Original filing (PDF)20241015170441NAL0015138195001

HARTLEY & PARKER LTD, INC.

Name: HARTLEY & PARKER LTD, INC. — HARTLEY & PARKER LTD, INC. 401(K) PLAN, Form 5500 (2023)
Creator: HARTLEY & PARKER LTD, INC.

Form 5500

FILING_RECEIVED

HARTLEY & PARKER LTD, INC. 401(K) PLAN

401(k) retirement plan

Signals · 3

Late participant contributionsCorrective distributions issued6 service providers

Active participants

175

Accounts w/ balance

210

Plan assets (EOY)

$11.4M

Net assets (EOY)

$11.4M

How this plan invests

This plan

28 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Above-average plan

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

Delinquent participant contributions reported (Schedule H 4a) — 33K (3% of contributions).
Corrective distributions issued (likely failed ADP/ACP testing).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for HARTLEY & PARKER LTD, INC..

Plan sponsor

Name

HARTLEY & PARKER LTD, INC.

EIN

06-0384867all filings

Address

500 JOHN HANCOCK ROAD · TAUNTON, MA · 02780

Phone

(781) 352-6347

Industry

Wholesale Tradesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2023

Plan year begin

2023-01-01

Tax period

2023-12-31

Filed

2024-10-15

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

6 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
EMPOWER ADVISORY GROUP, LLC	—	GREENWOOD VILLAGE, CO	INVESTMENT MGMT	$3K	—
EMPOWER ANNUITY INSURANCE COMPANY O	—	GREENWOOD VILLAGE, CO	RECORDKEEPER	$3K	—

Broker

Name	EIN	Location	Relation	Direct comp

Investments

28 direct securities· $9.9M(87% of reported assets)

Other securities

$5.3M

18 holdings

Common Collective Trusts

$2.4M

4 holdings

Mutual Funds

$2.2M

6 holdings

					% of plan
Vanguard 500 Index Fund Admiral Shares "	Common Collective Trusts	—	—	$1.5M	12.9%
Fidelity Advisor Growth Opportunities Fund Class A "	Mutual Funds	—	—	$1.4M	12.5%
T. Rowe Price Retirement 2025 Fund Advisor Class "	Other securities	—	—	$1.2M	10.6%
T. Rowe Price Retirement 2035 Fund Advisor Class "	Other securities	—	—	$618K	5.4%
American Funds New Perspective Fund Class R-4 Mutual fund	Mutual Funds	—	—	$573K	5.0%
T. Rowe Price Retirement 2045 Fund Advisor Class "	Other securities	—	—	$548K	4.8%
JPMorgan U.S. Equity Fund Class R4 "	Other securities	—	—	$516K	4.5%
T. Rowe Price Retirement 2050 Fund Advisor Class "	Other securities	—	—	$459K	4.0%
T. Rowe Price Value Fund "	Other securities	—	—	$418K	3.7%
Vanguard Mid-Cap Index Fund Admiral Shares "	Common Collective Trusts	—	—	$410K	3.6%
Delaware Mid Cap Growth Equity Fund "	Other securities	—	—	$318K	2.8%
Vanguard Small-Cap Index Fund Admiral Shares "	Common Collective Trusts	—	—	$309K	2.7%
Columbia Balanced Fund Advisor Class "	Other securities	—	—	$255K	2.2%
ClearBridge Small Cap Growth Fund Class I "	Other securities	—	—	$235K	2.1%
T. Rowe Price Retirement 2040 Fund Advisor Class "	Other securities	—	—	$192K	1.7%
Vanguard Intermediate-Term Bond Index Fund Admiral Shares "	Common Collective Trusts	—	—	$187K	1.6%
T. Rowe Price Retirement 2055 Fund Advisor Class "	Other securities	—	—	$179K	1.6%
Victory Sycamore Established Value Fund Class A "	Other securities	—	—	$91K	0.8%
Putnam Emerging Markets Equity Fund Class A "	Mutual Funds	—	—	$87K	0.8%
T. Rowe Price Retirement 2060 Fund Advisor Class "	Other securities	—	—	$80K	0.7%
Vanguard Inflation-Protected Securities Fund Admiral Shares "	Mutual Funds	—	—	$76K	0.7%
T. Rowe Price Retirement 2030 Fund Advisor Class "	Other securities	—	—	$74K	0.6%
Fidelity Advisor International Capital Appreciation Fund Class I "	Mutual Funds	—	—	$61K	0.5%
T. Rowe Price Retirement 2015 Fund Advisor Class "	Other securities	—	—	$55K	0.5%
Manning & Napier Real Estate Series Class I "	Other securities	—	—	$39K	0.3%
Delaware Ivy High Income Fund Class A "	Other securities	—	—	$28K	0.2%
T. Rowe Price Retirement 2020 Fund Advisor Class "	Other securities	—	—	$28K	0.2%
Fidelity Advisor Small Cap Value Fund Class I "	Mutual Funds	—	—	$10K	<0.1%

1–28 of 28

Fund families in this plan

Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.

T. Rowe Price$3.9M Vanguard$2.5M Fidelity$1.5M American Funds (Capital Group)$573K JPMorgan$516K

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