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Original filing (PDF)20250818095712NAL0000567011001
DURHAM MANUFACTURING COMPANY
Form 5500
FILING_RECEIVED
THE DURHAM MANUFACTURING COMPANY PROFIT SHARING AND 401(K) PLAN
401(k) retirement plan
Signals · 1
25% in single holding
Active participants
134
Accounts w/ balance
183
Plan assets (EOY)
$28.4M
Net assets (EOY)
$28.4M
How this plan invests
This plan
22 pooled trusts
Schedule D
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
97
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
87
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "SF Guaranteed Guaranteed Investment Contract" is 25% of plan.
Helping the score
- Below-peer total fees (3 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DURHAM MANUFACTURING COMPANY.
Plan sponsor
Name
DURHAM MANUFACTURING COMPANY
EIN
06-0327750
Address
201 MAIN STREET · DURHAM, CT · 064220230
Phone
(860) 349-3427
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $4K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $4K | — |
Investments
4 direct securities · 22 pooled funds· $30.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
Pooled Separate Account
$20.7M
22 holdings
Uncategorized
$10.0M
3 holdings
Real Estate
$127K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SF Guaranteed Investment Contract | — | — | — | $7.2M | 25.4% | |
| VANGUARD 500 INDEX ADMIRAL VANGUARD · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $3.9M | 13.7% | |
| MASSMUTUAL RETIRESMART BY JPM 2030 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $3.0M | 10.7% | |
| Diversified (MassMutual) Pooled Separate Account | — | — | — | $2.3M | 8.1% | |
| MASS MUTUAL DIVERSIFIED R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $2.3M | 8.1% | |
| MASSMUTUAL RETIRESMART BY JPM 2040 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $2.2M | 7.6% | |
| NORTHERN BOND INDEX NORTHERN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $1.7M | 6.0% | |
| MASSMUTUAL CORE BOND R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $1.2M | 4.3% | |
| MASSMUTUAL RETIRESMART BY JPM 2050 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $744K | 2.6% | |
| MASSMUTUAL INTERNATIONAL EQ R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $691K | 2.4% | |
| T. ROWE PRICE NEW HORIZONS T. ROWE PRICE · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $670K | 2.4% | |
| MASSMUTUAL RETIRESMART BY JPM 2020 MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $664K | 2.3% | |
| NORTHERN INTERNATIONAL EQUITY INDEX NORTHERN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $654K | 2.3% | |
| MASSMUTUAL SMALL COMPANY VAL R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $578K | 2.0% | |
| NORTHERN SMALL CAP INDEX NORTHERN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $541K | 1.9% | |
| Participant Loans * Participants Rates from 5.25% to 10.50% | — | — | — | $508K | 1.8% | |
| NORTHERN MID CAP INDEX NORTHERN FUNDS · EIN 90-0342299 / PN 000 | Pooled Separate Account | — | — | $498K | 1.8% | |
| MASSMUTUAL BLUE CHIP GROWTH R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $471K | 1.7% | |
| MASSMUTUAL DIVERSIFIED VALUE R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $354K | 1.2% | |
| MASSMUTUAL MID CAP GROWTH R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $276K | 1.0% | |
| (Invesco) Pooled Separate Account | Real Estate | — | — | $127K | 0.4% | |
| INVESCO REAL ESTATE Y INVESCO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $127K | 0.4% | |
| MASSMUTUAL MID CAP VALUE R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $86K | 0.3% | |
| MASSMUTUAL RETIRESMART BY JPM IN RE MASSMUTUAL · EIN 90-0779283 / PN 000 | Pooled Separate Account | — | — | $28K | <0.1% | |
| MASSMUTUAL FUNDAMENTAL GROWTH R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% | |
| MASSMUTUAL MAIN STREET R5 MASSMUTUAL · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |