Back to filter
Original filing (PDF)20250814160431NAL0009988961001
BROAN-NUTONE LLC
Form 5500
FILING_RECEIVED
NORTEK RETIREMENT PLAN
Defined-benefit pension plan
Signals · 1
30% in single holding
Active participants
84
Accounts w/ balance
—
Plan assets (EOY)
$43.2M
Net assets (EOY)
$43.2M
How this plan invests
This plan
10 pooled trusts
Schedule D
10 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
86
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
85
Total plan cost
65
Vendor stack
75
Participation health
100
Knocking points off
- Top holding "The Bank of New York Mellon BNYM-M DB SL LT Credit Bond Index Fund" is 30% of plan.
- 70 bps in Schedule C fees — 143% above peer band of 29 bps.
- Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROAN-NUTONE LLC.
Plan sponsor
Name
BROAN-NUTONE LLC
EIN
05-0504397
Address
926 W. STATE STREET · HARTFORD, WI · 53027
Phone
(262) 673-4340
Industry
Manufacturingsee all
Plan administrator
Name
NORTEK RETIREMENT ADMINISTRATIVE CO
EIN
05-0504397
City
CHICAGO, IL
Phone
(312) 277-0156
Plan characteristics
Plan number
008
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-14
Pension benefit codes
1A · Pay-related DB formula
1I · Frozen plan — no new benefit accrual
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SUMMIT FINANCIAL CORPORATION | 04-3222046 | — | — | $167K | — |
| THE BANK OF NEW YORK MELLON | 13-5160382 | — | — | $125K | — |
| HANCOCK ASKEW & CO., LLP | 58-0662558 | — | — | $12K | — |
Investments
1 direct security · 10 pooled funds· $43.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$43.2M
10 holdings
Uncategorized
$499K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNYM DB SL LT CREDIT BOND IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 062 | Common Collective Trust | — | $12.2M | $12.8M | 29.6% | |
| BNYM DB SL LONG BOND IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 006 | Common Collective Trust | — | $10.0M | $8.5M | 19.7% | |
| BNYM DB SL INT CREDIT BOND IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 060 | Common Collective Trust | — | $6.4M | $6.4M | 14.9% | |
| BNYM DB NSL STOCK IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 215 | Common Collective Trust | — | $3.2M | $5.1M | 11.8% | |
| BNYM DB NSL INTL STOCK IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 213 | Common Collective Trust | — | $3.2M | $3.9M | 9.1% | |
| BNYM DB NSL MID CAP STOCK IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 236 | Common Collective Trust | — | $1.6M | $2.1M | 4.9% | |
| BNYM DB NSL SMALL CAP GROWTH IDX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 251 | Common Collective Trust | — | $1.4M | $1.7M | 3.9% | |
| BNYM DB NSL EMERGING MRKETS STK IDX THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 244 | Common Collective Trust | — | $1.1M | $1.3M | 2.9% | |
| BNYM DB NSL REIT INDEX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 249 | Common Collective Trust | — | $778K | $847K | 2.0% | |
| The Bank of New York Mellon EB TEMP INV FD VAR RT 12/31/49 FEE CL 00 | — | — | $499K | $499K | 1.2% | |
| EB TEMPORARY INVESTMENT THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 023 | Common Collective Trust | — | — | $499K | 1.2% |