| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| HOOKER & HOLCOMBE, INC | 06-0854693 | BLOOMFIELD, CT | NONE | $15K | — |
| PRUDENTIAL RET. INS. AND ANNUITY | 06-1050034 | HARTFORD, CT | NONE | $7K | — |
| PRINCIPAL BANK | 94-1347393 | — | NONE | $4K | — |
| CAPE ANN GLOBAL DEVELOPING MARKETS | 47-4778650 | GROTON, MA | NONE | $3K | — |
The Schedule of Assets is filed as a free-form PDF attachment on EFAST2; we parse these offline and coverage is partial (priority is the largest plans by EOY assets). This plan also reports no pooled (Schedule D) interests, so its holdings aren’t hidden on a master-trust filing. The line-item data lives on DOL EFAST2 under the same ACK_ID.
See Methodology > Data linkages for how Form 5500 / Schedule H / Schedule D / Schedule of Assets fit together.
