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Original filing (PDF)20251008112021NAL0002955091001
BOARD OF TRUSTEES I.U.O.E. LOCAL 4 PENSION FUND
Form 5500
FILING_RECEIVED
INTERNATIONAL UNION OF OPERATING ENGINEERS LOCAL 4 PENSION FUND
Defined-benefit pension plan
Signals · 3
59% in single holdingNo recordkeeper disclosed26 service providers
Active participants
3,513
Accounts w/ balance
—
Plan assets (EOY)
$1.3B
Net assets (EOY)
$1.3B
How this plan invests
This plan
7 pooled trusts
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
84
/ 100
Grade B
Above-average plan
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Top holding "[DFE: BNYM MELLON DB SL BROAD MARKET STOCK INDEX FUND OF THE BANK OF NEW YORK MELLON (extraction pending)]" is 59% of plan.
- 23 bps in Schedule C fees — 370% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BOARD OF TRUSTEES I.U.O.E. LOCAL 4 PENSION FUND.
Plan sponsor
Name
BOARD OF TRUSTEES I.U.O.E. LOCAL 4 PENSION FUND
EIN
04-6013863
Address
16 TROTTER DRIVE · MEDWAY, MA · 020532299
Phone
(508) 533-1400
Industry
Constructionsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
1B · Flat-dollar DB formula
Audit & trust (Schedule H)
Auditor
SCHULTHEIS & PANETTIERI, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
26 rowsAccountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SCHULTHEIS & PANETTIERI LLP | 13-1577780 | — | AUDITOR | $69K | — |
Legal counsel
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| THE LAW OFFICE OF KATHRYN S SHEA | 86-2611553 | — | LEGAL | $50K | — |
| O'DONOGHUE & O'DONOGHUE LLP | 53-0120528 | — | LEGAL | $29K | — |
| KROLL ASSOCIATES | 11-2286880 | — | LEGAL | $12K | — |
Other
22| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NATIONAL ASSOCI | 13-4994650 | — | NONE | $629K | — |
| BOSTON PARTNERS GLOBAL INVESTORS, I | 98-0202744 | — | NONE | $540K | — |
| LOOMIS SAYLES & COMPANY | 04-3200030 | — | NONE | $366K | — |
| STATE STREET BANK & TRUST CO. | 04-1867445 | — | NONE | $274K | — |
| CBRE CLARION SECURITIES LLC | 23-2802869 | — | NONE | $188K | — |
| SEGAL MARCO ADVISORS | 13-2646110 | — | NONE | $135K | — |
| STATE STREET GLOBAL ADVISORS | 81-4017137 | — | NONE | $119K | — |
| MELLON INVESTMENTS CORPORATION | 25-6078093 | — | NONE | $113K | — |
| VITECH SYSTEMS SUB LLC | 13-3785492 | — | NONE | $112K | — |
| CBIZ BENEFITS & INSURANCE SERVICES | 31-1582098 | — | NONE | $104K | — |
| GREGORY A GEIMAN | 04-6040880 | — | EMPLOYEE | $84K | — |
| REBECCA ZACCARDI | 04-6040880 | — | EMPLOYEE | $49K | — |
| DONALD R CHRISTY | 04-6040880 | — | EMPLOYEE | $39K | — |
| LAURA JEAN HICKEY | 04-6040880 | — | EMPLOYEE | $38K | — |
| JAMES M BURNS | 04-6040880 | — | EMPLOYEE | $33K | — |
| WENDY A BATCHELDER | 04-6040880 | — | EMPLOYEE | $29K | — |
| VSG HOSTING INC | 20-4487588 | — | NONE | $28K | — |
| DEREK OETINGER | 04-6040880 | — | EMPLOYEE | $28K | — |
| 617 MEDIA GROUP | 90-1252805 | — | NONE | $18K | — |
| CTS SERVICES INC. | 04-3068502 | — | NONE | $14K | — |
