How big is Adler Pollock & Sheehan P.C.'s plan?

Adler Pollock & Sheehan P.C.'s plan reported $67.3M in assets and 123 participants for 2024.

Original filing (PDF)20251014143129NAL0001548435001

Adler Pollock & Sheehan P.C.

Name: Adler Pollock & Sheehan P.C. — Adler Pollock &, Form 5500 (2024)
Creator: Adler Pollock & Sheehan P.C.
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Adler Pollock & Sheehan P.C. 401(k) Retirement Plan

401(k) retirement plan · Adler Pollock & Sheehan P.C.'s Adler Pollock & Sheehan P.C. 401(k) Retirement Plan held $67.3M in plan assets for 123 participants in 2024, with Fidelity as recordkeeper.

Signals · 2

1 failed disclosureHigh average account balance

Active participants

123

Accounts w/ balance

168

Plan assets (EOY)

$67.3M

Net assets (EOY)

$67.3M

People on this filing

Carlos Montemor signed Adler Pollock & Sheehan P.C.'s 2024 Form 5500 as plan administrator.

Carlos Montemor — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Adler Pollock & Sheehan P.C.'s EIN is 05-0343749.

EIN 05-0343749

Plan number 004

Plan year 2024

ACK ID 20251014143129NAL0001548435001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Adler Pollock & Sheehan P.C. from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Adler Pollock & Sheehan P.C.'s plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA), profit-sharing.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for ADLER POLLOCK & SHEEHAN P.C..

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How this plan invests

This plan

33 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

100

Knocking points off

1 Schedule C provider failed to disclose compensation.

Helping the score

High average account balance (96th percentile).

Plan sponsor

Name

ADLER POLLOCK & SHEEHAN P.C.

EIN

all filings

Address

100 WESTMINSTER ST · 16TH FLOOR · PROVIDENCE, RI · 02903

Phone

(401) 274-7200

Industry

Law Offices· Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

004

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-14

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

2E · Profit-sharing

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Service providers (Schedule C)

2 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
FIDELITY INVESTMENTS INSTITUTIONAL	04-2647786	—	RECORDKEEPER	$4K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
THE WASHINGTON TRUST CO	05-0235370	—	ADVISOR	$47K	—

Failed / refused disclosures (Sched C Part 2)

Provider	Nondisclosure info
—	—

Investments

33 direct securities· $66.1M(98% of reported assets)

Other securities

$44.3M

20 holdings

Mutual Funds

$13.4M

5 holdings

Common Collective Trusts

$6.2M

5 holdings

Common Stocks

$1.9M

2 holdings

Bonds / Notes

$290K

1 holding

					% of plan
The Hartford Growth Opportunities Fund Class Y Mutual Fund	Other securities	—	—	$9.5M	14.1%
MFS Value Fund Class R4 Mutual Fund	Mutual Funds	—	—	$6.4M	9.5%
T. Rowe Price Retirement 2030 Fund Mutual Fund	Other securities	—	—	$6.1M	9.1%
Fidelity 500 Index Fund Mutual Fund	Common Collective Trusts	—	—	$5.1M	7.6%
T. Rowe Price Retirement 2025 Fund Mutual Fund	Other securities	—	—	$3.8M	5.6%
T. Rowe Price Retirement 2040 Fund Mutual Fund	Other securities	—	—	$3.0M	4.5%
Federated Bond Fund Institutional Shares Mutual Fund	Other securities	—	—	$3.0M	4.4%
T. Rowe Price Retirement 2035 Fund Mutual Fund	Other securities	—	—	$2.8M	4.2%
Principal MidCap Fund R-5 Class Mutual Fund	Other securities	—	—	$2.6M	3.9%
Fidelity Government Money Market Money Market Fund	Mutual Funds	—	—	$2.5M	3.7%
T. Rowe Price Retirement 2050 Fund Mutual Fund	Other securities	—	—	$2.2M	3.3%
Franklin U.S. Government Securities Series Advisor Class Mutual Fund	Mutual Funds	—	—	$2.1M	3.1%
T. Rowe Price Retirement 2045 Fund Mutual Fund	Other securities	—	—	$2.1M	3.1%
Lazard International Strategic Equity Portfolio Institutional Shares Mutual Fund	Other securities	—	—	$1.9M	2.9%
T. Rowe Price Retirement 2020 Fund Mutual Fund	Other securities	—	—	$1.8M	2.6%
T. Rowe Price New Horizons Fund Mutual Fund	Other securities	—	—	$1.5M	2.2%
MFS Mid Cap Value Fund Class R4 Mutual Fund	Mutual Funds	—	—	$1.5M	2.2%
Victory Sycamore Small Company Opportunity Fund Class I Mutual Fund	Common Stocks	—	—	$1.3M	1.9%
Invesco Developing Markets Fund Class Y Mutual Fund	Mutual Funds	—	—	$1.0M	1.5%
Goldman Sachs Inflation Protected Securities Fund Institutional Mutual Fund	Other securities	—	—	$930K	1.4%
T. Rowe Price Growth Stock Fund Mutual Fund	Other securities	—	—	$919K	1.4%
Pioneer Strategic Income Fund Class Y Mutual Fund	Other securities	—	—	$773K	1.1%
T. Rowe Price Retirement 2055 Fund Mutual Fund	Other securities	—	—	$743K	1.1%
BlackRock Global Allocation Fund, Inc. Institutional Shares Mutual Fund	Common Stocks	—	—	$585K	0.9%
Fidelity International Index Fund Mutual Fund	Common Collective Trusts	—	—	$524K	0.8%
Fidelity Small Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$296K	0.4%
T. Rowe Price Retirement 2060 Fund Mutual Fund	Other securities	—	—	$293K	0.4%
Participant Loans Interest Rates of 4.25% to 9.50%	Bonds / Notes	—	—	$290K	0.4%
Fidelity Mid Cap Index Fund Mutual Fund	Common Collective Trusts	—	—	$215K	0.3%
JPMorgan Value Advantage Fund Class I Mutual Fund	Other securities	—	—	$213K	0.3%
T. Rowe Price Real Estate Fund Mutual Fund	Other securities	—	—	$179K	0.3%
Fidelity Emerging Markets Index Fund Mutual Fund	Common Collective Trusts	—	—	$76K	0.1%
T. Rowe Price Retirement 2010 Fund Mutual Fund	Other securities	—	—	$2K	<0.1%