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Original filing (PDF)20250925090524NAL0010267267001
REFOCUS, INC.
Form 5500
FILING_RECEIVED
403(B) THRIFT PLAN FOR EMPLOYEES OF REFOCUS, INC.
401(k) retirement plan
Active participants
273
Accounts w/ balance
346
Plan assets (EOY)
$13.7M
Net assets (EOY)
$13.7M
How this plan invests
This plan
1 pooled trust
Schedule D
36 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for REFOCUS, INC..
Plan sponsor
Name
REFOCUS, INC.
EIN
05-0394380
Address
45 GREELEY ST · PROVIDENCE, RI · 029042214
Phone
(401) 272-1600
Industry
Health Care & Social Assistancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-25
Pension benefit codes
2G · Total participant-directed accounts
3D · Pre-approved plan (master / prototype / VS)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
CLIFTON LARSON ALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MUTUAL OF AMERICA INVESTMENT CORP | — | NEW YORK, NY | RECORD KEEPER | $5K | — |
Investments
35 direct securities · 1 pooled fund· $24.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.1M
35 holdings
Pooled Separate Account
$11.7M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT NUMBER SA2 MUTUAL OF AMERICA · EIN 13-1614399 / PN 001 | Pooled Separate Account | — | — | $11.7M | 85.6% | |
| MoA Clear Passage 2025 Fund Pooled Separate Account | — | — | — | $2.9M | 21.4% | |
| Mutual of America Interest Accumulation Account Group Annuity Contract | — | — | — | $1.4M | 10.2% | |
| MoA Clear Passage 2030 Fund Pooled Separate Account | — | — | — | $1.1M | 8.1% | |
| MoA Moderate Allocation Fund Pooled Separate Account | — | — | — | $913K | 6.7% | |
| MoA Clear Passage 2035 Fund Pooled Separate Account | — | — | — | $891K | 6.5% | |
| MoA Clear Passage 2050 Fund Pooled Separate Account | — | — | — | $856K | 6.3% | |
| MoA Clear Passage 2040 Fund Pooled Separate Account | — | — | — | $829K | 6.1% | |
| MoA Conservative Allocation Fund Pooled Separate Account | — | — | — | $747K | 5.5% | |
| MoA Clear Passage 2045 Fund Pooled Separate Account | — | — | — | $649K | 4.7% | |
| Fidelity VIP Contrafund Portfolio Pooled Separate Account | — | — | — | $281K | 2.1% | |
| MoA Clear Passage 2020 Fund Pooled Separate Account | — | — | — | $280K | 2.1% | |
| American Century Investments VP Capital Appreciation Fund Pooled Separate Account | — | — | — | $229K | 1.7% | |
| MoA Clear Passage 2055 Fund Pooled Separate Account | — | — | — | $196K | 1.4% | |
| Vanguard VIF International Portfolio Pooled Separate Account | — | — | — | $186K | 1.4% | |
| Vanguard VIF Diversified Value Portfolio Pooled Separate Account | — | — | — | $168K | 1.2% | |
| MoA Equity Index Fund Pooled Separate Account | — | — | — | $166K | 1.2% | |
| DWS Capital Growth VIP Pooled Separate Account | — | — | — | $157K | 1.2% | |
| MoA Clear Passage 2060 Fund Pooled Separate Account | — | — | — | $144K | 1.1% | |
| MoA Mid Cap Equity Index Fund Pooled Separate Account | — | — | — | $137K | 1.0% | |
| MoA Core Bond Fund Pooled Separate Account | — | — | — | $134K | 1.0% | |
| MoA Clear Passage 2015 Fund Pooled Separate Account | — | — | — | $127K | 0.9% | |
| Fidelity VIP Equity-Income Portfolio Pooled Separate Account | — | — | — | $95K | 0.7% | |
| Calvert VP SRI Balanced Portfolio Pooled Separate Account | — | — | — | $91K | 0.7% | |
| MoA All America Fund Pooled Separate Account | — | — | — | $88K | 0.6% | |
| MoA Clear Passage 2065 Fund Pooled Separate Account | — | — | — | $57K | 0.4% | |
| MoA Small Cap Growth Fund Pooled Separate Account | — | — | — | $43K | 0.3% | |
| Vanguard VIF Real Estate Index Portfolio Pooled Separate Account | — | — | — | $43K | 0.3% | |
| MoA Small Cap Value Fund Pooled Separate Account | — | — | — | $35K | 0.3% | |
| T. Rowe Price Blue Chip Growth Portfolio Pooled Separate Account | — | — | — | $33K | 0.2% | |
| MoA Aggressive Allocation Fund Pooled Separate Account | — | — | — | $22K | 0.2% | |
| Invesco V.I. Main Street Fund Pooled Separate Account | — | — | — | $18K | 0.1% | |
| MoA Mid Cap Value Fund Pooled Separate Account | — | — | — | $16K | 0.1% | |
| Fidelity VIP Mid Cap Portfolio Pooled Separate Account | — | — | — | $6K | <0.1% | |
| Vanguard VIF Total Bond Market Index Portfolio Pooled Separate Account | — | — | — | $5K | <0.1% | |
| American Funds Insurance Series New World Fund Pooled Separate Account | — | — | — | $3K | <0.1% |
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