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Original filing (PDF)20251002095519NAL0000281729001
CREDIT SUISSE SECURITIES USA LLC
Form 5500
FILING_RECEIVED
EMPLOYEES PENSION PLAN OF CREDIT SUISSE
Defined-benefit pension plan
Signals · 3
33% in single holdingNo recordkeeper disclosed10 service providers
Active participants
122
Accounts w/ balance
—
Plan assets (EOY)
$295.9M
Net assets (EOY)
$295.4M
How this plan invests
This plan
8 pooled trusts
Schedule D
11 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
83
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Long Term Government Bond" is 33% of plan.
- 60 bps in Schedule C fees — 504% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CREDIT SUISSE SECURITIES USA LLC.
Plan sponsor
Name
CREDIT SUISSE SECURITIES USA LLC
EIN
05-0546650
Address
11 MADISON AVENUE, FLOOR 8 · NEW YORK, NY · 10010
Phone
(212) 325-2000
Industry
Finance & Insurancesee all
Plan administrator
Name
EMPLOYEE BENEFITS COMMITTEE OF UBS AG
EIN
98-0186363
City
WEEHAWKEN, NJ
Phone
(212) 325-2000
Plan characteristics
Plan number
004
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
1A · Pay-related DB formula
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
10 rowsOther
10| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| AON CONSULTING INC | 22-2232264 | — | NONE | $1.1M | — |
| BLACKROCK FINANCIAL MANAGEMENT | 13-3806691 | — | NONE | $194K | — |
| THE BANK OF NEW YORK MELLON | 13-5160382 | — | NONE | $169K | — |
| JOE HUBER | 14-4367883 | — | NONE | $100K | — |
| THOMPSON HINE | 34-0575300 | — | NONE | $94K | — |
| PRICEWATERHOUSE COOPERS LLP | 13-4008324 | — | NONE | $69K | — |
| ALIGHT SOLUTIONS LLC | 82-1061233 | — | NONE | $24K | — |
| T. ROWE PRICE | 52-1309931 | — | NONE | $13K | — |
| BUCK GLOBAL, LLC | 13-2856102 | — | NONE | $12K | — |
| MCLAGAN PARTNERS, INC. | 13-3975524 | — | NONE | $5K | — |
Investments
4 direct securities · 8 pooled funds· $295.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$233.1M
8 holdings
Uncategorized
$62.6M
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| LONG TERM GOVT BOND NL FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 26-3774476 / PN 001 | Common Collective Trust | — | $103.0M | $97.9M | 33.1% | |
| WTC-CIF II US INVESTMENT GRADE BOND WELLINGTON TRUST COMPANY, NA · EIN 04-6913417 / PN 120 | Common Collective Trust | — | $85.6M | $72.5M | 24.5% | |
| Vanguard Long-Term Investment-Grade Fund Admiral Shares 4,744,987 shares | — | — | $50.2M | $35.7M | 12.1% | |
| US LONG CORPORATE BOND FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-3263231 / PN 001 | Common Collective Trust | — | $24.9M | $25.0M | 8.5% | |
| Grantham, Mayo, Van Otterllo & Co. LLC Quality Fund III 591,730 shares | — | — | $13.9M | $19.3M | 6.5% | |
| CREDIT SUISSE FLOATING RATE TRUST GREAT GRAY TRUST COMPANY, LLC · EIN 46-3073254 / PN 179 | Common Collective Trust | — | $8.8M | $15.5M | 5.2% | |
| MSCI EAFE INDEX NL FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 241 | Common Collective Trust | — | $6.3M | $9.8M | 3.3% | |
| LONG DURATION CORPORATE CREDIT FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 27-4520291 / PN 001 | Common Collective Trust | — | $6.6M | $8.0M | 2.7% | |
| BNY Mellon EB Temporary Investment Fund II 7,592,622 shares | — | — | $7.6M | $7.6M | 2.6% | |
| STATE STREET 20 YR US HIGH QUALITY STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 296 | Common Collective Trust | — | $3.9M | $4.2M | 1.4% | |
| Vanguard Short-Term Investment-Grade Fund Institutional Shares 1,762 shares | — | — | $19K | $18K | <0.1% | |
| T.ROWE PRICE EMERGING MARKETS TRUST T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 006 | Common Collective Trust | — | — | $0 | <0.1% |