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Original filing (PDF)20251007123907NAL0004770001001
BETA GROUP INC.
Form 5500
FILING_RECEIVED
BETA GROUP, INC. EMPLOYEE STOCK OWNERSHIP PLAN
Defined-contribution retirement plan
Signals · 3
99% in single holding99% employer stockNo recordkeeper disclosed
Active participants
154
Accounts w/ balance
189
Plan assets (EOY)
$30.1M
Net assets (EOY)
$28.4M
How this plan invests
This plan
18 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
82
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
50
Total plan cost
75
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "Beta Group, Inc. Common Stock 15,750 Shares of Beta Group, Inc. Common Stock $ 4,515,839" is 99% of plan.
- 99% of plan in employer / sponsor stock.
- No recordkeeper disclosed on Schedule C.
Helping the score
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BETA GROUP INC..
Plan sponsor
Name
BETA GROUP INC.
EIN
05-0398907
Address
701 GEORGE WASHINGTON HIGHWAY · LINCOLN, RI · 02865
Phone
(401) 333-2382
Industry
Engineering Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-07
Pension benefit codes
2P · Leveraged ESOP
2I · Stock bonus
2Q · S-corporation ESOP
3I · Requires investment in employer securities
Audit & trust (Schedule H)
Auditor
MINSK, GOULD, TATTRIE & LUSSIER
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
No Schedule C providers reportedInvestments
17 direct securities· $30.1M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Beta Group, Inc. Common Stock 15,750 Shares of Beta Group, Inc. Common Stock $ 4,515,839 | — | — | $4.5M | $29.8M | 98.9% | |
| Spinnaker Trust Cash Reserves Interest-Bearing Cash | — | — | $114K | $114K | 0.4% | |
| Charles Schwab Cash Reserves Interest-Bearing Cash | — | — | $32K | $32K | 0.1% | |
| Invesco S&P 500 Quality Exchange Traded Funds | — | — | $23K | $30K | 0.1% | |
| Fidelity Total Bond ETF Exchange Traded Funds | — | — | $22K | $21K | <0.1% | |
| iShares 7-10 Year Treasury Bond ETF Exchange Traded Funds | — | — | $20K | $20K | <0.1% | |
| Schwab US Dividend Equity ETF Exchange Traded Funds | — | — | $12K | $16K | <0.1% | |
| SPDR Portfolio S&P 500 Growth ETF Exchange Traded Funds | — | — | $13K | $16K | <0.1% | |
| iShares Core 1-5 Year USD Bond ETF Exchange Traded Funds | — | — | $11K | $12K | <0.1% | |
| iShares MSCI USA Min Vol Factor ETF Exchange Traded Funds | — | — | $6K | $10K | <0.1% | |
| SPDR Portfolio S&P 400 Exchange Traded Funds | — | — | $10K | $10K | <0.1% | |
| Schwab International Exchange Traded Funds | — | — | $10K | $10K | <0.1% | |
| WisdomTree International Hdg Dividend Growth ETF Exchange Traded Funds | — | — | $8K | $10K | <0.1% | |
| WisdomTree Emerging Market Ex STT Exchange Traded Funds | — | — | $8K | $8K | <0.1% | |
| Fidelity Limited Term Bond ETF Exchange Traded Funds | — | — | $7K | $7K | <0.1% | |
| Charles Schwab US REIT Exchange Traded Funds | — | — | $6K | $6K | <0.1% | |
| iShares Broad USD High Yield Exchange Traded Funds | — | — | $6K | $6K | <0.1% |
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