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Original filing (PDF)20251008155821NAL0010119040001
ABA-PGT, INC.
Form 5500
FILING_RECEIVED
ABA-PGT, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 3
100% in single holding100% employer stockNo recordkeeper disclosed
Active participants
110
Accounts w/ balance
143
Plan assets (EOY)
$30.3M
Net assets (EOY)
$27.6M
How this plan invests
This plan
4 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "ABA-PGT, Inc. Common Stock, 503,000 shares" is 100% of plan.
- 100% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ABA-PGT, INC..
Plan sponsor
Name
ABA-PGT, INC.
EIN
06-0623449
Address
10 GEAR DRIVE · MANCHESTER, CT · 06042
Phone
(860) 649-4591
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2I · Stock bonus
2P · Leveraged ESOP
2Q · S-corporation ESOP
Audit & trust (Schedule H)
Auditor
HALLISEY & D'AGOSTINO, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
4 direct securities· $29.7M(98% of reported assets)
Common Stocks
$29.6M
1 holding
Uncategorized
$44K
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| * ABA-PGT, Inc. Common Stock, 503,000 shares | Common Stocks | — | $10.2M | $29.6M | 97.7% | |
| Noninterest-bearing cash M&T Bank Noninterest-bearing checking account | — | — | $32K | $32K | 0.1% | |
| Interest-bearing cash M&T Bank Money market account, 0.10 percent | — | — | $10K | $10K | <0.1% | |
| Goldman Sachs Bank USA Insured cash account, 0.10 percent | — | — | $2K | $2K | <0.1% |
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