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Original filing (PDF)20251008130222NAL0009448880001
BROWN UNIVERSITY
Form 5500
FILING_RECEIVED
BROWN UNIVERSITY DEFINED CONTRIBUTION DEFERRED VESTING RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
6,695
Accounts w/ balance
11,810
Plan assets (EOY)
$974.5M
Net assets (EOY)
$974.5M
How this plan invests
This plan
1 pooled trust
Schedule D
75 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROWN UNIVERSITY.
Plan sponsor
Name
BROWN UNIVERSITY
EIN
05-0258809
Address
P.O. BOX 1879 · PROVIDENCE, RI · 02912
Phone
(401) 863-2141
Industry
Educational Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
107
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
KPMG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INV INST OPS CO. LLC | 04-2647786 | — | NONE | $350K | — |
| TIAA | 13-1624203 | — | NONE | $222K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | NONE | $44K | — |
Investments
74 direct securities · 1 pooled fund· $974.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$957.6M
74 holdings
Pooled Separate Account
$16.9M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Domestic equities 311,383 shares | — | — | — | $63.6M | 6.5% | |
| CREF Stock Account - R3 CREF stock fund 68,112 shares | — | — | — | $62.5M | 6.4% | |
| Teachers Insurance Traditional Non Benefit Responsive Annuity TIAA Traditional Non Benefit Responsive TIAA Traditional — shares | — | — | — | $45.3M | 4.7% | |
| Fidelity Freedom Index 2045 Fund - Institutional Premium Class Multi-strategy funds 1,736,724 shares | — | — | — | $45.0M | 4.6% | |
| Fidelity Freedom Index 2040 Fund - Institutional Premium Class Multi-strategy funds 1,751,439 shares | — | — | — | $43.1M | 4.4% | |
| Fidelity Contrafund K6 Multi-strategy funds 1,272,361 shares | — | — | — | $39.6M | 4.1% | |
| Vanguard Institutional Index Domestic equities 81,157 shares | — | — | — | $38.9M | 4.0% | |
| Nuveen Lifecycle Index 2040 Fund R6 Multi-strategy funds 1,312,949 shares | — | — | — | $38.4M | 3.9% | |
| Fidelity Freedom Index 2050 Fund - Institutional Premium Class Multi-strategy funds 1,464,043 shares | — | — | — | $38.0M | 3.9% | |
| Fidelity Freedom Index 2030 Fund - Institutional Premium Class Multi-strategy funds 1,845,793 shares | — | — | — | $37.2M | 3.8% | |
| Fidelity Freedom Index 2035 Fund - Institutional Premium Class Multi-strategy funds 1,470,908 shares | — | — | — | $34.3M | 3.5% | |
| Nuveen Lifecycle Index 2045 Fund R6 Multi-strategy funds 994,950 shares | — | — | — | $30.7M | 3.2% | |
| Fidelity Freedom Index 2055 Fund - Institutional Premium Class Multi-strategy funds 1,243,687 shares | — | — | — | $26.6M | 2.7% | |
| Nuveen Lifecycle Index 2035 Fund R6 Multi-strategy funds 956,609 shares | — | — | — | $25.6M | 2.6% | |
| Nuveen Lifecycle Index 2050 Fund R6 Multi-strategy funds 746,839 shares | — | — | — | $23.5M | 2.4% | |
| Nuveen Lifecycle Index 2030 Fund R6 Multi-strategy funds 861,744 shares | — | — | — | $20.8M | 2.1% | |
| Fidelity Freedom Index 2025 Fund - Institutional Premium Class Multi-strategy funds 1,004,933 shares | — | — | — | $18.7M | 1.9% | |
