Brian Catlett signed Universal Windows Direct, Inc.'s 2022 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Universal Windows Direct, Inc.'s EIN is 05-0578010.
Download the official 2022 Form 5500 (PDF) for Universal Windows Direct, Inc. from the U.S. Department of Labor's EFAST2 system.
Download the official 2022 Form 5500 (PDF)Universal Windows Direct, Inc.'s plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction.
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA LIFE INSURANCE COMPANY | 39-0989781 | — | RECORDKEEPER | $1K | — |
| FUTUREPLAN BY ASCENSUS | 82-3719843 | — | RECORDKEEPER | $1K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| % of plan | |||
|---|---|---|---|
| ALGER CAPITAL APPRECIATION RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 132 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2040 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 657 | Pooled Separate Account | $0 | — |
| AMERICAN FUNDS NEW WORLD RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 628 | Pooled Separate Account | $0 | — |
| DEUTSCHE REAL ESTATE SEC RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 637 | Pooled Separate Account | $0 | — |
| FRANKLIN UTILITIES RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 267 | Pooled Separate Account | $0 | — |
| JANUS HENDERSON ENTERPRISE RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 650 | Pooled Separate Account | $0 | — |
| JANUS HENDERSON TRITON RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 583 | Pooled Separate Account | $0 | — |
| AMERICAN FUNDS BALANCED RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 232 | Pooled Separate Account | $0 | — |
| TEMPLETON GLOBAL BOND RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 313 | Pooled Separate Account | $0 | — |
| VICTORY SYCAMORE EST VALUE RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 613 | Pooled Separate Account | $0 | — |
| TRANSAMERICA PTNR HIGH YIELD BD RT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 434 | Pooled Separate Account | $0 | — |
| STATE STREET INTL INDEX RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 035 | Pooled Separate Account | $0 | — |
| STATE STREET S&P MD CP IDX RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 036 | Pooled Separate Account | $0 | — |
| STATE STREET U.S. BOND IDX RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 037 | Pooled Separate Account | $0 | — |
| AMERICAN FDS EUROPACIFIC GR RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 068 | Pooled Separate Account | $0 | — |
| PIONEER BOND RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 091 | Pooled Separate Account | $0 | — |
| TA VANGUARD SMALL-CAP INDEX RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 107 | Pooled Separate Account | $0 | — |
| TA VANGUARD TOTAL STOCK MKT IDX RT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 114 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2025 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 654 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2030 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 655 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2035 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 656 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2060 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 82-5217478 / PN 091 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2045 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 658 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2050 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 659 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT 2055 RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 660 | Pooled Separate Account | $0 | — |
| JPMORGAN SMARTRETMENT INC RET OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 661 | Pooled Separate Account | $0 | — |
| AMERICAN FDS WA MTL INVS RT OPT TRANSAMERICA LIFE INSURANCE COMPANY · EIN 39-0989781 / PN 235 | Pooled Separate Account | $0 | — |
| LPL FINANCIAL COPORATION |
| 04-3046611 |
| — |
| INVESTMENT ADVISORY PLAN |
| $10K |
| — |
| SAGEPOINT FINANCIAL INC | 20-1741754 | — | INVESTMENT ADVISORY - PL | $5K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | SECURITIES BROKERAGE | $44 | — |
