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Original filing (PDF)20260115105853NAL0032240578004
SHEET METAL WORKERS LOCAL NO. 17 ANNUITY INCOME FUND
Form 5500
FILING_RECEIVED
SHEET METAL WORKERS LOCAL 17 ANNUITY INCOME FUND
Defined-contribution retirement plan
Signals · 3
37% in single holdingNo recordkeeper disclosed18 service providers
Active participants
3,288
Accounts w/ balance
3,848
Plan assets (EOY)
$656.3M
Net assets (EOY)
$655.8M
How this plan invests
This plan
10 pooled trusts
Schedule D
10 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
81
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: MASSMUTUAL STABLE VALUE DIVERSIFIED (extraction pending)]" is 37% of plan.
- 30 bps in Schedule C fees — 394% above peer band of 6 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEET METAL WORKERS LOCAL NO. 17 ANNUITY INCOME FUND.
Plan sponsor
Name
SHEET METAL WORKERS LOCAL NO. 17 ANNUITY INCOME FUND
EIN
04-6394579
Address
1157 ADAMS STREET, 1ST FLOOR · DORCHESTER, MA · 021245788
Phone
(617) 426-5646
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-04-01
Tax period
2025-03-31
Filed
2026-01-15
Pension benefit codes
2E · Profit-sharing
2H · Partial participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
MANZI & ASSOCIATES, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
18 rowsOther
18| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SMW ANNUITY | 04-6394579 | — | NONE | $484K | — |
| SMW INSURANCE | 04-2088633 | DORCHESTER, MA | NONE | $321K | — |
| SEGAL MARCO ADVISORS | 13-2646110 | — | NONE | $206K | — |
| NEWTON INVESTMENT MANAGEMENT | 86-1751460 | — | NONE | $148K | — |
| LSV INVESTMENT | 30-0246429 | — | NONE | $143K | — |
| EMPOWER ANNUITY INSURANCE COMPANY | 36-4115383 | — | NONE | $123K | — |
| COLUMBIA ASSET MANAGEMENT | 38-3386847 | — | NONE | $113K | — |
| INCOME RESEARCH MANAGEMENT | 04-2955404 | — | NONE | $104K | — |
| BLACKSTONE ALTERNATIVE ASSET | 20-8875684 | NEW YORK, NY | NONE | $83K | — |
| BUCK GLOBAL LLC | 13-3954297 | — | NONE | $53K | — |
| UNION LABOR LIFE | 13-1423090 | — | NONE | $41K | — |
| EMPOWER ADVISORY GROUP LLC | 22-3723965 | — | NONE | $40K | — |
| KRAKOW, SOURIS & LANDRY | 04-3363718 | — | NONE | $34K | — |
| MANZI & ASSOCIATES | 04-3508036 | — | NONE | $32K | — |
| INTERCONTINENTAL | 04-3613055 | — | NONE | $14K | — |
| LAPIER, DILLON AND ASSOCIATES PC | 32-0048525 | — | NONE | $8K | — |
| NEW TOWER TRUST COMPANY | 30-0872552 | — | NONE | $0 | — |
| WELLESLEY 1921 FUND | 20-2982860 | — | NONE | $0 | — |
Investments
4 direct securities · 10 pooled funds· $556.9M(85% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$225.7M
4 holdings
Pooled Separate Account
$167.0M
3 holdings
Common Collective Trust
$164.1M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| [DFE: MASSMUTUAL STABLE VALUE DIVERSIFIED (extraction pending)] | — | — | — | $123.9M | 18.9% | |
| MASSMUTUAL DIV. SAGIC FUND II MASSMUTUAL · EIN 90-0779283 / PN 448 | Pooled Separate Account | — | — | $123.9M | 18.9% | |
| [DFE: IR&M CORE BOND FUND II LLC (extraction pending)] | — | — | — | $39.9M | 6.1% | |
| IR&M INTERMEDIATE FUND INCOME RESEARCH AND MANAGEMENT · EIN 27-1803513 / PN 001 | Common Collective Trust | — | — | $39.9M | 6.1% | |
| [DFE: MASSMUTUAL STABLE VALUE DIVERSIFIED (extraction pending)] | — | — | — | $35.8M | 5.4% | |
| MASSMUTUAL GURANTEED INT ACCT. MASSMUTUAL · EIN 90-0779283 / PN 448 | Pooled Separate Account | — | — | $35.8M | 5.4% | |
| [DFE: ASB ALLEGIANCE REAL ESTATE FUND (extraction pending)] | — | — | — | $26.1M | 4.0% | |
| AFL EQUITY INDEX CHEVY CHASE TRUST · EIN 52-6257033 / PN 006 | Common Collective Trust | — | — | $26.1M | 4.0% | |
| L&G S&P 600 CIT FUND RELIANCE TRUST CT OR SVF · EIN 04-6394579 / PN 001 | Common Collective Trust | — | — | $23.4M | 3.6% | |
| LSV INT'L VALUE EQUITY FUND LSV ASSET MANAGEMENT · EIN 30-0246429 / PN 001 | Common Collective Trust | — | — | $23.4M | 3.6% | |
| STATE STREET LARGE CAP. INDEX FUND STATE STREET BANK & TRUST CO · EIN 04-6625099 / PN 001 | Common Collective Trust | — | — | $22.2M | 3.4% | |
| MULTI EMPLOYER PROPERTY TRUST NEW TOWER TRUST · EIN 52-6218800 / PN 001 | Common Collective Trust | — | — | $16.9M | 2.6% | |
| L&G S&P 400 CIT FUND RELIANCE TRUST CT OR SVF · EIN 04-6394579 / PN 001 | Common Collective Trust | — | — | $12.2M | 1.9% | |
| SEPARATE ACCOUNT J UNION LABOR LIFE · EIN 13-1423090 / PN 203 | Pooled Separate Account | — | — | $7.3M | 1.1% |