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Original filing (PDF)20251014133656NAL0006206818002
DAY PITNEY LLP
Form 5500
FILING_RECEIVED
DAY PITNEY PROFIT SHARING AND 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed11 service providers
Active participants
650
Accounts w/ balance
1,040
Plan assets (EOY)
$375.6M
Net assets (EOY)
$375.6M
How this plan invests
This plan
14 pooled trusts
Schedule D
37 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DAY PITNEY LLP.
Plan sponsor
Name
DAY PITNEY LLP
EIN
06-0317480
Address
8 SYLVAN WAY · PARSIPPANY, NJ · 070542891
Phone
(860) 275-0570
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Name
PENSION AND WELFARE COMMITTEE
EIN
06-0317480
City
PARSIPPANY, NJ
Phone
(860) 275-0570
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
EISNERAMPER LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $115K | — |
| CAPFINANCIAL PARTNERS LLC | 26-0058143 | — | NONE | $38K | — |
| FRONTIER ASSET MANAGEMENT LLC | 83-0331917 | — | NONE | $33K | — |
| EISNERAMPER LLP | 87-1363769 | — | NONE | $31K | — |
| TFC FINANCIAL MANAGEMENT INC. | 04-2715788 | — | NONE | $19K | — |
| FIERSTON FINANCIAL GROUP INC | 06-1255884 | — | NONE | $12K | — |
| CAPITAL MGMT SERVICE INC | 43-1410129 | — | NONE | $9K | — |
| BRADLEY FOSTER & SARGENT INC | 06-1380515 | — | NONE | $8K | — |
| COMMONWEALTH EQUITY SERVICES I | 04-2675571 | — | NONE | $8K | — |
| WEALTH ENHANCEMENT ADVISORY SE | 41-2016508 | — | NONE | $5K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $2K | — |
Investments
18 direct securities · 14 pooled funds· $402.0M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$237.7M
18 holdings
Common Collective Trust
$164.3M
14 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Fund Mutual fund | — | — | — | $59.2M | 15.8% | |
| Self-directed investments - Personal Choice Retirement Self-directed brokerage | — | — | — | $51.0M | 13.6% | |
| T. ROWE PRICE RET 2025 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 37-6495447 / PN 001 | Common Collective Trust | — | — | $25.6M | 6.8% | |
| T. Rowe Price Retirement 2035 Fund Common collective trust | — | — | — | $25.6M | 6.8% | |
| T. ROWE PRICE RET 2035 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 36-7595013 / PN 001 | Common Collective Trust | — | — | $25.6M | 6.8% | |
| T. ROWE PRICE RET 2030 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 38-7010946 / PN 001 | Common Collective Trust | — | — | $21.9M | 5.8% | |
| T. ROWE PRICE RET 2020 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 36-7594871 / PN 001 | Common Collective Trust | — | — | $20.9M | 5.6% | |
| JPMorgan Large Cap Growth R6 Mutual fund | — | — | — | $20.1M | 5.4% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $19.0M | 5.1% | |
| Vanguard Midcap Index Institutional Class Mutual fund | — | — | — | $16.9M | 4.5% | |
| T ROWE PRICE RET 2040 ACTIVE TRUST T. ROWE PRICE TRUST COMPANY · EIN 35-6941729 / PN 001 | Common Collective Trust | — | — | $15.5M | 4.1% | |
| VANGUARD SM CAP INDEX INSTL Registered Investment Company | — | — | — | $13.6M | 3.6% | |
| T. ROWE PRICE RET 2045 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 32-6199848 / PN 001 | Common Collective Trust | — | — | $11.7M | 3.1% | |
| Vanguard Equity Income Admiral Class Mutual fund | — | — | — | $10.4M | 2.8% | |
| Fidelity Total Bond K6 Mutual Fund | — | — | — | $9.2M | 2.5% | |
| Vanguard Total Bond Market Index Fund Institutional Class Mutual fund | — | — | — | $9.0M | 2.4% | |
| VANGUARD TOTAL INTL STK INSTL Registered Investment Company | — | — | — | $8.4M | 2.2% | |
| T. ROWE PRICE RET 2050 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 30-6303214 / PN 001 | Common Collective Trust | — | — | $8.4M | 2.2% | |
| T. ROWE PRICE RET 2055 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 35-6941728 / PN 001 | Common Collective Trust | — | — | $6.3M | 1.7% | |
| Europacific Growth R6 Mutual Fund | — | — | — | $6.2M | 1.7% | |
| T. ROWE PRICE RET 2015 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 35-6941654 / PN 001 | Common Collective Trust | — | — | $5.8M | 1.5% | |
| T. ROWE PRICE RET 2060 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 47-1088316 / PN 001 | Common Collective Trust | — | — | $2.3M | 0.6% | |
| T. Rowe Price Retirement 2060 Fund Common collective trust | — | — | — | $2.3M | 0.6% | |
| Nuveen Real Estate Secs R6 Mutual fund | — | — | — | $2.2M | 0.6% | |
| account * Notes receivable from Participants Interest rate ranging | — | — | — | $1.5M | 0.4% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $1.5M | 0.4% | |
| T. ROWE PRICE RET 2010 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 32-6199795 / PN 001 | Common Collective Trust | — | — | $846K | 0.2% | |
| T ROWE PRICE RET 2005 TRUST F Common Collective Trust Fund | — | — | — | $253K | <0.1% | |
| T. ROWE PRICE RET 2005 ACTIVE TR T. ROWE PRICE TRUST COMPANY · EIN 61-6434302 / PN 001 | Common Collective Trust | — | — | $253K | <0.1% | |
| T ROWE PRICE 2065 TRUST F Common Collective Trust Fund | — | — | — | $187K | <0.1% | |
| T.ROWE PRICE RETIREMENT 2065 TRUST T. ROWE PRICE TRUST COMPANY · EIN 85-1763138 / PN 001 | Common Collective Trust | — | — | $187K | <0.1% | |
| LIMITED PARTNERSHIP Limited Partnership | — | — | — | $4K | <0.1% |