| Nuveen Lifecycle Index 2025 Fund R6 Multi-strategy funds 841,775 shares | — | — | — | $18.0M | 1.8% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $16.9M | 1.7% | |
| Teachers Insurance Traditional Annuity * Teachers Insurance Traditional Benefit Responsive Annuity TIAA Traditional Benefit Responsive Contact — shares | — | — | — | $15.3M | 1.6% | |
| CREF Social Choice Account - R3 CREF Annuities Other 37,388 shares | — | — | — | $13.8M | 1.4% | |
| Vanguard Total International Stock Index Fund Institutional Shares Global equities 108,418 shares | — | — | — | $13.7M | 1.4% | |
| CREF Stock Account - R4 CREF stock fund 12,032 shares | — | — | — | $11.1M | 1.1% | |
| John Hancock Funds III Disciplined Value Fd Cl R6 Domestic equities 487,816 shares | — | — | — | $11.0M | 1.1% | |
| CREF Growth Account - R3 CREF Annuities Other 19,482 shares | — | — | — | $10.3M | 1.1% | |
| Fidelity Freedom Index 2020 Fund - Institutional Premium Class Multi-strategy funds 642,128 shares | — | — | — | $10.1M | 1.0% | |
| Fidelity Freedom Index 2060 Fund - Institutional Premium Class Multi-strategy funds 530,305 shares | — | — | — | $9.6M | 1.0% | |
| Vanguard Index Trust Extended Market Index Fd Instl Shs Domestic equities 66,302 shares | — | — | — | $9.6M | 1.0% | |
| Nuveen Lifecycle Index 2055 Fund R6 Multi-strategy funds 366,058 shares | — | — | — | $9.3M | 1.0% | |
| Vanguard Bond Index Fund Total Bond Mkt Index Fund Institutional Share Fixed Income 961,780 shares | — | — | — | $9.1M | 0.9% | |
| The Hartford International Opportunities Fund Class R6 Global equities 471,641 shares | — | — | — | $9.1M | 0.9% | |
| Fidelity International Index Fund Global equities 187,144 shares | — | — | — | $8.9M | 0.9% | |
| Fidelity Investments Money Market Government Portfolio - Institutional Class Money markets 8,868,499 shares | — | — | — | $8.9M | 0.9% | |
| JPMorgan Large Cap Growth Fund R6 Domestic equities 105,563 shares | — | — | — | $8.8M | 0.9% | |
| JPMorgan Core Bond Fund Class R6 Fixed Income 861,315 shares | — | — | — | $8.7M | 0.9% | |
| Fidelity Extended Market Index Fund Domestic equities 90,041 shares | — | — | — | $8.2M | 0.8% | |
| CREF Social Choice Account - R4 CREF Annuities Other 21,836 shares | — | — | — | $8.1M | 0.8% | |
| CREF Equity Index Account - R3 CREF Annuities Other 15,582 shares | — | — | — | $8.1M | 0.8% | |
| JPMorgan Core Bond Fund R6 Fixed Income 786,911 shares | — | — | — | $8.0M | 0.8% | |
| MFS Mid Cap Value Fund Class R6 Domestic equities 248,327 shares | — | — | — | $7.9M | 0.8% | |
| MFS Mid Cap Value Fund Class R6 Domestic equities 246,112 shares | — | — | — | $7.8M | 0.8% | |
| TIAA Traditional Non Benefit Responsive 2 TIAA Traditional — shares | — | — | — | $7.2M | 0.7% | |
| Nuveen Lifecycle Index 2020 Fund R6 Multi-strategy funds 367,827 shares | — | — | — | $6.9M | 0.7% | |
| The Hartford International Opportunities Fund Class R6 Global equities 334,072 shares | — | — | — | $6.4M | 0.7% | |
| CREF Global Equities Account - R3 CREF Annuities Other 16,498 shares | — | — | — | $5.7M | 0.6% | |
| BrokerageLink Fidelity Fund Self-directed — shares | — | — | — | $5.0M | 0.5% | |
