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Original filing (PDF)20251002113108NAL0000431553001
SWAROVSKI U.S. HOLDINGS LTD.
Form 5500
FILING_RECEIVED
SWAROVSKI EMPLOYEE RETIREMENT SAVINGS PLAN
401(k) retirement plan
Active participants
1,719
Accounts w/ balance
1,224
Plan assets (EOY)
$80.7M
Net assets (EOY)
$80.7M
How this plan invests
This plan
2 pooled trusts
Schedule D
32 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 16 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SWAROVSKI U.S. HOLDINGS LTD..
Plan sponsor
Name
SWAROVSKI U.S. HOLDINGS LTD.
EIN
05-0273019
Address
50 SHARPE DRIVE · CRANSTON, RI · 02920
Phone
(401) 463-6400
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER AND S | 13-5674085 | — | RECORDKEEPER | $6K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CBIZ CPAS P.C. | — | BOSTON, MA | ACCOUNTANT | $22K | — |
Investments
29 direct securities · 2 pooled funds· $81.1M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$76.0M
29 holdings
Common Collective Trust
$5.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JP Morgan Large Cap Growth Fund Mutual Fund | — | — | — | $13.6M | 16.9% | |
| Ishares S&P 500 Index Fund Mutual Fund | — | — | — | $11.9M | 14.7% | |
| Ishares U.S. Aggregate Bond Mutual Fund | — | — | — | $7.1M | 8.8% | |
| American Balanced Fund R4 Mutual Fund | — | — | — | $5.9M | 7.3% | |
| Fidelity Intrntnl Indx Instl Mutual Fund | — | — | — | $5.6M | 6.9% | |
| Putnam Large Cap Value Fund A Mutual Fund | — | — | — | $5.4M | 6.7% | |
| INVESCO STABLE VALUE TRUST INVESCO NATIONAL TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $5.1M | 6.4% | |
| Fidelity Adv Small Cap Cl A Mutual Fund | — | — | — | $4.4M | 5.5% | |
| Principal Mid Cap Fund A Mutual Fund | — | — | $2.6M | $3.8M | 4.7% | |
| American Europacific Growth Fund R4 Mutual Fund | — | — | — | $3.6M | 4.4% | |
| Loomis Sayles Invt Grade Mutual Fund | — | — | — | $3.3M | 4.1% | |
| Victory Integrity Small Cap Mutual Fund | — | — | — | $2.3M | 2.8% | |
| Vanguard 2040 Target Retirement Mutual Fund | — | — | — | $1.7M | 2.1% | |
| Cohen & Steers Real Cl I Mutual Fund | — | — | — | $1.5M | 1.9% | |
| John Hancock Disciplined Mutual Fund | — | — | — | $1.5M | 1.8% | |
| Participant Loans (Interest Rates 4.25% to 9.50%) -0- | — | — | — | $869K | 1.1% | |
| LOAN FUND LOANS | — | — | $864K | $864K | 1.1% | |
| Vanguard 2050 Target Retirement Mutual Fund | — | — | — | $839K | 1.0% | |
| Vanguard 2020 Target Retirement Mutual Fund | — | — | — | $643K | 0.8% | |
| Vanguard 2035 Target Retirement Mutual Fund | — | — | — | $470K | 0.6% | |
| Vanguard 2055 Target Retirement Mutual Fund | — | — | — | $381K | 0.5% | |
| Vanguard Target Income Retirement Fund Mutual Fund | — | — | — | $139K | 0.2% | |
| Vanguard 2030 Target Retirement Mutual Fund | — | — | — | $86K | 0.1% | |
| Vanguard 2060 Target Retirement Mutual Fund | — | — | — | $64K | <0.1% | |
| Vanguard 2045 Target Retirement Mutual Fund | — | — | — | $59K | <0.1% | |
| Hartford Balanced Income R5 Mutual Fund | — | — | — | $43K | <0.1% | |
| Vanguard 2025 Target Retirement Mutual Fund | — | — | — | $25K | <0.1% | |
| BLF Money Fund Mutual Fund | — | — | — | $7K | <0.1% | |
| Vanguard 2065 Target Retirement Mutual Fund | — | — | $4K | $5K | <0.1% | |
| ACCRUED INCOME ACCRUED INCOME | — | — | $2K | $2K | <0.1% | |
| BLACKROCK MSCI ACWI EX US INDEX NON BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 45-4431141 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |