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Original filing (PDF)20250407200719NAL0009591139001
BOARD OF TRUSTEES ANNUITY FUND IBEW LOCAL 96
Form 5500
FILING_RECEIVED
ANNUITY PLAN IBEW LOCAL 96
Defined-contribution retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
730
Accounts w/ balance
617
Plan assets (EOY)
$103.2M
Net assets (EOY)
$103.1M
How this plan invests
This plan
9 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 16 bps in Schedule C fees — 61% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES ANNUITY FUND IBEW LOCAL 96.
Plan sponsor
Name
BOARD OF TRUSTEES ANNUITY FUND IBEW LOCAL 96
EIN
04-6295080
Address
P.O. BOX 5817 · WALLINGFORD, CT · 06492
Phone
(203) 269-7741
Industry
Electrical Contractors· Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2023
Plan year begin
2023-07-01
Tax period
2024-06-30
Filed
2025-04-07
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
NOVAK FRANCELLA, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
5 rowsOther
5| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE CO | 84-0467907 | — | NONE | $68K | — |
| ZENITH AMERICAN SOLUTIONS, INC. | 52-1590516 | — | NONE | $53K | — |
| SEGAL ROITMAN, LLP | 04-2489114 | — | NONE | $22K | — |
| NOVAK FRANCELLA LLC | 61-1436956 | — | NONE | $13K | — |
| SEGAL MARCO ADVISORS | 13-2646110 | — | NONE | $10K | — |
Investments
9 pooled funds· $41.8M(40% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| FIDELITY CONTRAFUND MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | $14.7M | 14.3% |
| T. ROWE PRICE NEW HORIZONS MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | $13.5M | 13.1% |
| MASSMUTUAL BLUE CHIP GROWTH R5 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | $8.9M | 8.6% |
| MASSMUTUAL SMALL CAP OPPS A MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | $1.4M | 1.4% |
| VANGUARD MID CAP INDEX ADMIRAL MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | $1.2M | 1.2% |
| AMERICAN FUNDS EUROPACIFIC GROWTH R MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | $1.1M | 1.0% |
| MASSMUTUAL STRATEGIC BOND R5 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | $942K | 0.9% |
| AB GLOBAL BOND ADVISOR MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 90-0779283 / PN 000 | Pooled Separate Account | $21K | <0.1% |
| MASSMUTUAL GROWTH OPPS R5 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY · EIN 04-1590850 / PN 000 | Pooled Separate Account | $0 | <0.1% |