| Fidelity U.S. Bond Index Fund Fixed Income 481,321 shares | — | — | — | $4.9M | 0.5% | |
| John Hancock Funds Disciplined Value Fund Class R6 Domestic equities 183,463 shares | — | — | — | $4.1M | 0.4% | |
| BrokerageLink External Fund Self-directed — shares | — | — | — | $4.1M | 0.4% | |
| MassMutual Mid Cap Growth Fund Class I Domestic equities 201,238 shares | — | — | — | $3.9M | 0.4% | |
| Nuveen Lifecycle Index 2015 Fund R6 Multi-strategy funds 212,437 shares | — | — | — | $3.6M | 0.4% | |
| Vanguard Money Market Reserves Federal Money Market Fund Money markets 3,548,637 shares | — | — | — | $3.5M | 0.4% | |
| CREF Money Market Account - R3 CREF Annuities Other 114,398 shares | — | — | — | $3.4M | 0.4% | |
| Principal Funds, Inc. - SmallCap Value Fund II Domestic equities 289,246 shares | — | — | — | $3.3M | 0.3% | |
| MassMutual Select Mid Cap Growth Equity II Fund Class I Domestic equities 162,549 shares | — | — | — | $3.1M | 0.3% | |
| Fidelity Freedom Index 2065 Fund - Institutional Premium Class Multi-strategy funds 207,692 shares | — | — | — | $3.0M | 0.3% | |
| Loomis Sayles Small Cap Grown N Domestic equities 102,235 shares | — | — | — | $3.0M | 0.3% | |
| Fidelity Freedom Index 2015 Fund - Institutional Premium Class Multi-strategy funds 173,110 shares | — | — | — | $2.5M | 0.3% | |
| TIAA Traditional Benefit Responsive 2 Contact — shares | — | — | — | $2.4M | 0.2% | |
| Principal Funds, Inc. -SmallCap Value Fund II Domestic equities 203,876 shares | — | — | — | $2.3M | 0.2% | |
| Nuveen Lifecycle Index 2065 Fund R6 Multi-strategy funds 117,895 shares | — | — | — | $2.3M | 0.2% | |
| CREF Core Bond Account - Class R3 CREF Annuities Other 12,054 shares | — | — | — | $1.6M | 0.2% | |
| Loomis Sayles Small Cap Growth Fd Cl N (Tr II) Domestic equities 48,869 shares | — | — | — | $1.4M | 0.1% | |
| TIAA Participant Loan Receivable * — shares | — | — | — | $1.4M | 0.1% | |
| Nuveen Lifecycle Index Retirement Income Fund R6 Multi-strategy funds 72,389 shares | — | — | — | $1.2M | 0.1% | |
| BrokerageLink Cash Self-directed — shares | — | — | — | $1.0M | 0.1% | |
| CREF Inflation-Linked Bond Account - R3 CREF Annuities Other 11,980 shares | — | — | — | $1.0M | 0.1% | |
| Fidelity Freedom Index Income Fund, Institutional Premium Class Multi-strategy funds 69,302 shares | — | — | — | $811K | <0.1% | |
| TIAA-CREF Self Directed Acct Self-directed — shares | — | — | — | $748K | <0.1% | |
| Nuveen Lifecycle Index 2060 Fund R6 Multi-strategy funds 43,017 shares | — | — | — | $610K | <0.1% | |
| Nuveen Lifecycle Index 2010 Fund R6 Multi-strategy funds 32,316 shares | — | — | — | $526K | <0.1% | |
| Non Interest Bearing Cash Self-directed — shares 48 Vanguard FTSE Social Index Fund;Admiral Domestic equities 8,224 shares | — | — | — | $464K | <0.1% | |
| Fidelity Freedom Index 2010 Fund - Institutional Premium Class Multi-strategy funds 22,533 shares | — | — | — | $289K | <0.1% | |
| Fidelity Government Money Market Fund Money markets 199,069 shares | — | — | — | $199K | <0.1% | |
| Plan Loan Default Fund Contact — shares | — | — | — | $49K | <0.1% |