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Original filing (PDF)20250909154850NAL0033886608001
NEW ENGLAND INTERSTATE WATER POLLUTION CONTROL COMMISSION
Form 5500
FILING_RECEIVED
NEW ENGLAND INTERSTATE WATER POLLUTION CONTROL COMMISSION 403(B) TAX SHELTERED ANNUITY PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
123
Accounts w/ balance
167
Plan assets (EOY)
$18.7M
Net assets (EOY)
$18.7M
How this plan invests
This plan
52 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for NEW ENGLAND INTERSTATE WATER POLLUTION CONTROL COMMISSION.
Plan sponsor
Name
NEW ENGLAND INTERSTATE WATER POLLUTION CONTROL COMMISSION
EIN
04-6004735
Address
WANNALANCIT MILLS · 650 SUFFOLK STREET, SUITE 410 · LOWELL, MA · 01854
Phone
(978) 323-7929
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-09
Pension benefit codes
2L · 403(b)(1) annuity
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
ANSTISS & CO., P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PROACCOUNT | 73-0988442 | COLUMBUS, OH | INVESTMENT ADVISORY | $13K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE TRUST COMPANY, FSB | — | COLUMBUS, OH | — | $41K | — |
Investments
52 direct securities· $17.7M(95% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index | — | — | — | $2.3M | 12.5% | |
| Putnam Growth Opportunities Fund Class Y | — | — | — | $1.7M | 9.1% | |
| State Street Balanced Index Fund - Class K | — | — | — | $1.1M | 6.0% | |
| Vanguard Total Stock Mkt Idx Fund As | — | — | — | $911K | 4.9% | |
| Nuveen Lifecycle Index 2035 Inst | — | — | — | $838K | 4.5% | |
| Artisan International Value Inst | — | — | — | $741K | 4.0% | |
| Nuveen Lifecycle Index 2025 Inst | — | — | — | $676K | 3.6% | |
| Vanguard Wndsr Adm) | — | — | — | $663K | 3.5% | |
| Federated Hermes Government Obligations Fund | — | — | — | $656K | 3.5% | |
| Nationwide Geneva Small Cap Gr Inst! Svc Fund | — | — | — | $563K | 3.0% | |
| Nuveen Lifecycle Index 2045 Inst | — | — | — | $521K | 2.8% | |
| Nuveen Lifecycle Index 2060 Inst | — | — | — | $402K | 2.1% | |
| Fidelity US Bond Index | — | — | — | $364K | 1.9% | |
| Vanguard Wellesley Income Admiral | — | — | — | $359K | 1.9% | |
| Impax Sustainable Allocation Fund Class Inst | — | — | — | $353K | 1.9% | |
| Nuveen Lifecycle Index 2055 Inst | — | — | — | $338K | 1.8% | |
| Victory Sycamore Established Value Fund I | — | — | — | $318K | 1.7% | |
| Vanguard Trgt Retirement 2055 Inv+ | — | — | — | $287K | 1.5% | |
| Vanguard Total Intl Stock Market Index Admiral | — | — | — | $277K | 1.5% | |
| Nuveen Lifecycle Index 2030 Inst | — | — | — | $242K | 1.3% | |
| Boa-Indexed Fixed Contract | — | — | — | $240K | 1.3% | |
| Baird Core Plus Bond Inst | — | — | — | $240K | 1.3% | |
| Cohen & Steers Real Estate Securities I | — | — | — | $238K | 1.3% | |
| Metropolitan West Total Return Bond I | — | — | — | $222K | 1.2% | |
| T. Rowe Price Blue Chip Growth Fund | — | — | — | $221K | 1.2% | |
| Nuveen Lifecycle Index 2050 Inst | — | — | — | $190K | 1.0% | |
| JPMorgan Equity Income R5 | — | — | — | $177K | 0.9% | |
| DFA Intl Large Cap Gr | — | — | — | $153K | 0.8% | |
| Fidelity International Index | — | — | — | $148K | 0.8% | |
| Dodge & Cox International Stock Fund | — | — | — | $145K | 0.8% | |
| GS GQG Partners Intl Opportunities Fund Class R6 | — | — | — | $145K | 0.8% | |
| Nationwide Loomis All Cap Gr R6 | — | — | — | $139K | 0.7% | |
| PGIM Total Return Bond Fund R6 | — | — | — | $132K | 0.7% | |
| Vanguard GNMA Fund Admiral Shares | — | — | — | $132K | 0.7% | |
| Avantis US Large Cap Value Instl | — | — | — | $130K | 0.7% | |
| DFA Inflation-Protected Securities Inst | — | — | — | $130K | 0.7% | |
| Brown Advisory Sustainable Growth Fund | — | — | — | $127K | 0.7% | |
| Jpm Lgcap Gr R6 | — | — | — | $124K | 0.7% | |
| Avantis Emerging Markets Equity Fund - Inst! | — | — | — | $116K | 0.6% | |
| Federated Hermes Short Term Total Return Bd Inst | — | — | — | $108K | 0.6% | |
| PIMCO Real Return Fund Institutional Class | — | — | — | $85K | 0.5% | |
| American Funds New World R6 | — | — | — | $78K | 0.4% | |
| Vanguard Target Retirement 2060 Inv | — | — | — | $72K | 0.4% | |
| MFS Midcap Growth R6 | — | — | — | $71K | 0.4% | |
| BlackRock Strategic Income Opportunities I | — | — | — | $70K | 0.4% | |
| Diamond Hill Mid Cap I | — | — | — | $70K | 0.4% | |
| BlackRock High Yield Bond Portfolio K | — | — | — | $69K | 0.4% | |
| Principal Global Real Estate Securities Fund R6 | — | — | — | $66K | 0.4% | |
| Legal & General Commodity Strategy Fund - Inst! | — | — | — | $62K | 0.3% | |
| BlackRock Total Return K | — | — | — | $56K | 0.3% | |
| DFA International Small Cap+ | — | — | — | $47K | 0.3% | |
| Fidelity Inflation-Protected bond Index | — | — | — | $47K | 0.2% |