How big is Refocus, Inc.'s plan?

Refocus, Inc.'s plan reported $13.7M in assets and 273 participants for 2024.

Original filing (PDF)20250925090524NAL0010267267001

Refocus, Inc.

Name: Refocus, Inc. — 403(b) Thrift Plan for Employees of, Form 5500 (2024)
Creator: Refocus, Inc.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

403(b) Thrift Plan for Employees of Refocus, Inc.

401(k) retirement plan · Refocus, Inc.'s 403(b) Thrift Plan for Employees of Refocus, Inc. held $13.7M in plan assets for 273 participants in 2024, with Mutual of America as recordkeeper.

Signals · 1

11% employer stock

Active participants

273

Accounts w/ balance

346

Plan assets (EOY)

$13.7M

Net assets (EOY)

$13.7M

People on this filing

Laura Doster signed Refocus, Inc.'s 2024 Form 5500 as plan administrator.

Laura Doster — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Refocus, Inc.'s EIN is 05-0394380.

EIN 05-0394380

Plan number 001

Plan year 2024

ACK ID 20250925090524NAL0010267267001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Refocus, Inc. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Refocus, Inc.'s plan includes a 401(k) feature, automatic enrollment, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for REFOCUS, INC..

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How this plan invests

This plan

1 pooled trust

Schedule D

35 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (88th percentile).

Plan sponsor

Name

REFOCUS, INC.

EIN

all filings

Address

45 GREELEY ST · PROVIDENCE, RI · 029042214

Phone

(401) 272-1600

Industry

Health Care & Social Assistance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-25

Pension benefit codes

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

2J · 401(k) feature

2K · 401(m) arrangement

2S · Automatic enrollment

2T · Default investment account (QDIA)

Audit & trust (Schedule H)

Auditor

CLIFTON LARSON ALLEN LLP

Trustee / custodian

Service providers (Schedule C)

1 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
MUTUAL OF AMERICA INVESTMENT CORP	—	NEW YORK, NY	RECORD KEEPER	$5K	—

Investments

35 direct securities · 1 pooled fund· $24.8M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Pooled Separate Account

$11.7M

1 holding

Pooled Separate Accounts

$11.7M

34 holdings

Common Stocks

$1.4M

1 holding

					% of plan
SEPARATE ACCOUNT NUMBER SA2 MUTUAL OF AMERICA · EIN 13-1614399 / PN 001	Pooled Separate Account	—	—	$11.7M	85.6%
MoA Clear Passage 2025 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$2.9M	21.4%
Mutual of America Interest Accumulation Account Group Annuity Contract	Common Stocks	—	—	$1.4M	10.2%
MoA Clear Passage 2030 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$1.1M	8.1%
MoA Moderate Allocation Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$913K	6.7%
MoA Clear Passage 2035 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$891K	6.5%
MoA Clear Passage 2050 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$856K	6.3%
MoA Clear Passage 2040 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$829K	6.1%
MoA Conservative Allocation Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$747K	5.5%
MoA Clear Passage 2045 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$649K	4.7%
Fidelity VIP Contrafund Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$281K	2.1%
MoA Clear Passage 2020 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$280K	2.1%
American Century Investments VP Capital Appreciation Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$229K	1.7%
MoA Clear Passage 2055 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$196K	1.4%
Vanguard VIF International Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$186K	1.4%
Vanguard VIF Diversified Value Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$168K	1.2%
MoA Equity Index Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$166K	1.2%
DWS Capital Growth VIP Pooled Separate Account	Pooled Separate Accounts	—	—	$157K	1.2%
MoA Clear Passage 2060 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$144K	1.1%
MoA Mid Cap Equity Index Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$137K	1.0%
MoA Core Bond Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$134K	1.0%
MoA Clear Passage 2015 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$127K	0.9%
Fidelity VIP Equity-Income Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$95K	0.7%
Calvert VP SRI Balanced Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$91K	0.7%
MoA All America Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$88K	0.6%
MoA Clear Passage 2065 Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$57K	0.4%
MoA Small Cap Growth Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$43K	0.3%
Vanguard VIF Real Estate Index Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$43K	0.3%
MoA Small Cap Value Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$35K	0.3%
T. Rowe Price Blue Chip Growth Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$33K	0.2%
MoA Aggressive Allocation Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$22K	0.2%
Invesco V.I. Main Street Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$18K	0.1%
MoA Mid Cap Value Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$16K	0.1%
Fidelity VIP Mid Cap Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$6K	<0.1%
Vanguard VIF Total Bond Market Index Portfolio Pooled Separate Account	Pooled Separate Accounts	—	—	$5K	<0.1%
American Funds Insurance Series New World Fund Pooled Separate Account	Pooled Separate Accounts	—	—	$3K	<0.1%