | — | $159K | 0.3% | |
| VanEck CM Commodity Index I | — | — | — | $96K | 0.2% |