| IRON MOUNTAIN | 23-2588479 | — | NONE | $9K | — |
| SEGAL SELECT INSURANCE SERVICES INC | 46-0619194 | — | NONE | $0 | — |
Investments
23 direct securities · 7 pooled funds· $931.9M(70% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$716.8M
6 holdings
Uncategorized
$215.1M
23 holdings
103-12 Investment Entity
$42K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| BNYM MELLON DB BD MKT STK INDEX FD THE BANK OF NEW YORK MELLON · EIN 25-6078093 / PN 106 | Common Collective Trust | — | — | $420.1M | 31.7% | |
| [DFE: STATE STREET INTERMEDIATE U.S. GOVERNMENT/CREDIT BOND INDEX SECURITIES LENDING FUND (extraction pending)] | — | — | — | $104.7M | 7.9% | |
| SS INTM US GOVT CRD BD INDX SL FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 092 | Common Collective Trust | — | — | $104.7M | 7.9% | |
| SS MSCI EAFE INDEX NL FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 241 | Common Collective Trust | — | — | $89.3M | 6.7% | |
| CM PEN TRST FD (EMG MKTS EQ) OF JPM JP MORGAN CHASE BANK, NA · EIN 13-3653512 / PN 001 | Common Collective Trust | — | — | $49.0M | 3.7% | |
| SS US TIPS INDEX SL FUND STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 90-0337987 / PN 103 | Common Collective Trust | — | — | $32.6M | 2.5% | |
| [DFE: COMMINGLED PENSION TRUST FUND (SPECIAL SITUATION PROPERTY) OF JPMORGAN CHASE BANK, N.A. (extraction pending)] | — | — | — | $21.0M | 1.6% | |
| CM PEN TRST FD (SPC SIT PRP) OF JPM JP MORGAN CHASE BANK, NA · EIN 13-3980309 / PN 001 | Common Collective Trust | — | — | $21.0M | 1.6% | |
| MSCI JPY INDX NL FUND JP12 | — | — | — | $20.8M | 1.6% | |
| MSCI UK INDX NL FUND UK12 | — | — | — | $13.3M | 1.0% | |
| MSCI FRF INDX NL FUND FR12 | — | — | — | $9.9M | 0.7% | |
| MSCI CHF INDX NL FUND CH12 | — | — | — | $8.5M | 0.6% | |
| MSCI DEM INDX NL FUND GR12 | — | — | — | $8.3M | 0.6% | |
| MSCI AUD INDX NL FUND AU12 | — | — | — | $6.6M | 0.5% | |
| MSCI NLG INDX NL FUND NL12 | — | — | — | $4.1M | 0.3% | |
| MSCI SEK INDX NL FUND SW12 | — | — | — | $3.2M | 0.2% | |
| MSCI DKK INDX NL FUND DE12 | — | — | — | $2.6M | 0.2% | |
| MSCI ITL INDX NL FUND IT12 | — | — | — | $2.5M | 0.2% | |
| MSCI ESP INDX NL FUND SP12 | — | — | — | $2.5M | 0.2% | |
| MSCI HKD INDX NL FUND HK12 | — | — | — | $1.8M | 0.1% | |
| MSCI SGD INDX NL FUND SG12 | — | — | — | $1.5M | 0.1% | |
| MSCI BEF INDX NL FUND BE12 | — | — | — | $895K | <0.1% | |
| MSCI FIM INDX NL FUND FI12 | — | — | — | $873K | <0.1% | |
| MSCI ISRAEL INDEX NONLENDING FUND I | — | — | — | $859K | <0.1% | |
| MSCI NOK INDX NL FUND NO12 | — | — | — | $516K | <0.1% | |
| MSCI IEP INDX NL FUND IE12 | — | — | — | $254K | <0.1% | |
| MSCI NZD INDX NL FUND NZ12 | — | — | — | $188K | <0.1% | |
| MSCI ATS INDX NL FUND AT12 | — | — | — | $174K | <0.1% | |
| MSCI PTE INDX NL FUND PT12 | — | — | — | $147K | <0.1% | |
| OAKTREE EH INC FD II (PL) FDR LP OAKTREE CAPITAL MANAGEMENT, LP · EIN 98-1151511 / PN 001 | 103-12 Investment Entity | — | — | $42K | <0.1% |