Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH RETIREMENT & BENEFIT | 13-5674085 | — | NONE | $26K | — |
| ASCENSUS LLC | 11-3665754 | — | NONE | $26K | — |
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| iShares S&P 500 Index K Mutual funds | — | — | — | $1.4M | 11.5% | |
| GM JHancock Bond R6 Mutual funds | — | — | — | $821K | 6.7% | |
| GM Columbia Dividend Income I3 Mutual funds | — | — |
| — |
| $695K |
| 5.6% |
| GM Loomis Sayles Global Allocation N Mutual funds | — | — | — | $669K | 5.4% |
| GM JPMorgan Government Bond R6 Mutual funds | — | — | — | $644K | 5.2% |
| GM Franklin Dynatech R6 Mutual funds | — | — | — | $569K | 4.6% |
| Columbia Dividend Income I3 Mutual funds | — | — | — | $496K | 4.0% |
| GM (CL)Victory Sycamore Establish Val R6 Mutual funds | — | — | — | $493K | 4.0% |
| GM Vanguard International Growth Adm Mutual funds | — | — | — | $411K | 3.3% |
| GM (CL) Principal MidCap Fund Inst Mutual funds | — | — | — | $373K | 3.0% |
| Franklin Dynatech R6 Mutual funds | — | — | — | $367K | 3.0% |
| iShares Russell 2000 SmCap Ind K Mutual funds | — | — | — | $367K | 3.0% |
| GM Vanguard International Value Inv Mutual funds | — | — | — | $352K | 2.9% |
| GM American Funds New World R6 Mutual funds | — | — | — | $301K | 2.4% |
| GM American Century Small Cap Value R6 Mutual funds | — | — | — | $285K | 2.3% |
| (CL) Principal MidCap Fund Inst Mutual funds | — | — | — | $270K | 2.2% |
| GM American Funds Capital World Bond R6 Mutual funds | — | — | — | $264K | 2.1% |
| American Funds Trgt Date Ret 2055 R6 Mutual funds | — | — | — | $257K | 2.1% |
| American Funds Trgt Date Ret 2030 R6 Mutual funds | — | — | — | $246K | 2.0% |
| Vanguard International Growth Adm Mutual funds | — | — | — | $229K | 1.9% |
| American Funds Trgt Date Ret 2050 R6 Mutual funds | — | — | — | $217K | 1.8% |
| GM Principal Global Real Estate Secs R6 Mutual funds | — | — | — | $213K | 1.7% |
| BlackRock Liquidity T-Fund Premier Money market funds | — | — | — | $209K | 1.7% |
| iShares Russell Mid-Cap Index K Mutual funds | — | — | — | $205K | 1.7% |
| (CL) Invesco Discovery R6 Mutual funds | — | — | — | $183K | 1.5% |
| GM American Funds American Hi Inc Tr R6 Mutual funds | — | — | — | $169K | 1.4% |
| American Funds Trgt Date Ret 2045 R6 Mutual funds | — | — | — | $165K | 1.3% |
| (CL) GM Invesco Discovery R6 Mutual funds | — | — | — | $157K | 1.3% |
| JHancock Bond R6 John Hancock 0 | — | — | — | $136K | 1.1% |
| (CL)Victory Sycamore Established Val R6 Mutual funds | — | — | — | $126K | 1.0% |
| American Funds Trgt Date Ret 2025 R6 Mutual funds | — | — | — | $126K | 1.0% |
| American Funds Trgt Date Ret 2060 R6 Mutual funds | — | — | — | $99K | 0.8% |
| Vanguard International Value Inv Mutual funds | — | — | — | $95K | 0.8% |
| American Funds Capital World Bond R6 Mutual funds | — | — | — | $87K | 0.7% |
| Various Rates and Maturities Participant's Loan Account 0 | Participant loans | — | — | $86K | 0.7% |
| iShares MSCI EAFE Intl Index K Mutual funds | — | — | — | $82K | 0.7% |
| American Funds American Hi Inc Tr R6 Mutual funds | — | — | — | $76K | 0.6% |
| American Funds Trgt Date Ret 2020 R6 Mutual funds | — | — | — | $75K | 0.6% |
| American Funds Trgt Date Ret 2040 R6 Mutual funds | — | — | — | $61K | 0.5% |
| GM BlackRock Liquidity T-Fund Premier Money market funds | — | — | — | $54K | 0.4% |
| American Century Small Cap Value R6 Mutual funds | — | — | — | $49K | 0.4% |
| American Funds Trgt Date Ret 2035 R6 Mutual funds | — | — | — | $46K | 0.4% |
| American Funds New World R6 Mutual funds | — | — | — | $41K | 0.3% |
| JPMorgan Government Bond R6 Mutual funds | — | — | — | $29K | 0.2% |
| Loomis Sayles Global Allocation N Mutual funds | — | — | — | $13K | 0.1% |
| Principal Global Real Estate Secs R6 Mutual funds | — | — | — | $8K | <0.1% |
| (1) X This form is filed for a CCT, PSA, or MTIA. | — | — | — | $3K | <0.1% |
| performed pursuant to both 29 CFR 2520.103-8 and 29 CFR 2520.103-12(d). Check box (3) if pursuant to neither. | — | — | $3K | $3K | <0.1% |
| Yes No Amount a | — | — | — | $3K | <0.1% |
